Pioneer Floating Rate Fund, Inc. is a closed ended fixed income mutual fund. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans.
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| Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
|---|---|---|---|---|
|
MELNICK MICHAEL ASSISTANT TREASURER |
|
0 | 2021-07-20 | 0 |
|
KOENIG ANTHONY J JR TREASURER |
|
0 | 2021-05-01 | 0 |
|
MACKAY CRAIG C TRUSTEE |
|
0 | 2021-03-22 | 0 |
|
820,530 | 2020-12-28 | 0 | |
|
0 | 2020-01-01 | 0 | |
|
0 | 2019-09-18 | 0 | |
|
BRADLEY JEAN M CHIEF COMPLIANCE OFFICER |
|
No longer subject to file | 2018-09-07 | 0 |
|
MALONE JOHN MICHAEL CHIEF COMPLIANCE OFFICER |
|
0 | 2018-09-04 | 0 |
|
0 | 2015-09-22 | 0 | |
|
0 | 2014-11-06 | 0 | |
|
JONES LISA CHIEF EXECUTIVE OFFICER |
|
0 | 2014-09-16 | 0 |
|
0 | 2014-01-28 | 0 | |
|
0 | 2014-01-28 | 0 | |
|
GOODWIN MARK EXECUTIVE VICE PRESIDENT |
|
0 | 2014-01-28 | 0 |
|
No longer subject to file | 2013-12-05 | 0 | |
|
No longer subject to file | 2013-12-03 | 0 | |
|
No longer subject to file | 2013-10-15 | 0 | |
|
0 | 2011-09-12 | 0 | |
|
No longer subject to file | 2010-09-13 | 0 | |
|
REYES THOMAS J ASSISTANT SECRETARY |
|
0 | 2010-06-03 | 0 |
|
HANNIGAN CAROL B ASSISTANT SECRETARY |
|
0 | 2010-06-03 | 0 |
|
JOHNSON DAVID F ASSISTANT TREASURER |
|
0 | 2009-01-16 | 0 |
|
0 | 2009-01-01 | 0 | |
|
2,670 | 2008-12-31 | 0 | |
|
0 | 2008-09-22 | 0 | |
|
0 | 2007-06-26 | 0 | |
|
KINGSBURY DANIEL KEITH CHIEF EXECUTIVE OFFICER |
|
0 | 2007-03-01 | 0 |
|
ANDERHOLM TERI WALTNER CHIEF COMPLIANCE OFFICER |
|
0 | 2007-01-09 | 0 |
|
0 | 2006-02-07 | 0 | |
|
0 | 2005-05-27 | 0 | |
|
0 | 2005-01-01 | 0 | |
|
BRADLEY MARK EDWARD ASSISTANT TREASURER |
|
0 | 2004-12-28 | 0 |
| Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| No current insider transactions | ||||||||||||||||
* -
| Code | Definition |
|---|---|
| A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
| C | Conversion of derivative security |
| D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
| E | Expiration of short derivative position |
| F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
| G | Bona fide gift |
| H | Expiration (or cancellation) of long derivative position with value received |
| I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
| J | Other acquisition or disposition |
| L | Small acquisition under Rule 16a-6 |
| M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
| O | Exercise of out-of-the-money derivative security |
| P | Open market or private purchase of non-derivative or derivative security |
| S | Open market or private sale of non-derivative or derivative security |
| U | Disposition pursuant to a tender of shares in a change of control transaction |
| W | Acquisition or disposition by will or the laws of descent and distribution |
| X | Exercise of in-the-money or at-the-money derivative security |
| Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
| Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
|---|---|---|---|---|
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 22:15:03 UTC | -3.6813 | 6.0013 | 10000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 21:45:04 UTC | -3.6813 | 6.0013 | 10000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 21:15:04 UTC | -3.6813 | 6.0013 | 10000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 20:45:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 20:15:05 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 19:45:03 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 19:15:05 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 18:45:03 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 18:15:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 17:45:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 17:15:05 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 16:45:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 16:15:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 15:45:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 15:15:05 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 14:45:04 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 14:15:05 UTC | -3.6813 | 6.0013 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 13:45:04 UTC | 1.8361 | 0.4839 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 13:15:04 UTC | 1.8361 | 0.4839 | 20000 |
| PIONEER FLOATING RATE FUND PHD | 2022-08-12 12:45:04 UTC | 1.8361 | 0.4839 | 20000 |
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|
