Rand Cap Corp (RAND)

FINANCE: CORPORATE FINANCE
SIC:

1405 RAND BUILDING BUFFALO, NY 14203

Rand Capital Corp. makes venture capital investments in early-stage/developing enterprises that are engaged in the development or exploitation of inventions, technological improvements, and new products and services typically in New York and surrounding states. Operates as an internally managed investment company.

Data as of 2021-01-23
Market Cap41.022 Million Shares Outstanding2.584 Million Avg 30-day Volume11.196 Thousand
P/E Ratio4.9 Dividend Yield8.377 EPS3.24
Price/Sales11.771 Price cash flow ratio5.5 Price free cash flow ratio-6.1
Book Value19.33 Price to Tangible Book0.82 Alpha0.0
Short Interest Ratio % Short Interest to Float R-squared0.044384
BETA0.448293 52-week High/Low37.08 / 10.25 Stddev0.093633
View SEC Filings from RAND instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 0 0 (0.0%) 0 (0.0%)
Funds Holding: 10 8 25.0% (0.0%) 0 (0.0%)
13F shares: 64.869 Thousand 63.416 Thousand 2.29% 0
% Ownership 2.507 2.4496 2.34% 0.0
New Positions: 2
Increased Positions 2 5 -60.0%
Closed Positions 2 2
Reduced Positions 1 1 0.0%
Total Calls 0
Total Puts 0
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding RAND (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding RAND BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

EAST ASSET MANAGEMENT, LLC

  • 10% Owner
1,641,640 2020-09-03 3

GUSKY ADAM SAMUEL

  • Director
5,421 2020-08-20 3

GODLEY BENJAMIN E

  • Director
95,268 2019-11-08 0

USER-FRIENDLY HOLDING, LLC

USER-FRIENDLY PHONE BOOK, LLC

  • 10% Owner
1,455,993 2018-06-12 0

NEWMAN REGINALD B II

  • Director
172,730 2018-03-23 0

ZAK ROBERT M

  • Director
85,000 2017-06-15 0

UTILITY SERVICE HOLDING CO., INC.

  • 10% Owner
1,165,946 2017-03-01 0

KAILBOURNE ERLAND E

  • Director
40,000 2017-01-18 0

PENBERTHY DANIEL P EVP AND CFO

  • Officer
84,467 2016-12-13 0

GRUM ALLEN F CEO

  • Officer
  • Director
322,284 2016-12-13 0

KENZIE ROSS B

  • Director
113,000 2016-12-13 0

COLMAC HOLDINGS LTD

  • 10% Owner
No longer subject to file 2016-12-13 0

ORR E WYCLIFFE JR

  • Director
0 2015-01-29 0

MCLEESE ROBERT S

  • Director
  • 10% Owner
810,000 2015-01-29 0

RAND JAYNE K

  • Director
115,433 2011-04-11 0

MCLEESE WILLIS S

  • Director
  • 10% Owner
810,000 2009-08-12 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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