PennantPark Floating Rate Capital Ltd (PFLT)

FINANCE: GENERAL FINANCE
SIC:

590 MADISON AVENUE NEW YORK, NY 10022

PennantPark Floating Rate Capital Ltd is an exchange-traded closed-end fund or a closed-end ETF that is officially described as a non-diversified, closed-end management investment company and that has elected to be treated as a business development company under the Investment Company Act of 1940. The fund's investment objective is to seek current income.

Data as of 2019-12-02 19:41:50 -0500
Market Cap486.976 Million Shares Outstanding38.772 Million Avg 30-day Volume
P/E Ratio Dividend Yield9.076 EPS0.294
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA 52-week High/Low13.42 / 11.05 Next Earnings Date Price to Cash FLow (P/CF)
Data provided by IEX Cloud
View SEC Filings from PFLT instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 2 3 -33.33% 1 (0.06%) 1 (0.06%) 0.0%
Funds Holding: 79 73 8.22% 17 (1.02%) 12 (0.75%) 41.67%
13F shares: 9.157 Million 11.633 Million -21.28% 2.497 Million 2.195 Million 13.77%
% Ownership 23.6178 30.0032 -21.28% 6.4411 5.6615 13.77%
New Positions: 17 5 240.0% 6
Increased Positions 19 24 -20.83% 3 4 -25.0%
Closed Positions 11 15 -26.67% 1 6 -83.33%
Reduced Positions 30 27 11.11% 8 7 14.29%
Total Calls 69.821 Thousand 91.011 Thousand -23.28%
Total Puts 776 2.512 Thousand -69.11%
PUT/CALL Ratio 0.01 0.03 -66.67% -66.67%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

View recent insider trading info

PennantPark Floating Rate Capital Ltd YCharts
Yahoo! Finance finviz
SEC Web Site SEC DEF 14A Filings

WhaleWisdom Alpha

Our Other Reporting & Analysis

Funds Holding PFLT (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
Click for Additional Filters
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFLT BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

KATZ SAMUEL L

  • Director
 147,100 2020-12-17 5

BERNSTEIN ADAM K

  • Director
 9,000 2020-03-31 1

EFRAT AVIV CHIEF FINANCIAL OFFICER

  • Officer
 109,000 2020-03-23 2

PENN ARTHUR H CHAIRMAN AND CEO

  • Officer
  • Director
  • INVESTMENT ADVISER
 344,009 2020-03-20 3

FLUG JEFFREY

  • Director
 15,900 2020-03-19 1

BROZOST MARSHALL

  • Director
 0 2011-04-07 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 22:15:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 21:45:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 21:15:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 20:45:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 20:15:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 19:45:02 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 19:15:02 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 18:45:02 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 18:15:02 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 17:45:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 17:15:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 16:45:02 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 16:15:03 UTC -1.5334 1.6034 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 15:45:02 UTC -1.6112 1.6812 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 15:15:03 UTC -1.6112 1.6812 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 14:45:03 UTC -1.7534 1.8234 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 14:15:03 UTC -1.7534 1.8234 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 13:45:03 UTC -1.7534 1.8234 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 13:15:03 UTC -1.7534 1.8234 350000
PENNANTPARK FLOATING RATE CA PFLT 2021-03-08 12:45:03 UTC -1.7534 1.8234 350000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

Elevate your investments