Prospect Capital Corp (PSEC)

FINANCE: CORPORATE FINANCE
SIC:

10 EAST 40TH STREET 44TH FL NEW YORK, NY 10016

Lends to and invests in middle-market privately held or thinly traded public companies in the energy industry. This closed-end investment company has filed an election to be treated as a business development company under the Investment Company Act of 1940, as amended.

Data based on most recent fiscal year report
Market Cap2.379 Billion Shares Outstanding360.39 Million Avg Volume4.239 Million
1-Yr BETA vs S&P TR0.394 Current Ratio1.9 Quick Ratio1.9
View SEC Filings from PSEC instead.
Q3 2018 All Institutions Hedge Funds 1
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Filers who had this stock in their top 10: 8 2 (0.19%)
13F Filers holding this stock: 218 26 (2.51%)
Aggregate 13F shares on 09/30/2018: 51.892 Million 14.828 Million
Aggregate 13F shares on 06/30/2018: 43.864 Million 11.157 Million
Percent change: 18.30% 32.89%
Funds creating new positions: 30 2
Funds Adding to an existing position: 69 14
Funds closing out their position: 21 2
Funds reducing their position: 68 9
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding PSEC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

2.3 Million total shares from 20 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BARRY JOHN F CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
38,062,204 2018-12-31 16

GREMP WILLIAM

  • Director
15,091 2018-12-26 2

STARK EUGENE S

  • Director
42,500 2018-12-24 3

ELIASEK M GRIER CHIEF OPERATING OFFICER

  • Officer
  • Director
1,252,196 2018-12-20 1

VAN DASK KRISTIN LEA CFO, TREASURER, SECRETARY, CCO

  • Officer
31,000 2018-12-20 4

OSWALD BRIAN H CFO, CCO, TREASURY & SECRETARY

  • Officer
575,000 2017-11-10 0

PARKER VAN EPS

  • Director
0 2016-02-10 0

COOPER ANDREW C.

  • Director
0 2014-09-02 0

BARRY MATTHEW C.

  • FAMILY INSIDER
4,109 2011-09-07 0

ANDERSON GRAHAM

  • Director
45,000 2009-09-29 0

LIEBOLT LEE

  • Director
600 2008-09-19 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

BARRY JOHN F - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2018-12-31 P 299,707 $6.31 a 37,892,777 38,062,204.23 direct

GREMP WILLIAM - Director

2018-12-26 P 2,500 $5.94 a 15,091 15,091.00 direct

STARK EUGENE S - Director

2018-12-24 P 2,500 $5.75 a 42,500 42,500.35 direct

BARRY JOHN F - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2018-12-24 P 304,792 $5.82 a 37,593,070 37,762,497.23 direct

BARRY JOHN F - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2018-12-21 P 1,000,000 $5.87 a 37,288,278 37,457,705.23 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.80 a 1,243,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.86 a 1,218,196 1,252,195.81 direct

BARRY JOHN F - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2018-12-20 P 453,000 $5.80 a 36,288,278 36,457,705.23 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 4,000 $5.82 a 1,252,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.81 a 1,228,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 2,000 $5.76 a 1,204,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.78 a 1,238,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.84 a 1,213,196 1,252,195.81 direct

BARRY JOHN F - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2018-12-20 P 147,000 $5.81 a 35,835,278 36,457,705.23 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.80 a 1,248,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.83 a 1,223,196 1,252,195.81 direct

VAN DASK KRISTIN LEA - Officer CFO, TREASURER, SECRETARY, CCO

2018-12-20 P 1,000 $5.81 a 31,000 31,000.00 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 5,000 $5.80 a 1,233,196 1,252,195.81 direct

ELIASEK M GRIER - Director - Officer CHIEF OPERATING OFFICER

2018-12-20 P 4,000 $5.81 a 1,208,196 1,252,195.81 direct

STARK EUGENE S - Director

2018-12-07 P 1,000 $6.72 a 40,000 40,000.35 direct
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