Pzena Investment Management Inc (PZN)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
INVESTMENT ADVICE
CEO:
Richard S. Pzena
Employees:
140
320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022
212-355-1600

Pzena Investment Management, Inc. is a employee owned investment manager. The firm manages equity mutual funds for its clients. It invests in the public equity markets.

Data derived from most recent annual or quarterly report
Market Cap 712.556 Million Shares Outstanding73.84 Million Avg 30-day Volume 262.997 Thousand
P/E Ratio63.8179 Dividend Yield6.5401 EPS0.51
Price to Revenue4.2946 Debt to Equity0.0566 EBITDA89.835 Million
Price to Book Value20.4885 Operating Margin31.487399999999997 Enterprise Value845.03 Million
Current Ratio1.664 EPS Growth-0.293 Quick Ratio1.148
1 Yr BETA 1.1045 52-week High/Low 11.07 / 6.05 Profit Margin38.9327
Operating Cash Flow Growth9.8775 Altman Z-Score3.409 Free Cash Flow to Firm 85.707 Million
View SEC Filings from PZN instead.

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Funds Holding PZN (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PZN

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-10-31:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-28:
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-20:
    Item 8.01: Other Events
  • 8-K: filed on 2022-10-20:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-11:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-07:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-08:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-08:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-28:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    GREENBLATT JOEL

    • Director
    247,708 2022-10-31 1

    PZENA RICHARD STANTON CHAIRMAN, CEO AND CO-CIO

    • Officer
    • Director
    24,783,304 2022-10-31 2

    LIPSEY WILLIAM LOUIS PRES., MARKETING/CLIENT SERV.

    • Officer
    • Director
    5,863,010 2022-10-31 1

    GOETZ JOHN PAUL PRESIDENT AND CO-CIO

    • Officer
    • Director
    5,937,440 2022-10-31 1

    GALBRAITH STEVEN M

    • Director
    0 2022-10-31 1

    MEYEROWICH RICHARD P.

    • Director
    0 2022-10-31 1

    JOHNSTON CHARLES D

    • Director
    0 2022-10-31 2

    DORAN JESSICA R CHIEF FINANCIAL OFFICER

    • Officer
    568,336 2022-10-31 2

    CAI CHENYU CAROLINE EXECUTIVE VICE PRESIDENT

    • Officer
    • Director
    3,067,380 2022-10-31 8

    FIRE EVAN K. CHIEF OPERATING OFFICER

    • Officer
    796,076 2022-10-31 3

    JEFFRIES SHAVAR DAKEL

    • Director
    0 2022-10-31 2

    PUNCH HOWARD D. JR

    PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

    • 10% Owner
    0 2022-09-01 1

    BACHMAN GARY J CHIEF OPERATING OFFICER

    • Officer
    25,216 2019-01-01 0

    PETERSON MICHAEL D EXECUTIVE VICE PRESIDENT

    • Officer
    6,167,020 2016-12-20 0

    DESPIRITO ANTONIO EXECUTIVE VICE PRESIDENT

    • Officer
    No longer subject to file 2014-12-31 0

    TYSOE RONALD W

    • Director
    No longer subject to file 2013-08-16 0

    MARTIN GREGORY S CHIEF FINANCIAL OFFICER

    • Officer
    No longer subject to file 2012-09-18 0

    KRISHNA A. RAMA PRESIDENT, INTERNATIONAL

    • Officer
    No longer subject to file 2009-08-31 0

    PALLADINO WAYNE CHIEF FINANCIAL OFFICER

    • Officer
    No longer subject to file 2009-05-01 0

    ULLMAN MYRON E III

    • Director
    No longer subject to file 2008-12-11 0

    PENNANT CAPITAL MANAGEMENT LLC

    FOURNIER ALAN

    • 10% Owner
    454,400 2008-05-01 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    MEYEROWICH RICHARD P. - Director

    2022-11-02 18:34:17 -0400 2022-10-31 U 22,460 $9.60 d 0 direct

    LIPSEY WILLIAM LOUIS - Director - Officer PRES., MARKETING/CLIENT SERV. pzena investment management, lp

    2022-11-02 18:36:28 -0400 2022-10-31 U 4,576,514 d 0 indirect

    LIPSEY WILLIAM LOUIS - Director - Officer PRES., MARKETING/CLIENT SERV. by trust

    2022-11-02 18:36:28 -0400 2022-10-31 U 1,271,420 d 0 indirect

    LIPSEY WILLIAM LOUIS - Director - Officer PRES., MARKETING/CLIENT SERV. by estate

