Principal Financial Group (PFG)

FINANCE: INSURANCE
SIC: ACCIDENT & HEALTH INSURANCE

711 HIGH STREET DES MOINES, IA 50392

Principal Financial Group is a holding company. Through its subsidiaries, Co. provides retirement savings, investment and insurance products and services. Co.'s U.S. and international operations concentrate on asset accumulation and asset management. Co. also provides a range of individual and group life insurance, individual and group disability insurance and group dental and vision insurance. Co. focuses on small and medium-sized businesses. At Dec 31 2010, Co. operated through these segments: Retirement and Investor Services; Principal Global Investors; Principal International and U.S. Insurance Solutions. Also, at Dec 31 2010, Co. had total assets under management of $318.80 billion.

Data based on most recent fiscal year report
Market Cap17.395 Billion Shares Outstanding289 Million Avg Volume1.896 Million
1-Yr BETA vs S&P TR1.058 Current Ratio0.1 Quick Ratio0.1
View SEC Filings from PFG instead.
Q4 2018 All Institutions Hedge Funds 1
To trade PFG now:
Filers who had this stock in their top 10: 2 0 (0.0%)
13F Filers holding this stock: 548 37 (3.67%)
Aggregate 13F shares on 12/31/2018: 201.029 Million 6.584 Million
Aggregate 13F shares on 09/30/2018: 200.923 Million 7.175 Million
Percent change: 0.05% -8.24%
Funds creating new positions: 78 11
Funds Adding to an existing position: 182 12
Funds closing out their position: 97 10
Funds reducing their position: 192 9
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding PFG (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

2 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

KEYSER RICHARD L

  • Director
84,332 2019-03-12 0

DUNBAR TIMOTHY MARK EVP & CHIEF INVESTMENT OFFICER

  • Officer
0 2019-03-12 26

LAWLER JULIA M EVP & CHIEF RISK OFFICER

  • Officer
61,197 2019-03-01 8

SCHAAF RENEE V. PRESIDENT - RIS

  • Officer
21,896 2019-03-01 1

HELTON SANDRA L

  • Director
6,288 2019-02-28 5

HOUSTON DANIEL JOSEPH CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
222,562 2019-02-25 5

SHAFF KAREN E EVP, GEN'L COUNSEL, SECRETARY

  • Officer
  • 10% Owner
96,622 2019-02-25 5

SCHOLTEN GARY P EVP & CH INFO OFFICER

  • Officer
81,793 2019-02-25 5

VALDES LUIS E. PRES - INT'L ASSET MGMT&ACCUM

  • Officer
77,747 2019-02-25 2

EVERETT NORA MARY PRESIDENT - RIS

  • Officer
49,043 2019-02-25 5

STRABLE-SOETHOUT DEANNA D EVP & CHIEF FINANCIAL OFFICER

  • Officer
121,762 2019-02-25 5

FRIEDRICH AMY CHRISTINE PRESIDENT - USIS

  • Officer
30,155 2019-02-25 7

HALTER PATRICK GREGORY CHIEF EXECUTIVE OFFICER, PGI

  • Officer
0 2019-02-25 4

HOCHSCHILD ROGER C CEO AND PRESIDENT

  • Officer
  • Director
845,036 2019-02-20 7

BERNARD BETSY J

  • Director
4,250 2019-02-06 5

LILLIS TERRANCE

  • Director
830 2019-02-01 0

TALLETT ELIZABETH E

  • Director
53,287 2018-12-28 7

CARTER MILLER JOYCELYN

  • Director
48,805 2018-12-28 5

GELATT DANIEL

  • Director
139,328 2018-12-28 6

DAN MICHAEL T

  • Director
28,275 2018-12-28 7

PICKERELL BLAIR

  • Director
10,299 2018-12-28 5

MILLS SCOTT

  • Director
7,545 2018-12-28 7

NORDIN DIANE C

  • Director
3,972 2018-12-28 5

MAESTRI LUCA SENIOR VICE PRESIDENT, CFO

  • Officer
27,324 2018-10-04 0

MCCAUGHAN JAMES P PRESIDENT - GLOBAL ASSET MGMT.

