PennantPark Investment Corp (PNNT)

FINANCE: GENERAL FINANCE
SIC:

590 MADISON AVENUE NEW YORK, NY 10022

PennantPark Investment Corporation is a publicly listed business development firm specializing in direct and mezzanine investments in middle market companies. The firm seeks to invest in companies based in the United States. Its investments of mezzanine loans, senior secured loans, and other investments in its portfolio companies are between $15 million and $50 million. The firm invests in equity securities and debt in the form of preferred stock, common stock, warrants, options, subordinated loans, mezzanine loans, and senior secured loans. It prefers to invest in private companies. The firm may also make non-control equity and debt investments.

Data based on most recent fiscal year report
Market Cap484.629 Million Shares Outstanding71.06 Million Avg Volume554.894 Thousand
1-Yr BETA vs S&P TR0.494 Current Ratio1.66 Quick Ratio1.66
View SEC Filings from PNNT instead.
Q1 2019 All Institutions Hedge Funds 1
To trade PNNT now:
Filers who had this stock in their top 10: 1 0 (0.0%)
13F Filers holding this stock: 117 17 (1.73%)
Aggregate 13F shares on 03/31/2019: 29.025 Million 6.578 Million
Aggregate 13F shares on 12/31/2018: 30.06 Million 8.244 Million
Percent change: -3.44% -20.21%
Funds creating new positions: 17 3
Funds Adding to an existing position: 37 9
Funds closing out their position: 17 6
Funds reducing their position: 34 5
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding PNNT (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

61.5 Thousand total shares from 4 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PENN ARTHUR H CHAIRMAN AND CEO / INVESTMENT

  • Officer
905,833 2019-05-16 4

EFRAT AVIV CFO

  • Officer
36,950 2019-05-14 0

KATZ SAMUEL L

  • Director
167,100 2019-05-10 0

FLUG JEFFREY

  • Director
  • 10% Owner
5,078 2018-06-12 0

BERNSTEIN ADAM K

  • Director
46,430 2016-12-06 0

PENNANTPARK INVESTMENT CORP CHAIRMAN AND CEO/

  • Officer
  • Director
  • INVESTMENT ADVISER
299,398 2008-08-07 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

PENN ARTHUR H - Officer CHAIRMAN AND CEO / INVESTMENT bypennantparkinvestmentadvisers,llc

2019-05-16 P 16,500 $6.59 a 712,423 905,833.00 indirect

PENN ARTHUR H - Officer CHAIRMAN AND CEO / INVESTMENT by pennant park investment advisers, llc

2019-05-15 P 15,000 $6.58 a 695,923 889,333.00 indirect

PENN ARTHUR H - Officer CHAIRMAN AND CEO / INVESTMENT by pennant park investment advisers, llc

2019-05-14 P 14,000 $6.59 a 680,923 874,333.00 indirect

PENN ARTHUR H - Officer CHAIRMAN AND CEO / INVESTMENT by pennant park investment advisers, llc

2019-05-13 P 16,000 $6.52 a 666,923 860,333.00 indirect
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