Research Frontiers Inc. (REFR)

Sector:
INFORMATION TECHNOLOGY
Industry:
ELECTRONIC EQUIPMENT
SIC:
PATENT OWNERS & LESSORS
CEO:
Joseph M. Harary
Employees:
6
240 CROSSWAYS PARK DR, WOODBURY, NY 11797-2033
5163641902

Research Frontiers Incorporated develops and markets technology and devices to control the flow of light worldwide. Its SPD-Smart light-control technology is used in various product applications, including windows, sunshades, skylights, and interior partitions for homes and buildings. The company serves architectural, automotive, marine, and aerospace and appliance applications.

Data derived from most recent annual or quarterly report
Market Cap 34.85 Million Shares Outstanding33.509 Million Avg 30-day Volume 34.133 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.02
Price to Revenue75.1369 Debt to Equity0.0 EBITDA-2.146 Million
Price to Book Value12.3963 Operating Margin-325.1834 Enterprise Value50.097 Million
Current Ratio15.445 EPS Growth0 Quick Ratio14.634
1 Yr BETA 0.6516 52-week High/Low 2.53 / 0.99 Profit Margin-316.0834
Operating Cash Flow Growth-55.1332 Free Cash Flow to Firm (FCFF) TTM -1.902 Million Free Cash Flow to Equity (FCFE) TTM-1.626 Million
Altman Z-Score34.9595
View SEC Filings from REFR instead.

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Funds Holding REFR (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding REFR

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Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-09-14 by DAIGLE DARRYL
  • 3: filed on 2023-07-10 by PESO EYAL
  • 4: filed on 2023-06-20 by DAIGLE DARRYL
  • 4: filed on 2023-06-16 by DAIGLE DARRYL
  • 4: filed on 2023-02-10 by DAIGLE DARRYL
  • 4: filed on 2023-01-26 by DAIGLE DARRYL
  • 4: filed on 2023-01-03 by KAGANOWICZ ALEXANDER
  • 4: filed on 2023-01-03 by HARARY JOSEPH M
  • 4: filed on 2023-01-03 by LAPOINTE MICHAEL R
  • 4: filed on 2023-01-03 by DAIGLE DARRYL

    • Events (8k)

  • 8-K: filed on 2023-06-12:
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-06-05:
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-20:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-13:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-06-10:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2021-01-13:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-12-04:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-08-17:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-08-04:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2020-07-01:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    7 Thousand total shares from 2 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    DAIGLE DARRYL

    • Director
    		 441,995 2023-09-13 6

    PESO EYAL

    • Director
    		 1,838,824 2023-06-04 1

    HARARY JOSEPH M PRESIDENT AND CEO

    • Officer
    • Director
    		 349,100 2022-12-31 1

    LAPOINTE MICHAEL R VP-MARKETING

    • Officer
    		 51,850 2022-12-31 1

    KAGANOWICZ ALEXANDER

    • Director
    		 286,294 2022-12-31 1

    SETTLE WILLIAM GRAHAM

    • Director
    		 195,826 2021-12-31 0

    DOUGLAS KEVIN

    DOUGLAS FAMILY TRUST

    JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST

    • 10% Owner
    • 13(D)(3) GROUP13(D)(3) GROUP13(D)(3) GROUP
    		 No longer subject to file 2020-08-25 0

    VAN VOORHEES SETH CFO & VP-BUSINESS DEVELOPMENT

    • Officer
    		 230,454 2020-02-21 0

    SLOVAK STEVEN MICHAEL VICE PRESIDENT-TECHNOLOGY

    • Officer
    		 0 2019-12-31 0

    GRIMES GREGORY GEORGE

    • Director
    		 0 2019-12-31 0

    SAXE ROBERT L CHAIRMAN OF THE BOARD

    • Officer
    • Director
    		 0 2015-12-31 0

    DOUGLAS KEVIN

    • 10% Owner
    • 13(D)(3) GROUP
    		 2,956,199 2014-05-08 0

    KEEN VICTOR F

    • Director
    		 360,099 2013-01-01 0

    GUTHRIE MARION PHILIP

    • Director
    		 91,200 2013-01-01 0

    DERBY JACK

    • Director
    		 50,200 2013-01-01 0

    HERMON-TAYLOR RICHARD JAMES

    • Director
    		 76,925 2012-01-01 0

    BUDIN ROBERT M

    • Director
    		 52,177 2009-01-01 0

    MALVINO ALBERT P

    • Director
    		 120,300 2007-12-04 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    DAIGLE DARRYL - Director

    		2023-09-14 14:16:02 -0400 2023-09-13 P 1,600 $1.35 a 209,442 direct -5.7971 -13.7681 0.0 1 -15.942 5

    DAIGLE DARRYL - Director held by reporting person's business, of which he has 50% ownership interest

    		2023-09-14 14:16:02 -0400 2023-09-13 P 5,350 $1.40 a 75,158 indirect -5.7971 -13.7681 0.0 1 -15.942 5

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    RESEARCH FRONTIERS INC REFR 2023-09-29 22:15:03 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 21:45:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 21:15:03 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 20:45:05 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 20:15:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 19:45:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 19:15:03 UTC 0.0 0.0 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 18:45:03 UTC 0.0 0.0 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 18:15:03 UTC 0.0 0.0 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 17:45:03 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 17:15:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 16:45:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 16:15:03 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 15:45:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 15:15:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 14:45:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 14:15:04 UTC -0.1988 5.5188 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 13:45:03 UTC 0.0615 5.2585 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 13:15:04 UTC 0.0615 5.2585 1100000
    RESEARCH FRONTIERS INC REFR 2023-09-29 12:45:05 UTC 0.0615 5.2585 1100000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund REFR -600.0 shares, $-960.0 2023-06-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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