PennantPark Floating Rate Capital Ltd (PFLT)

FINANCE: GENERAL FINANCE
SIC:

590 MADISON AVENUE NEW YORK, NY 10022

PennantPark Floating Rate Capital Ltd is an exchange-traded closed-end fund or a closed-end ETF that is officially described as a non-diversified, closed-end management investment company and that has elected to be treated as a business development company under the Investment Company Act of 1940. The fund's investment objective is to seek current income.

Data based on most recent fiscal year report
Market Cap504.088 Million Shares Outstanding38.48 Million Avg Volume366.874 Thousand
1-Yr BETA vs S&P TR0.372 Current Ratio0.08 Quick Ratio0.08
View SEC Filings from PFLT instead.
Q1 2019 All Institutions Hedge Funds 1
To trade PFLT now:
Filers who had this stock in their top 10: 2 1 (0.1%)
13F Filers holding this stock: 95 14 (1.43%)
Aggregate 13F shares on 03/31/2019: 13.966 Million 3.059 Million
Aggregate 13F shares on 12/31/2018: 14.476 Million 3.454 Million
Percent change: -3.53% -11.43%
Funds creating new positions: 12 1
Funds Adding to an existing position: 38 5
Funds closing out their position: 9
Funds reducing their position: 27 7
1 hedge funds as identified by whalewisdom.com through public filings.

View recent insider trading info

Funds Holding PFLT (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

61.7 Thousand total shares from 7 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PENN ARTHUR H CHAIRMAN AND CEO / INVESTMENT

  • Officer
905,833 2019-05-16 4

EFRAT AVIV CFO

  • Officer
36,950 2019-05-14 1

KATZ SAMUEL L

  • Director
167,100 2019-05-10 1

FLUG JEFFREY

  • Director
  • 10% Owner
5,078 2018-06-12 0

BERNSTEIN ADAM K

  • Director
46,430 2016-12-06 0

BROZOST MARSHALL

  • Director
0 2011-04-07 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

PENN ARTHUR H - Director - Officer CHAIRMAN AND CEO INVESTMENT ADVISER by pennant park investment advisers, llc

2019-05-15 P 9,500 $12.09 a 218,209 218,209.00 indirect

PENN ARTHUR H - Director - Officer CHAIRMAN AND CEO INVESTMENT ADVISER by pennant park investment advisers, llc

2019-05-14 P 8,000 $12.08 a 208,709 208,709.00 indirect

EFRAT AVIV - Officer CFO

2019-05-14 P 8,200 $12.05 a 36,950 36,950.00 direct

PENN ARTHUR H - Director - Officer CHAIRMAN AND CEO INVESTMENT ADVISER by pennant park investment advisers, llc

2019-05-13 P 7,000 $12.10 a 200,709 200,709.00 indirect

KATZ SAMUEL L - Director

2019-05-13 P 19,900 $12.11 a 166,800 167,100.00 direct

PENN ARTHUR H - Director - Officer CHAIRMAN AND CEO INVESTMENT ADVISER by pennant park investment advisers, llc

2019-05-10 P 9,000 $12.15 a 193,709 193,709.00 indirect

KATZ SAMUEL L - Director

2019-05-10 P 100 $12.20 a 146,900 167,100.00 direct
Click here to report any possible errors with this stock listing.

Elevate your investments