Proofpoint Inc (PFPT)

INFORMATION TECHNOLOGY: SOFTWARE
SIC: SERVICES-COMPUTER PROCESSING & DATA PREPARATION

925 W. MAUDE AVENUE SUNNYVALE, CA 94085

Proofpoint, Inc.  is a leading cybersecurity and compliance company that protects organizations' greatest assets and biggest risks: their people. With an integrated suite of cloud-based solutions, Proofpoint helps companies around the world stop targeted threats, safeguard their data, and make their users more resilient against cyber attacks. Leading organizations of all sizes, including more than half of the Fortune 1000, rely on Proofpoint for people-centric security and compliance solutions that mitigate their most critical risks across email, the cloud, social media, and the web.

Data as of 2021-08-22 11:39:47 -0400
Market Cap10.111 Billion Shares Outstanding57.758 Million Avg 30-day Volume582.818 Thousand
P/E Ratio-61.19763 Dividend Yield0.0 EPS-2.88
Price/Sales8.86 Debt to Equity8.83 EBITDA-33.789 Million
Price to Book Value35.45 Forward PE1.06 Enterprise Value10.061 Billion
Total Cash929.306 Million Current Debt899.185 Million Gross Profit848.73 Million
BETA0.77685 52-week High/Low175.25 / 91.6 Next Earnings Date2021-10-28 Price to Cash FLow (P/CF) -220.0372
Data provided by IEX Cloud
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Funds Holding PFPT (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFPT BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FEIBER JONATHAN D

  • Director
0 2021-08-31 2

HARVEY KEVIN

  • Director
0 2021-08-31 3

WALLACE RICHARD P

  • Director
0 2021-08-31 2

EVAN DANA L

  • Director
0 2021-08-31 3

RAFAEL BETSY

  • Director
0 2021-08-31 4

AUVIL PAUL R. III CHIEF FINANCIAL OFFICER

  • Officer
0 2021-08-31 8

KNIGHT DAVID EVP/GM, SECURITY PRODUCTS

  • Officer
0 2021-08-31 10

STEELE GARY CHAIRMAN AND CEO

  • Officer
  • Director
0 2021-08-31 9

LEE ROBERT DARREN EVP/GM COMPLIANCE/DIGITAL RISK

  • Officer
0 2021-08-31 6

JOHNSON MICHAEL M

  • Director
0 2021-08-31 2

GIL KRISTEN

  • Director
0 2021-08-31 2

SALLE BLAKE P. EVP, WORLDWIDE SALES

  • Officer
0 2021-08-31 8

SEKA LEYLA D.

  • Director
0 2021-08-31 2

WILLY ASHAN EVP/GM-SEC PRD & SVC GRP

  • Officer
0 2021-08-31 9

SWAROOP BHAGWAT EVP INDUS. SOLUTIONS/BUS. DEV.

  • Officer
3,084 2020-08-18 0

HERREN RICHARD SCOTT

  • Director
14,008 2020-07-15 0

LEAV PETER

  • Director
1,441 2019-07-24 0

OESTERMANN KLAUS PRESIDENT, COO

  • Officer
  • Director
2,400 2018-07-09 0

HAHN ERIC

HAHN ERIC

  • Director
  • CHAIRMANCHAIRMAN
412,017 2018-06-19 0

NEWELL TRACEY EVP, WORLDWIDE SALES

  • Officer
No longer subject to file 2018-06-01 0

HAHN ERIC

  • Director
  • CHAIRMAN
215,009 2018-05-17 0

GARN DOUGLAS F

  • Director
5,846 2017-06-12 0

BETTENCOURT ANTHONY J

  • Director
13,795 2016-06-30 0

KOEN PHILIP J

  • Director
0 2014-06-09 0

MDV VII LP

SEVENTH MDV PARTNERS, L.L.C.

