Pioneer Floating Rate Trust (PHD)

FINANCE: GENERAL FINANCE
SIC:

60 STATE STREET BOSTON, MA 02109

Pioneer Floating Rate Trust is registered as a non-diversified, closed-end management investment company. The Fund's primary investment objective is to provide its common shareholders with a high level of current income. As a secondary investment objective, the Fund seeks preservation of capital to the extent consistent with its primary investment objective. As of Nov 30 2012, the Fund had an investment portfolio of $498,776,254 and total assets of $519,619,072.

Data based on most recent fiscal year report
Market Cap268.36 Million Shares Outstanding24.33 Million Avg Volume106.04 Thousand
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Funds Holding PHD (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PHD BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

806.5 Thousand total shares from 24 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PIRET MARGUERITE A

  • Director
6,310 2020-03-31 0

SABA CAPITAL MANAGEMENT, L.P.

WEINSTEIN BOAZ

  • 10% Owner
1,714,749 2020-03-31 20

MAYER MARC O CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
411,447 2019-12-31 0

TAUBES KENNETH

  • TRUSTEE
0 2019-11-22 0

JONES LISA PRESIDENT AND CEO

  • Officer
  • TRUSTEE
0 2019-11-22 0

RICCIARDI FRED J

  • TRUSTEE
0 2019-11-22 0

MONCHAK LORRAINE H

  • TRUSTEE
0 2019-11-22 0

FRIEDMAN BENJAMIN M

  • TRUSTEE
0 2019-11-22 0

REYES THOMAS J ASSISTANT SECRETARY

  • Officer
0 2019-11-22 0

HANNIGAN CAROL B ASSISTANT SECRETARY

  • Officer
0 2019-11-22 0

MALONE JOHN MICHAEL CHIEF COMPLIANCE OFFICER

  • Officer
0 2019-11-22 0

BAUMGARDNER JOHN E JR.

  • TRUSTEE
0 2019-11-22 1

JOHNSON DAVID F ASSISTANT SECRETARY

  • Officer
0 2018-09-11 0

BRADLEY JEAN M CHIEF COMPLIANCE OFFICER

  • Officer
No longer subject to file 2018-09-07 0

BANK OF AMERICA CORP /DE/

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
  • SUBSIDIARY
0 2018-06-06 0

BANK OF AMERICA CORP /DE/

BANK OF AMERICA NA

BLUE RIDGE INVESTMENTS, L.L.C.

  • 10% Owner
No longer subject to file 2018-03-26 0

UBS AG

  • 10% Owner
1,078 2014-11-12 0

GOODWIN MARK EXECUTIVE VICE PRESIDENT

  • Officer
0 2014-01-28 0

WEST STEPHEN

  • TRUSTEE
No longer subject to file 2013-10-16 0

PIONEER FUNDS DISTRIBUTOR INC

  • 10% Owner
No longer subject to file 2010-09-13 0

MERRILL LYNCH & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

  • 10% Owner
57,318 2009-01-23 0

SHARKEY JONATHAN

  • AFFILIATED PERSON
0 2009-01-01 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-23 P 42,407 $6.75 a 3,684,490 3,684,490.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-20 P 34,801 $7.27 a 3,642,083 3,642,083.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-19 P 36,784 $6.39 a 3,607,282 3,642,083.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-18 P 56,676 $6.72 a 3,570,498 3,642,083.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-17 P 9,421 $8.01 a 3,513,822 3,513,822.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-16 P 103,085 $8.11 a 3,504,401 3,513,822.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-13 P 99,493 $9.00 a 3,401,316 3,401,316.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-10 P 8,520 $9.85 a 3,301,823 3,301,823.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-05 P 64,267 $10.60 a 3,293,303 3,293,303.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-04 P 52,289 $10.70 a 3,229,036 3,293,303.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-03 P 82,430 $10.62 a 3,176,747 3,176,747.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-03-02 P 31,534 $10.40 a 3,094,317 3,176,747.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-28 P 63,957 $10.43 a 3,062,783 3,062,783.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-27 P 9,697 $10.66 a 2,998,826 3,062,783.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-26 P 10,326 $10.96 a 2,989,129 2,989,129.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-25 P 40,944 $11.01 a 2,978,803 2,989,129.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-21 P 14,530 $11.19 a 2,937,859 2,937,859.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-18 P 1,448 $11.15 a 2,923,329 2,923,329.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-14 P 1,500 $11.10 a 2,921,881 2,923,329.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-13 P 14,287 $11.11 a 2,920,381 2,920,381.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-12 P 6,186 $11.14 a 2,906,094 2,920,381.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-11 P 8,595 $11.05 a 2,899,908 2,920,381.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-10 P 11,939 $11.04 a 2,891,313 2,891,313.00 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2020-02-07 P 1,387 $11.01 a 2,879,374 2,891,313.00 indirect

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