Prospect Capital Corp (PSEC)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
CEO:
John F. Barry
Employees:
10 EAST 40TH STREET 44TH FL, NEW YORK, NY 10016
212-448-0702

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, growth capital, development, capital expenditures and capital expenditures. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors.

Data derived from most recent annual or quarterly report
Market Cap 3.06 Billion Shares Outstanding391.32 Million Avg 30-day Volume 1.186 Million
P/E Ratio0.0 Dividend Yield11.709 EPS
Price to Revenue0.0 Debt to Equity0.0 EBITDA0
Price to Book Value0.0 Operating Margin0.0 Enterprise Value0
Current Ratio EPS Growth0 Quick Ratio
1 Yr BETA 0.8034 52-week High/Low 8.21 / 5.99 Profit Margin0.0
Operating Cash Flow Growth0.0 Altman Z-Score Free Cash Flow to Firm 0
Earnings Report2023-02-07
View SEC Filings from PSEC instead.

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Funds Holding PSEC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PSEC

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-11-14:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-09:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-17:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-14:
    Item 8.01: Other Events
  • 8-K: filed on 2022-10-12:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-12:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-19:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-13:
    Item 8.01: Other Events
  • 8-K: filed on 2022-09-07:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-29:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    4.3 Thousand total shares from 1 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    VAN DASK KRISTIN LEA CFO, TREASURER, SECRETARY, CCO

    • Officer
    58,517 2022-11-11 2

    STARK EUGENE S

    • Director
    52,000 2022-09-26 2

    ELIASEK M GRIER CHIEF OPERATING OFFICER

    • Officer
    • Director
    0 2020-10-22 0

    BARRY JOHN F CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    • 10% Owner
    69,057,132 2020-03-24 0

    GREMP WILLIAM

    • Director
    30,149 2020-02-21 0

    OSWALD BRIAN H CFO, CCO, TREASURY & SECRETARY

    • Officer
    575,000 2017-11-10 0

    BARRY MATTHEW C.

    • FAMILY INSIDER
    9,981 2011-09-07 0

    ANDERSON GRAHAM

    • Director
    45,000 2009-09-29 0

    COOPER ANDREW C.

    • Director
    0 2009-02-12 0

    LIEBOLT LEE

    • Director
    600 2008-09-19 0

    PARKER WALTER VAN EPS

    • Director
    216 2008-09-11 0

    HULL MARK

    • VP
    3,500 2007-10-01 0

    EVERETT ROBERT

    • VP
    3,000 2007-10-01 0

    COOK WILLIAM MONTGOMERY

    • MANAGING DIRECTOR
    1,000 2007-10-01 0

    FRIEDMAN AMIR

    • VP
    200 2007-10-01 0

    BELZER DAVID

    • MANAGING DIRECTOR
    1,200 2007-10-01 0

    KLEINMAN ROBERT

    • SENIOR VP
    300 2007-10-01 0

    MAROM SIMON

    • VP- LEGAL
    500 2007-10-01 0

    VASTARDIS WILLIAM E CFO AND CCO

    • Officer
    11,366 2007-06-29 0

    BRAND RICHARD INVESTMENT COMMITTE MEMBER

    • Officer
    100 2006-10-16 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    VAN DASK KRISTIN LEA - Officer CFO, TREASURER, SECRETARY, CCO

    2022-11-15 16:02:22 -0500 2022-11-11 P 4,250 $7.51 a 58,517 direct 0.1323 3.0423 3.0423 6 0.0 1

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    PROSPECT CAPITAL CORP PSEC 2022-11-25 22:15:03 UTC -2.2989 6.1189 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 21:45:04 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 21:15:03 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 20:45:03 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 20:15:03 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 19:45:04 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 19:15:03 UTC -2.3569 6.1769 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 18:45:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 18:15:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 17:45:04 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 17:15:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 16:45:04 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 16:15:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 15:45:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 15:15:03 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 14:45:04 UTC -2.255 6.075 45000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 14:15:04 UTC -2.255 6.075 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 13:45:03 UTC -2.9763 6.7963 50000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 13:15:03 UTC -2.9763 6.7963 30000
    PROSPECT CAPITAL CORP PSEC 2022-11-25 12:45:03 UTC -2.9763 6.7963 30000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Advanced Series Trust- AST Neuberger Berman Long/Short Portfolio PSEC -20800.0 shares, $-106288.0 2020-06-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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