PHD 13F Hedge Fund and Asset Management Owners

Data based on most recent fiscal year report
Market Cap	268.36 Million	Shares Outstanding	24.33 Million	Avg Volume	106.04 Thousand

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SEC Web Site	SEC DEF 14A Filings

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MGM insiders bought $22.24 mil of stock. Activist Corvex management and 4 other officers and directors are betting MGM can weather casino shutdown.
via whalewisdomalpha 04/02/2020
Small cap $1 million+ insider buys during the Coronavirus crash. Babies thrown out with the bathwater?
via whalewisdomalpha 03/30/2020
Institutions Were Dumping FedEx’s Stock in The Fourth Quarter 03/30/2020
The WhaleWisdom Insider Sell vs Buy Ratio was this bullish twice before: Nov. 2008 and March 2009. Have we seen the Coronavirus bear market bottom?
via whalewisdomalpha 03/25/2020
Netflix Weathers the Storm 03/23/2020
Michael Burry's Scion fund averaged down on battered Tailored Brands. But the passive investing bubble Burry warned about may be bursting.
via whalewisdomalpha 03/22/2020
Kroger Displays a Steady Rise 03/16/2020
Top Hedge Funds Pile Into Adobe Ahead of First Quarter Results 03/09/2020

Funds Holding PHD (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PHD BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

806.5 Thousand total shares from 24 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
PIRET MARGUERITE A	Director	6,310	2020-03-31	0
SABA CAPITAL MANAGEMENT, L.P. WEINSTEIN BOAZ	10% Owner	1,714,749	2020-03-31	20
MAYER MARC O CHIEF EXECUTIVE OFFICER	Officer Director	411,447	2019-12-31	0
TAUBES KENNETH	TRUSTEE	0	2019-11-22	0
JONES LISA PRESIDENT AND CEO	Officer TRUSTEE	0	2019-11-22	0
RICCIARDI FRED J	TRUSTEE	0	2019-11-22	0
MONCHAK LORRAINE H	TRUSTEE	0	2019-11-22	0
FRIEDMAN BENJAMIN M	TRUSTEE	0	2019-11-22	0
REYES THOMAS J ASSISTANT SECRETARY	Officer	0	2019-11-22	0
HANNIGAN CAROL B ASSISTANT SECRETARY	Officer	0	2019-11-22	0
MALONE JOHN MICHAEL CHIEF COMPLIANCE OFFICER	Officer	0	2019-11-22	0
BAUMGARDNER JOHN E JR.	TRUSTEE	0	2019-11-22	1
JOHNSON DAVID F ASSISTANT SECRETARY	Officer	0	2018-09-11	0
BRADLEY JEAN M CHIEF COMPLIANCE OFFICER	Officer	No longer subject to file	2018-09-07	0
BANK OF AMERICA CORP /DE/ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10% Owner SUBSIDIARY	0	2018-06-06	0
BANK OF AMERICA CORP /DE/ BANK OF AMERICA NA BLUE RIDGE INVESTMENTS, L.L.C.	10% Owner	No longer subject to file	2018-03-26	0
UBS AG	10% Owner	1,078	2014-11-12	0
GOODWIN MARK EXECUTIVE VICE PRESIDENT	Officer	0	2014-01-28	0
WEST STEPHEN	TRUSTEE	No longer subject to file	2013-10-16	0
PIONEER FUNDS DISTRIBUTOR INC	10% Owner	No longer subject to file	2010-09-13	0
MERRILL LYNCH & CO., INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10% Owner	57,318	2009-01-23	0
SHARKEY JONATHAN	AFFILIATED PERSON	0	2009-01-01	0

Insider Transactions Last 60 Days

Reporting Owners	Transaction Date	Transaction Code	Shares	Share Price	Acquired or Disposed	Shares Owned Following Transaction	Combined shares owned after filing	Direct/Indirect Ownership
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-23	P	42,407	$6.75	a	3,684,490	3,684,490.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-20	P	34,801	$7.27	a	3,642,083	3,642,083.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-19	P	36,784	$6.39	a	3,607,282	3,642,083.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-18	P	56,676	$6.72	a	3,570,498	3,642,083.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-17	P	9,421	$8.01	a	3,513,822	3,513,822.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-16	P	103,085	$8.11	a	3,504,401	3,513,822.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-13	P	99,493	$9.00	a	3,401,316	3,401,316.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-10	P	8,520	$9.85	a	3,301,823	3,301,823.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-05	P	64,267	$10.60	a	3,293,303	3,293,303.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-04	P	52,289	$10.70	a	3,229,036	3,293,303.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-03	P	82,430	$10.62	a	3,176,747	3,176,747.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-03-02	P	31,534	$10.40	a	3,094,317	3,176,747.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-28	P	63,957	$10.43	a	3,062,783	3,062,783.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-27	P	9,697	$10.66	a	2,998,826	3,062,783.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-26	P	10,326	$10.96	a	2,989,129	2,989,129.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-25	P	40,944	$11.01	a	2,978,803	2,989,129.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-21	P	14,530	$11.19	a	2,937,859	2,937,859.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-18	P	1,448	$11.15	a	2,923,329	2,923,329.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-14	P	1,500	$11.10	a	2,921,881	2,923,329.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-13	P	14,287	$11.11	a	2,920,381	2,920,381.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-12	P	6,186	$11.14	a	2,906,094	2,920,381.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-11	P	8,595	$11.05	a	2,899,908	2,920,381.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-10	P	11,939	$11.04	a	2,891,313	2,891,313.00	indirect
SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner - WEINSTEIN BOAZ - > 10% Owner -	2020-02-07	P	1,387	$11.01	a	2,879,374	2,891,313.00	indirect

Pioneer Floating Rate Trust (PHD)