Penumbra Inc (PEN)

HEALTH CARE: HEALTH CARE SUPPLIES
SIC: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS

ONE PENUMBRA PLACE ALAMEDA, CA 94502

Penumbra, Inc., headquartered in Alameda, California, is a global healthcare company focused on innovative therapies. Penumbra designs, develops, manufactures and markets novel products and has a broad portfolio that addresses challenging medical conditions in markets with significant unmet need. Penumbra sells its products to hospitals and healthcare providers primarily through its direct sales organization in the U.S., most of Europe, Canada and Australia, and through distributors in select international markets. Penumbra, the Penumbra P logo, Indigo, CAT, Separator, Lightning, and Penumbra ENGINE are trademarks of Penumbra, Inc.

Data as of 2021-06-13 09:49:44 -0400
Market Cap10.572 Billion Shares Outstanding36.482 Million Avg 30-day Volume311.564 Thousand
P/E Ratio-1998.08305 Dividend Yield0.0 EPS-0.147
Price/Sales16.61 Debt to Equity1.28 EBITDA-12.686 Million
Price to Book Value15.02 Forward PE290.73 Enterprise Value9.623 Billion
Total Cash242.609 Million Current Debt111.862 Million Gross Profit361.503 Million
BETA0.56209 52-week High/Low314.22 / 163.48 Next Earnings Date2021-08-02 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from PEN instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 1 -100.0% 0 (0.0%) 0 (0.0%)
Funds Holding: 263 260 1.15% 66 (3.9%) 53 (3.08%) 24.53%
13F shares: 30.609 Million 34.147 Million -10.36% 5.631 Million 6.936 Million -18.82%
% Ownership 83.9794 94.039 -10.7% 15.4486 19.1019 -19.13%
New Positions: 50 37 35.14% 27 13 107.69%
Increased Positions 63 103 -38.83% 12 20 -40.0%
Closed Positions 41 48 -14.58% 14 26 -46.15%
Reduced Positions 117 84 39.29% 22 12 83.33%
Total Calls 297.059 Thousand 365.022 Thousand -18.62% 111.3 Thousand 115 Thousand -3.22%
Total Puts 268.925 Thousand 963.44 Thousand -72.09% 85.3 Thousand 193.6 Thousand -55.94%
PUT/CALL Ratio 0.91 2.64 -65.53% 0.77 1.68 -54.17%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding PEN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PEN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

10.2 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ROBERTS JOHANNA EVP, GEN. COUNSEL & SECRETARY

  • Officer
51,324 2021-05-15 3

ROTHMAN LYNN EVP AND CHIEF BUSINESS OFFICER

  • Officer
134,444 2021-05-07 4

GREWAL HARPREET

  • Director
12,730 2021-02-19 3

KASSING DON W.

  • Director
10,028 2021-02-19 2

WILDER THOMAS

  • Director
4,328 2021-02-19 4

O'ROURKE BRIDGET

  • Director
3,598 2021-02-19 8

LEEDS JANET

  • Director
3,251 2021-02-19 1

SARNA SURBHI

  • Director
2,326 2021-02-19 1

BOSE ARANI CHIEF INNOVATOR

  • Officer
  • Director
530,662 2021-02-01 5

PRAY JAMES ROBERT PRESIDENT, INTERNATIONAL

  • Officer
425,009 2021-02-01 6

YUEN MAGGIE CHIEF FINANCIAL OFFICER

  • Officer
6,035 2020-12-16 1

ELSESSER ADAM CEO AND PRESIDENT

  • Officer
  • Director
957,582 2020-12-11 6

SHIU LAMBERT CHIEF ACCOUNTING OFFICER

  • Officer
10,124 2020-11-15 2

KOSARAJU SRIDHAR PRESIDENT

  • Officer
155,351 2020-04-15 0

DAVIS DANIEL DONEN SEE REMARKS

  • Officer
64,277 2018-12-27 0

EVANS ROBERT D. EVP, GEN. COUNSEL & SECRETARY

  • Officer
167,963 2018-08-29 0

SULLIVAN KEVIN JAMES

  • Director
29,449 2016-08-31 0

WANG WALTER CHARLES

  • Director
1,484,931 2016-03-04 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ROBERTS JOHANNA - Officer EVP, GEN. COUNSEL & SECRETARY

2021-05-18 20:54:59 -0400 2021-05-15 F 1,597 $240.54 d 51,324 direct 2.6585 0.6636 3.8798 3 0.0 1

ROTHMAN LYNN - Officer EVP AND CHIEF BUSINESS OFFICER

2021-05-11 19:50:57 -0400 2021-05-07 M 10,155 $3.98 a 32,637 direct -2.8288 -0.8797 0.908 5 -5.1693 4