SCHOENDORF NANCY J

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2014-02-06 0

CAREY SYDNEY

  • Director
0 2014-01-29 0

CHAMBERS CHARLES WADE EVP ENGINEERING

  • Officer
0 2013-05-08 0

BENCHMARK CAPITAL MANAGEMENT CO IV LLC

BENCHMARK CAPITAL PARTNERS IV LP

BENCHMARK FOUNDERS FUND IV LP

BENCHMARK FOUNDERS FUND IV A LP

BENCHMARK FOUNDERS FUND IV-B LP

DUNLEVIE BRUCE

GURLEY J WILLIAM

HARVEY KEVIN

KAGLE ROBERT

SPURLOCK STEVEN M

  • Director
  • 10% Owner
No longer subject to file 2013-05-01 0

MERITECH MANAGEMENT ASSOCIATES II L.L.C.

MERITECH CAPITAL ASSOCIATES II L.L.C.

MERITECH CAPITAL PARTNERS II LP

MERITECH CAPITAL AFFILIATES II LP

MCP ENTREPRENEUR PARTNERS II LP

MADERA PAUL S

GORDON MICHAEL B

  • 10% Owner
No longer subject to file 2013-04-29 0

COOPER TOM EVP WORLDWIDE FIELD OPERATIONS

  • Officer
129,149 2013-02-27 0

WARD ROB

  • Director
0 2012-08-09 0

MDV VII LP

FEIBER JONATHAN D

SCHOENDORF NANCY J

  • Director
  • 10% Owner
4,047,334 2012-05-23 0

BENCHMARK CAPITAL MANAGEMENT CO IV LLC

BENCHMARK CAPITAL PARTNERS IV LP

BENCHMARK FOUNDERS FUND IV LP

BENCHMARK FOUNDERS FUND IV A LP

BENCHMARK FOUNDERS FUND IV-B LP

BALKANSKI ALEXANDRE

DUNLEVIE BRUCE

GURLEY J WILLIAM

KAGLE ROBERT

SPURLOCK STEVEN M

  • 10% Owner
4,260,650 2012-04-25 0

MDV VII LP

FEIBER JONATHAN D

  • Director
  • 10% Owner
0 2012-04-19 2

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 7,875 d 0 direct

GIL KRISTEN - Director

2021-08-31 14:05:31 -0400 2021-08-31 D 9,459 $176.00 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 1,000 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 15,000 d 0 direct

SEKA LEYLA D. - Director

2021-08-31 14:13:02 -0400 2021-08-31 D 5,272 $176.00 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 10,650 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 4,500 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 84,241 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 2,525 $176.00 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 40,000 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 20,000 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 12,500 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 4,150 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 32,000 d 0 direct

EVAN DANA L - Director

2021-08-31 14:03:00 -0400 2021-08-31 D 14,461 $176.00 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 122,063 $176.00 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 1,256 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 10,000 d 0 direct

HARVEY KEVIN - Director

2021-08-31 14:15:13 -0400 2021-08-31 D 12,500 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 8,847 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 5,000 d 0 direct

HARVEY KEVIN - Director

2021-08-31 14:15:13 -0400 2021-08-31 D 36,535 $176.00 d 0 direct

WALLACE RICHARD P - Director

2021-08-31 14:00:00 -0400 2021-08-31 D 10,796 $176.00 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 20,000 d 0 direct

FEIBER JONATHAN D - Director see footnote

2021-08-31 14:04:19 -0400 2021-08-31 D 1,699 $176.00 d 0 indirect

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 4,500 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 8,437 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 1,750 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 16,000 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 1,125 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 65,000 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 4,000 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 66,458 $176.00 d 0 direct

JOHNSON MICHAEL M - Director

2021-08-31 14:06:43 -0400 2021-08-31 D 5,156 $176.00 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 11,250 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 5,625 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 4,150 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 16,005 $176.00 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 80,000 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 1,449 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 1,406 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 5,151 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 5,625 d 0 direct

HARVEY KEVIN - Director

2021-08-31 14:15:13 -0400 2021-08-31 D 4,731 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 1,000 d 0 direct

