Pioneer Floating Rate Trust (PHD)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
N/A
Employees:
60 STATE STREET, BOSTON, MA 02109
617-422-4947

Pioneer Floating Rate Trust is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States.

View SEC Filings from PHD instead.

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Funds Holding PHD (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PHD BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MELNICK MICHAEL ASSISTANT TREASURER

  • Officer
0 2021-07-20 1

KOENIG ANTHONY J JR TREASURER

  • Officer
0 2021-05-01 1

MACKAY CRAIG C TRUSTEE

  • Officer
0 2021-03-22 1

SABA CAPITAL MANAGEMENT, L.P.

WEINSTEIN BOAZ

  • 10% Owner
820,530 2020-12-28 0

DURNIN DIANE

  • TRUSTEE
0 2020-01-01 0

BAUMGARDNER JOHN E JR.

  • TRUSTEE
0 2019-09-18 0

BRADLEY JEAN M CHIEF COMPLIANCE OFFICER

  • Officer
No longer subject to file 2018-09-07 0

MALONE JOHN MICHAEL CHIEF COMPLIANCE OFFICER

  • Officer
0 2018-09-04 0

MONCHAK LORRAINE H

  • TRUSTEE
0 2015-09-22 0

RICCIARDI FRED J

  • TRUSTEE
0 2014-11-06 0

JONES LISA CHIEF EXECUTIVE OFFICER

  • Officer
0 2014-09-16 0

MAYER MARC O

  • TRUSTEE
0 2014-01-28 0

TAUBES KENNETH

  • TRUSTEE
0 2014-01-28 0

GOODWIN MARK EXECUTIVE VICE PRESIDENT

  • Officer
0 2014-01-28 0

UBS AG

  • FORMER 10% OWNER
No longer subject to file 2013-12-05 0

BANK OF AMERICA CORP /DE/

BANK OF AMERICA NA

BLUE RIDGE INVESTMENTS, L.L.C.

  • 10% Owner
No longer subject to file 2013-12-03 0

WEST STEPHEN

  • TRUSTEE
No longer subject to file 2013-10-15 0

BANK OF AMERICA CORP /DE/

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
0 2011-09-12 0

PIONEER FUNDS DISTRIBUTOR INC

  • 10% Owner
No longer subject to file 2010-09-13 0

REYES THOMAS J ASSISTANT SECRETARY

  • Officer
0 2010-06-03 0

HANNIGAN CAROL B ASSISTANT SECRETARY

  • Officer
0 2010-06-03 0

JOHNSON DAVID F ASSISTANT TREASURER

  • Officer
0 2009-01-16 0

SHARKEY JONATHAN

  • AFFILIATED PERSON
0 2009-01-01 0

MERRILL LYNCH & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
2,670 2008-12-31 0

FRIEDMAN BENJAMIN M

  • TRUSTEE
0 2008-09-22 0

PIRET MAGUERITE A

  • Director
0 2005-05-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PIONEER FLOATING RATE FUND PHD 2022-01-20 22:15:03 UTC -7.4503 7.5203 65000
PIONEER FLOATING RATE FUND PHD 2022-01-20 21:45:03 UTC -7.4503 7.5203 65000
PIONEER FLOATING RATE FUND PHD 2022-01-20 21:15:03 UTC -7.4503 7.5203 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 20:45:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 20:15:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 19:45:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 19:15:04 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 18:45:02 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 18:15:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 17:45:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 17:15:03 UTC -7.4824 7.5524 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 16:45:03 UTC -7.499 7.569 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 16:15:03 UTC -7.499 7.569 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 15:45:03 UTC -7.499 7.569 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 15:15:04 UTC -7.499 7.569 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 14:45:03 UTC -7.4503 7.5203 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 14:15:03 UTC -7.4503 7.5203 70000
PIONEER FLOATING RATE FUND PHD 2022-01-20 13:45:03 UTC -7.4503 7.5203 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 13:15:03 UTC -7.4503 7.5203 75000
PIONEER FLOATING RATE FUND PHD 2022-01-20 12:45:03 UTC -7.4503 7.5203 75000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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