Principal Financial Group (PFG)

FINANCE: INSURANCE
SIC: ACCIDENT & HEALTH INSURANCE

711 HIGH STREET DES MOINES, IA 50392

Principal Financial Group is a holding company. Through its subsidiaries, Co. provides retirement savings, investment and insurance products and services. Co.'s U.S. and international operations concentrate on asset accumulation and asset management. Co. also provides a range of individual and group life insurance, individual and group disability insurance and group dental and vision insurance. Co. focuses on small and medium-sized businesses. At Dec 31 2010, Co. operated through these segments: Retirement and Investor Services; Principal Global Investors; Principal International and U.S. Insurance Solutions. Also, at Dec 31 2010, Co. had total assets under management of $318.80 billion.

Data based on most recent fiscal year report
Market Cap17.395 Billion Shares Outstanding289 Million Avg Volume1.896 Million
1-Yr BETA vs S&P TR1.229 Current Ratio0.1 Quick Ratio0.1
View SEC Filings from PFG instead.
Q3 2019 All Institutions Hedge Funds 1
To trade PFG now:
Filers who had this stock in their top 10: 1 0 (0.0%)
13F Filers holding this stock: 583 44 (4.6%)
Aggregate 13F shares on 09/30/2019: 195.381 Million 6.682 Million
Aggregate 13F shares on 06/30/2019: 198.906 Million 6.604 Million
Percent change: -1.77% 1.18%
Funds creating new positions: 53 14
Funds Adding to an existing position: 213 12
Funds closing out their position: 43 6
Funds reducing their position: 217 15
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding PFG (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFG BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

2 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

KEYSER RICHARD L

  • Director
79,611 2019-12-09 0

TALLETT ELIZABETH E

  • Director
0 2019-12-05 7

DAN MICHAEL T

  • Director
0 2019-12-05 7

HOCHSCHILD ROGER C

  • Director
0 2019-12-05 7

MILLS SCOTT

  • Director
0 2019-12-05 7

LAWLER JULIA M EVP & CHIEF RISK OFFICER

  • Officer
54,028 2019-12-02 15

STRABLE-SOETHOUT DEANNA D EVP & CHIEF FINANCIAL OFFICER

  • Officer
123,146 2019-11-15 7

AUERBACH JONATHAN EVP, CHIEF STRAT & GROWTH OPS

  • Officer
115,157 2019-11-15 2

LILLIS TERRANCE

  • Director
4,605 2019-11-13 0

MAESTRI LUCA SENIOR VICE PRESIDENT, CFO

  • Officer
27,448 2019-10-07 0

VAUGHAN THERESE M

  • Director
0 2019-10-01 0

BERNARD BETSY J

  • Director
0 2019-09-30 5

HOUSTON DANIEL JOSEPH CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
0 2019-09-27 5

CARTER MILLER JOYCELYN

  • Director
53,320 2019-09-27 5

GELATT DANIEL

  • Director
143,936 2019-09-27 7

HELTON SANDRA L

  • Director
52,015 2019-09-27 5

SHAFF KAREN E EVP, GEN'L COUNSEL, SECRETARY

  • Officer
  • 10% Owner
97,302 2019-09-27 5

SCHOLTEN GARY P EVP & CH INFO OFFICER

  • Officer
0 2019-09-27 5

VALDES LUIS E. PRES - INT'L ASSET MGMT&ACCUM

  • Officer
58,709 2019-09-27 6

DUNBAR TIMOTHY MARK PRESIDENT - GLOBAL ASSET MGMT

  • Officer
0 2019-09-27 9

PICKERELL BLAIR

  • Director
13,647 2019-09-27 5

FRIEDRICH AMY CHRISTINE PRESIDENT - USIS

  • Officer
31,520 2019-09-27 6

NORDIN DIANE C

  • Director
7,130 2019-09-27 5

HALTER PATRICK GREGORY CHIEF EXECUTIVE OFFICER, PGI

  • Officer
78,208 2019-09-27 5

SCHAAF RENEE V. PRESIDENT - RIS

  • Officer
22,658 2019-09-27 4

COSTLEY GARY E

  • Director
46,468 2019-07-30 0

SORENSEN NORMAN R

  • Director
27,554 2019-06-27 0

GRISWELL J BARRY

  • Director
0 2019-05-23 0

KERR WILLIAM T

  • Director
154,415 2019-04-30 0

EVERETT NORA MARY PRESIDENT - RIS

  • Officer
49,240 2019-03-29 3

MCCAUGHAN JAMES P PRESIDENT - GLOBAL ASSET MGMT.

  • Officer
149,329 2018-09-04 0

FERRO DENNIS H

  • Director
27,228 2018-03-29 0

ELMING GREGORY BERNARD SVP & CHIEF RISK OFFICER

  • Officer
20,843 2017-12-28 0

ZIMPLEMAN LARRY D

  • Director
263,514 2016-03-25 0

EUCHER RALPH CRAIG EVP

  • Officer
59,916 2015-02-23 0

OKEEFE MARY A SR. VP & CHIEF MKTG. OFF.

  • Officer
No longer subject to file 2014-06-27 0

MATHRANI ARJUN K

  • Director
21,654 2012-03-30 0

LAMALE ELLEN Z SR. VP & CHIEF RISK OFFICER

  • Officer
0 2011-02-28 0

ASCHENBRENNER JOHN E PRESIDENT - INS. & FIN. SVCS.

  • Officer
92,197 2009-12-04 0

GERSIE MICHAEL H EXECUTIVE VICE PRESIDENT

  • Officer
0 2008-12-05 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

HOCHSCHILD ROGER C - Director

2019-12-05 A 1,279 $52.79 a 12,124 0.00 direct

MILLS SCOTT - Director

2019-12-05 A 1,064 $52.79 a 6,616 0.00 direct

TALLETT ELIZABETH E - Director

2019-12-05 A 24 $52.79 a 7,458 0.00 direct

DAN MICHAEL T - Director

2019-12-05 A 521 $52.79 a 10,154 0.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-12-02 S 1,000 $54.63 d 52,714 54,028.00 direct yes

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER by spouse

2019-11-15 G 92 d 47,803 123,146.00 indirect

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-11-01 S 1,000 $53.94 d 53,714 55,028.00 direct yes
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