RAFAEL BETSY - Director

2021-08-31 14:10:59 -0400 2021-08-31 D 2,003 $176.00 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 2,783 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 10,000 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 11,217 $176.00 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 15,000 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 23,000 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 22,382 $176.00 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 112,545 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 10,000 d 0 direct

STEELE GARY - Director - Officer CHAIRMAN AND CEO

2021-08-31 14:01:14 -0400 2021-08-31 D 100,000 d 0 direct

LEE ROBERT DARREN - Officer EVP/GM COMPLIANCE/DIGITAL RISK

2021-08-31 14:09:35 -0400 2021-08-31 D 2,000 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 2,812 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 1,406 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 8,000 d 0 direct

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-31 14:07:36 -0400 2021-08-31 D 6,500 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER

2021-08-31 14:02:08 -0400 2021-08-31 D 32,000 d 0 direct

EVAN DANA L - Director

2021-08-31 14:03:00 -0400 2021-08-31 D 7,500 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER by family trust

2021-08-31 14:02:08 -0400 2021-08-31 D 261,918 $176.00 d 0 indirect

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 5,940 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 15,000 d 0 direct

HARVEY KEVIN - Director

2021-08-31 14:15:13 -0400 2021-08-31 D 3,017 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 2,157 d 0 direct

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 4,500 d 0 direct

HARVEY KEVIN - Director see footnote

2021-08-31 14:15:13 -0400 2021-08-31 D 234,464 $176.00 d 0 indirect

WILLY ASHAN - Officer EVP/GM-SEC PRD & SVC GRP

2021-08-31 13:59:12 -0400 2021-08-31 D 3,995 $176.00 d 0 direct

SALLE BLAKE P. - Officer EVP, WORLDWIDE SALES

2021-08-31 14:12:09 -0400 2021-08-31 D 1,968 d 0 direct

FEIBER JONATHAN D - Director

2021-08-31 14:04:19 -0400 2021-08-31 D 8,365 d 0 direct

AUVIL PAUL R. III - Officer CHIEF FINANCIAL OFFICER by family trust

2021-08-19 17:21:19 -0400 2021-08-18 G 30,000 d 231,918 indirect 0.1257 0.5084 0.5084 6 -0.0571 3

KNIGHT DAVID - Officer EVP/GM, SECURITY PRODUCTS

2021-08-19 17:21:57 -0400 2021-08-06 G 1,193 d 14,812 direct 0.1257 0.5084 0.5084 6 -0.0571 3

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PROOFPOINT INC PFPT 2021-08-31 22:15:02 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 21:45:04 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 21:15:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 20:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 20:15:04 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 19:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 19:15:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 18:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 18:15:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 17:45:02 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 17:15:02 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 16:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 16:15:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 15:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 15:15:04 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 14:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 14:15:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 13:45:03 UTC -0.18 0.25 2300000
PROOFPOINT INC PFPT 2021-08-31 13:15:03 UTC -0.18 0.25 1900000
PROOFPOINT INC PFPT 2021-08-31 12:45:03 UTC -0.18 0.25 1900000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Momentum Fund PFPT -240.0 shares, $-32738.4 2020-12-31 N-PORT
Jackson Variable Series Trust- JNL/Nicholas Convertible Arbitrage Fund PFPT -4460.0 shares, $-457551.4 2020-03-31 N-PORT
FundVantage Trust- Gotham Master Neutral Fund PFPT -11.0 shares, $-1161.05 2020-09-30 N-PORT
Calamos Investment Trust/IL- Calamos Market Neutral Income Fund PFPT -67692.0 shares, $-11650470.12 2021-04-30 N-PORT
JPMORGAN INSURANCE TRUST- JPMorgan Insurance Trust Global Allocation Portfolio PFPT -536.0 shares, $-93135.36 2021-06-30 N-PORT
JNL Series Trust- JNL/JPMorgan Global Allocation Fund PFPT -5830.0 shares, $-1013020.8 2021-06-30 N-PORT

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