  • Officer
149,329 2018-09-04 5

COSTLEY GARY E

  • Director
42,285 2018-07-31 0

VAUGHAN THERESE M

0 2018-07-18 0

GRISWELL J BARRY

  • Director
20,913 2018-07-16 0

SORENSEN NORMAN R

  • Director
24,030 2018-06-28 0

KERR WILLIAM T

  • Director
145,765 2018-04-30 0

FERRO DENNIS H

  • Director
27,228 2018-03-29 1

ELMING GREGORY BERNARD SVP & CHIEF RISK OFFICER

  • Officer
20,843 2017-12-28 0

ZIMPLEMAN LARRY D

  • Director
263,514 2016-03-25 0

EUCHER RALPH CRAIG EVP

  • Officer
59,916 2015-02-23 0

OKEEFE MARY A SR. VP & CHIEF MKTG. OFF.

  • Officer
No longer subject to file 2014-06-27 0

MATHRANI ARJUN K

  • Director
21,654 2012-03-30 0

LAMALE ELLEN Z SR. VP & CHIEF RISK OFFICER

  • Officer
0 2011-02-28 0

ASCHENBRENNER JOHN E PRESIDENT - INS. & FIN. SVCS.

  • Officer
92,197 2009-12-04 0

GERSIE MICHAEL H EXECUTIVE VICE PRESIDENT

  • Officer
0 2008-12-05 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

DUNBAR TIMOTHY MARK - Officer EVP & CHIEF INVESTMENT OFFICER

2019-03-12 A 375 $50.76 a 7,822 0.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-03-01 S 1,000 $52.38 a 59,920 61,197.00 direct yes

FRIEDRICH AMY CHRISTINE - Officer PRESIDENT - USIS

2019-02-25 A 64,750 a 64,750 30,155.00 direct

SCHOLTEN GARY P - Officer EVP & CH INFO OFFICER

2019-02-25 A 10,965 a 81,097 81,793.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER

2019-02-25 A 81,880 a 81,880 121,762.00 direct

DUNBAR TIMOTHY MARK - Officer EVP & CHIEF INVESTMENT OFFICER

2019-02-25 A 120,000 a 120,000 64,984.00 direct

VALDES LUIS E. - Officer PRES - INT'L ASSET MGMT&ACCUM

2019-02-25 A 16,331 a 77,747 77,747.00 direct

HOUSTON DANIEL JOSEPH - Director - Officer CHAIRMAN, PRESIDENT & CEO

2019-02-25 A 39,438 a 219,367 222,562.00 direct

EVERETT NORA MARY - Officer PRESIDENT - RIS

2019-02-25 A 61,370 a 61,370 49,043.00 direct

FRIEDRICH AMY CHRISTINE - Officer PRESIDENT - USIS

2019-02-25 A 2,818 a 28,000 30,155.00 direct

SHAFF KAREN E - Officer - > 10% Owner EVP, GEN'L COUNSEL, SECRETARY

2019-02-25 A 48,215 a 48,215 96,622.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER by spouse

2019-02-25 A 4,024 a 46,978 121,762.00 indirect

DUNBAR TIMOTHY MARK - Officer EVP & CHIEF INVESTMENT OFFICER

2019-02-25 A 14,053 a 64,870 64,984.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-02-25 A 33,000 a 33,000 0.00 direct

HALTER PATRICK GREGORY - Officer CHIEF EXECUTIVE OFFICER, PGI

2019-02-25 A 84,815 a 84,815 0.00 direct

EVERETT NORA MARY - Officer PRESIDENT - RIS

2019-02-25 A 12,309 a 49,043 49,043.00 direct

SCHOLTEN GARY P - Officer EVP & CH INFO OFFICER

2019-02-25 A 43,795 a 43,795 81,793.00 direct

SHAFF KAREN E - Officer - > 10% Owner EVP, GEN'L COUNSEL, SECRETARY

2019-02-25 A 15,677 a 93,321 96,622.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER

2019-02-25 A 13,890 a 74,779 121,762.00 direct

VALDES LUIS E. - Officer PRES - INT'L ASSET MGMT&ACCUM

2019-02-25 A 76,940 a 76,940 77,747.00 direct

HOUSTON DANIEL JOSEPH - Director - Officer CHAIRMAN, PRESIDENT & CEO

2019-02-25 A 348,750 a 348,750 222,562.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-02-01 S 1,000 $50.17 a 60,920 62,197.00 direct yes
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