PennantPark Investment Corp (PNNT)

FINANCE: GENERAL FINANCE
SIC:

590 MADISON AVENUE NEW YORK, NY 10022

PennantPark Investment Corporation is a publicly listed business development firm specializing in direct and mezzanine investments in middle market companies. The firm seeks to invest in companies based in the United States. Its investments of mezzanine loans, senior secured loans, and other investments in its portfolio companies are between $15 million and $50 million. The firm invests in equity securities and debt in the form of preferred stock, common stock, warrants, options, subordinated loans, mezzanine loans, and senior secured loans. It prefers to invest in private companies. The firm may also make non-control equity and debt investments.

Data as of 2021-01-23
Market Cap345.953 Million Shares Outstanding67.045 Million Avg 30-day Volume701.945 Thousand
P/E Ratio-21.7 Dividend Yield9.302 EPS-0.24
Price/Sales-47.883 Price cash flow ratio7.6 Price free cash flow ratio-3.9
Book Value7.84 Price to Tangible Book0.66 Alpha-0.01
Short Interest Ratio % Short Interest to Float R-squared0.52619
BETA1.98722 52-week High/Low6.73 / 1.76 Stddev0.120547
View SEC Filings from PNNT instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 0 0 (0.0%) 0 (0.0%)
Funds Holding: 85 89 -4.49% 22 (1.45%) 24 (1.56%) -8.33%
13F shares: 20.08 Million 21.781 Million -7.81% 10.337 Million 10.939 Million -5.5%
% Ownership 29.9505 32.4873 -7.81% 15.4179 16.3156 -5.5%
New Positions: 11 8 37.5% 2 2 0.0%
Increased Positions 21 26 -19.23% 4 6 -33.33%
Closed Positions 14 27 -48.15% 4 7 -42.86%
Reduced Positions 36 34 5.88% 14 13 7.69%
Total Calls 81 8.281 Thousand -99.02%
Total Puts 11.062 Thousand 35.128 Thousand -68.51%
PUT/CALL Ratio 136.57 4.24 3120.99% 3120.99%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding PNNT (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PNNT BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

30 Thousand total shares from 6 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

KATZ SAMUEL L

  • Director
219,291 2020-12-17 4

FLUG JEFFREY

  • Director
309,060 2020-11-23 1

EFRAT AVIV CFO AND TREASURER

  • Officer
162,203 2020-03-23 2

PENN ARTHUR H CHAIRMAN AND CEO

  • Officer
  • Director
  • INVESTMENT ADVISER
1,131,833 2020-03-20 5

BERNSTEIN ADAM K

  • Director
46,430 2016-12-06 0

PENNANTPARK INVESTMENT CORP CHAIRMAN AND CEO/

  • Officer
  • Director
  • INVESTMENT ADVISER
299,398 2008-08-07 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

KATZ SAMUEL L - Director

2020-12-21 16:05:07 -0500 2020-12-18 P 5,000 $4.45 a 41,710 direct 0.8949 2.4609 2.4609 6 0.0 1

KATZ SAMUEL L - Director

2020-12-21 16:05:07 -0500 2020-12-17 P 2,500 $4.40 a 36,710 direct 0.8949 2.4609 2.4609 6 0.0 1

KATZ SAMUEL L - Director

2020-12-17 16:42:50 -0500 2020-12-16 P 5,000 $4.42 a 34,210 direct -3.2609 -1.5217 0.0 1 -3.2609 2

KATZ SAMUEL L - Director

2020-12-17 16:42:50 -0500 2020-12-15 P 9,490 $4.47 a 29,210 direct -3.2609 -1.5217 0.0 1 -3.2609 2

KATZ SAMUEL L - Director

2020-12-15 16:05:07 -0500 2020-12-14 P 3,010 $4.48 a 19,720 direct 0.9091 2.5 4.5455 3 0.0 1

KATZ SAMUEL L - Director

2020-12-15 16:05:07 -0500 2020-12-11 P 5,000 $4.52 a 16,710 direct 0.9091 2.5 4.5455 3 0.0 1

KATZ SAMUEL L - Director

2020-12-07 16:10:08 -0500 2020-12-03 J 177,281 $4.62 d 11,710 direct -0.6508 -1.3015 14.9626 16.0766 30 -2.603 5

KATZ SAMUEL L - Director held by various related trusts

2020-12-07 16:10:08 -0500 2020-12-03 J 177,281 $4.62 a 177,581 indirect -0.6508 -1.3015 14.9626 16.0766 30 -2.603 5

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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