    2022-11-02 18:36:28 -0400 2022-10-31 U 4,700 $9.60 d 0 indirect

    GALBRAITH STEVEN M - Director

    2022-11-02 18:35:38 -0400 2022-10-31 U 194,192 d 0 direct

    GALBRAITH STEVEN M - Director

    2022-11-02 18:35:38 -0400 2022-10-31 U 22,460 $9.60 d 0 direct

    JEFFRIES SHAVAR DAKEL - Director

    2022-11-02 18:35:15 -0400 2022-10-31 U 10,089 $9.60 d 0 direct

    PZENA RICHARD STANTON - Director - Officer CHAIRMAN, CEO AND CO-CIO pzena investment management, lp

    2022-11-02 18:34:48 -0400 2022-10-31 U 17,547,719 d 0 indirect

    PZENA RICHARD STANTON - Director - Officer CHAIRMAN, CEO AND CO-CIO by trust

    2022-11-02 18:34:48 -0400 2022-10-31 U 7,193,186 d 0 indirect

    PZENA RICHARD STANTON - Director - Officer CHAIRMAN, CEO AND CO-CIO by spouse

    2022-11-02 18:34:48 -0400 2022-10-31 U 42,399 d 0 indirect

    PZENA RICHARD STANTON - Director - Officer CHAIRMAN, CEO AND CO-CIO by spouse

    2022-11-02 18:34:48 -0400 2022-10-31 U 4,100 $9.60 d 0 indirect

    PZENA RICHARD STANTON - Director - Officer CHAIRMAN, CEO AND CO-CIO

    2022-11-02 18:34:48 -0400 2022-10-31 U 106 $9.60 d 0 direct

    MEYEROWICH RICHARD P. - Director

    2022-11-02 18:34:17 -0400 2022-10-31 U 201,881 d 0 direct

    JOHNSTON CHARLES D - Director

    2022-11-02 17:47:55 -0400 2022-10-31 U 67,509 d 0 direct

    GOETZ JOHN PAUL - Director - Officer PRESIDENT AND CO-CIO

    2022-11-02 18:33:50 -0400 2022-10-31 U 5,209,084 d 0 direct

    GREENBLATT JOEL - Director

    2022-11-02 18:33:26 -0400 2022-10-31 U 187,178 d 0 direct

    GREENBLATT JOEL - Director

    2022-11-02 18:33:26 -0400 2022-10-31 U 165,508 d 0 direct

    GREENBLATT JOEL - Director by children

    2022-11-02 18:33:26 -0400 2022-10-31 U 82,200 d 0 indirect

    GREENBLATT JOEL - Director

    2022-11-02 18:33:26 -0400 2022-10-31 U 22,460 $9.60 d 0 direct

    DORAN JESSICA R - Officer CHIEF FINANCIAL OFFICER pzena investment management, lp

    2022-11-02 18:32:49 -0400 2022-10-31 U 9,995 d 0 indirect

    FIRE EVAN K. - Officer CHIEF OPERATING OFFICER pzena investment management, lp

    2022-11-02 18:32:26 -0400 2022-10-31 U 16,634 d 0 indirect

    FIRE EVAN K. - Officer CHIEF OPERATING OFFICER

    2022-11-02 18:32:26 -0400 2022-10-31 U 3,370 $9.60 d 0 direct

    CAI CHENYU CAROLINE - Director - Officer EXECUTIVE VICE PRESIDENT pzena investment management, lp

    2022-11-02 18:31:56 -0400 2022-10-31 U 940,133 d 0 indirect

    CAI CHENYU CAROLINE - Director - Officer EXECUTIVE VICE PRESIDENT

    2022-11-02 18:31:56 -0400 2022-10-31 U 178,598 $9.60 d 0 direct

    JOHNSTON CHARLES D - Director

    2022-11-02 17:47:55 -0400 2022-10-31 U 69,530 $9.60 d 0 direct

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 22:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 21:45:04 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 21:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 20:45:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 20:15:04 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 19:45:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 19:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 18:45:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 18:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 17:45:04 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 17:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 16:45:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 16:15:03 UTC 2.6132 0.4568 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 15:45:03 UTC 1.658 1.412 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 15:15:03 UTC 1.658 1.412 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 14:45:03 UTC 1.658 1.412 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 14:15:03 UTC 1.658 1.412 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 13:45:04 UTC 1.7787 1.2913 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 13:15:03 UTC 1.7787 1.2913 550000
    PZENA INVESTMENT MANAGM-CL A PZN 2022-10-28 12:45:04 UTC 1.7787 1.2913 400000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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