ROTHMAN LYNN - Officer EVP AND CHIEF BUSINESS OFFICER

2021-05-11 19:50:57 -0400 2021-05-07 M 10,155 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PENUMBRA INC PEN 2021-06-17 22:15:03 UTC -0.2159 0.2559 400000
PENUMBRA INC PEN 2021-06-17 21:45:03 UTC -0.2159 0.2559 400000
PENUMBRA INC PEN 2021-06-17 21:15:03 UTC -0.2159 0.2559 400000
PENUMBRA INC PEN 2021-06-17 20:45:04 UTC -0.2122 0.2522 400000
PENUMBRA INC PEN 2021-06-17 20:15:03 UTC -0.2122 0.2522 400000
PENUMBRA INC PEN 2021-06-17 19:45:03 UTC -0.2122 0.2522 400000
PENUMBRA INC PEN 2021-06-17 19:15:03 UTC -0.2122 0.2522 400000
PENUMBRA INC PEN 2021-06-17 18:45:04 UTC -0.2118 0.2518 400000
PENUMBRA INC PEN 2021-06-17 18:15:03 UTC -0.2118 0.2518 400000
PENUMBRA INC PEN 2021-06-17 17:45:03 UTC -0.2118 0.2518 400000
PENUMBRA INC PEN 2021-06-17 17:15:03 UTC -0.2118 0.2518 400000
PENUMBRA INC PEN 2021-06-17 16:45:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 16:15:02 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 15:45:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 15:15:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 14:45:02 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 14:15:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 13:45:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 13:15:03 UTC -0.21 0.25 400000
PENUMBRA INC PEN 2021-06-17 12:45:02 UTC -0.21 0.25 400000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund PEN -13.0 shares, $-2526.94 2020-09-30 N-PORT
FundVantage Trust- Gotham Enhanced Index Plus Fund PEN -13.0 shares, $-2097.29 2020-03-31 N-PORT
FundVantage Trust- Gotham Defensive Long Fund PEN -9.0 shares, $-1451.97 2020-03-31 N-PORT
AQR Funds- AQR Large Cap Relaxed Constraint Equity Fund PEN -24.0 shares, $-3227.76 2019-09-30 N-PORT
FundVantage Trust- Gotham Master Neutral Fund PEN -36.0 shares, $-6997.68 2020-09-30 N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund PEN -27.0 shares, $-4355.91 2020-03-31 N-PORT
SCHWAB CAPITAL TRUST- Schwab Hedged Equity Fund PEN -1481.0 shares, $-386674.29 2021-01-31 N-PORT
Columbia Funds Series Trust I- Multi-Manager Directional Alternative Strategies Fund PEN -479.0 shares, $-125062.11 2021-01-31 N-PORT
NORTHERN LIGHTS FUND TRUST II- Invenomic Fund PEN -5949.0 shares, $-1553224.41 2021-01-31 N-PORT
ADVISORS' INNER CIRCLE III- Knights of Columbus Long/Short Equity Fund PEN -411.0 shares, $-107307.99 2021-01-31 N-PORT
Alger Funds II- Alger Spectra Fund PEN -5805.0 shares, $-1515627.45 2021-01-31 N-PORT
Alger Funds II- Alger Dynamic Opportunities Fund PEN -2173.0 shares, $-567348.57 2021-01-31 N-PORT
RBB Fund, Inc.- Boston Partners Global Long/Short Fund PEN -1039.0 shares, $-295522.77 2021-02-28 N-PORT
RBB Fund, Inc.- Boston Partners Long/Short Research Fund PEN -3996.0 shares, $-1136582.28 2021-02-28 N-PORT
Nuveen Investment Trust- Nuveen Equity Market Neutral Fund PEN -2800.0 shares, $-796404.0 2021-02-28 N-PORT
Nuveen Investment Trust II- Nuveen Equity Long/Short Fund PEN -1400.0 shares, $-398202.0 2021-02-28 N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund PEN -1600.0 shares, $-432928.0 2021-03-31 N-PORT
FundVantage Trust- Gotham Hedged Plus Fund PEN -404.0 shares, $-109314.32 2021-03-31 N-PORT
Legg Mason Global Asset Management Trust- QS Global Market Neutral Fund PEN -770.0 shares, $-208346.6 2021-03-31 N-PORT
TIFF INVESTMENT PROGRAM- TIFF Multi-Asset Fund PEN -2037.0 shares, $-551171.46 2021-03-31 N-PORT
Advanced Series Trust- AST Academic Strategies Asset Allocation Portfolio PEN -1400.0 shares, $-378812.0 2021-03-31 N-PORT
INVESTMENT MANAGERS SERIES TRUST- AAM HIMCO Global Enhanced Dividend Fund PEN -770.0 shares, $-208346.6 2021-03-31 N-PORT
AQR Funds- AQR Alternative Risk Premia Fund PEN -511.0 shares, $-138266.38 2021-03-31 N-PORT
AQR Funds- AQR Multi-Asset Fund PEN -700.0 shares, $-189406.0 2021-03-31 N-PORT
JNL Series Trust- JNL/AQR Large Cap Relaxed Constraint Equity Fund PEN -4460.0 shares, $-1206786.8 2021-03-31 N-PORT
JNL Series Trust- JNL/Boston Partners Global Long Short Equity Fund PEN -501.0 shares, $-135560.58 2021-03-31 N-PORT
Diamond Hill Funds- DIAMOND HILL LONG SHORT FUND PEN -92230.0 shares, $-24955593.4 2021-03-31 N-PORT
VANGUARD MONTGOMERY FUNDS- VANGUARD MARKET NEUTRAL FUND PEN -3320.0 shares, $-898325.6 2021-03-31 N-PORT

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