REZI 13F Hedge Fund and Asset Management Owners

Data as of 2021-03-06 11:18:35 -0500
Market Cap	4.203 Billion	Shares Outstanding	143.139 Million	Avg 30-day Volume	1.23 Million
P/E Ratio	113.58311	Dividend Yield	0.0	EPS	0.293
Price/Sales	0.6086	Debt to Equity	3.28	EBITDA	315 Million
Price to Book Value	1.85	Forward PE		Enterprise Value	4.789 Billion
Total Cash	260 Million	Current Debt	1.645 Billion	Gross Profit	1.182 Billion
BETA	1.48851	52-week High/Low	29.58 / 3.72	Next Earnings Date	2021-02-25	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	7	3	133.33%	4 (0.24%)	3 (0.19%)	33.33%
Funds Holding:	373	344	8.43%	82 (4.95%)	70 (4.36%)	17.14%
13F shares:	128.023 Million	112.962 Million	13.33%	52.265 Million	52.688 Million	-0.8%
% Ownership	89.4983	91.4707	-2.16%	36.5377	42.6642	-14.36%
New Positions:	81	43	88.37%	25	13	92.31%
Increased Positions	100	71	40.85%	18	22	-18.18%
Closed Positions	39	56	-30.36%	12	14	-14.29%
Reduced Positions	108	121	-10.74%	34	21	61.9%
Total Calls	955.856 Thousand	132.702 Thousand	620.3%	582.656 Thousand	42.802 Thousand	1261.28%
Total Puts	39.404 Thousand	246.6 Thousand	-84.02%	25.004 Thousand	207.7 Thousand	-87.96%
PUT/CALL Ratio	0.04	1.86	-97.85%	0.04	4.85	-99.18%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding REZI (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding REZI BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

4.3 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

60.2 Thousand total shares from 17 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
AARNES ROBERT B PRESIDENT, ADI	Officer	32,749	2021-03-04	6
LANE JEANNINE J EVP, GC, CORP SEC & CCO	Officer	64,308	2021-02-27	5
KELLY STEPHEN MONTGOMERY EVP, CHIEF HR OFFICER	Officer	129,263	2021-02-27	5
GEDDES ANNMARIE VP, CONTROLLER AND CAO	Officer	10,793	2021-02-18	2
GELDMACHER JAY L PRESIDENT AND CEO	Officer Director	142,045	2021-02-18	3
THEODORE PHILLIP L. PRES., PRODUCTS & SOLUTIONS	Officer	33,143	2021-02-18	3
TRUNZO ANTHONY L EVP, CHIEF FINANCIAL OFFICER	Officer	40,435	2021-02-18	3
MERRILL TRAVIS D EVP, CHIEF STRAT & CML OFFICER	Officer	18,939	2021-02-18	3
TEICH ANDREW C	Director	134,131	2020-12-02	13
LAZAR JACK R	Director	43,052	2020-11-18	3
FRADIN ROGER	Director	180,573	2020-11-18	4
RICHARDSON NINA	Director	19,630	2020-11-18	3
WIENBAR SHARON L	Director	16,277	2020-06-12	2
DENINGER PAUL F	Director	16,502	2020-06-12	3
KUSHNER BRIAN	Director	17,404	2020-06-12	3
HOSTETLER CYNTHIA LYNN	Director	6,143	2020-06-12	4
NEFKENS MICHAEL G PRESIDENT AND CEO	Officer Director	55,071	2020-05-20	3
FLINK MICHAEL DAVID EVP OF TRANSFORMATION	Officer	54,442	2020-03-15	1
SANKPAL SACHIN PRES., PRODUCTS & SOLUTIONS	Officer	0	2020-02-20	0
RAGAN JOSEPH DOUGLAS III	FORMER EVP & CFO	0	2019-11-27	0
DE MASI NICCOLO SEE REMARKS	Officer Director	8,220	2019-11-16	0
RYDER ROBERT P INTERIM CFO	Officer	22,900	2019-11-12	0
KATZEL JACQUELINE	FMR. DIRECTOR	No longer subject to file	2018-10-29	0
HONEYWELL INTERNATIONAL INC	10% Owner SEE FOOTNOTE 2	No longer subject to file	2018-10-29	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-04 16:23:54 -0500	2021-03-04	S	4,267	$27.48	d	32,749	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-28	M	1,222		d	0	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-28	F	599	$24.74	d	31,956	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-28	M	1,120		a	37,397	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-28	M	1,222		a	32,555	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-28	M	2,240		d	0	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-28	F	882	$24.74	d	64,408	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-28	M	1,120		d	0	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-28	F	381	$24.74	d	37,016	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-28	M	2,240		a	65,290	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-27	M	6,533		a	64,527	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-27	M	1,020		a	33,643	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-27	M	1,210		d	1,211	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-27	M	4,394		a	36,972	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-27	M	6,533		d	0	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-27	F	3,282	$24.74	d	63,050	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-27	M	1,020		d	1,019	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-27	M	3,695		a	32,623	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-27	M	4,394		d	0	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-27	F	1,905	$24.74	d	36,277	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-27	M	1,805		a	66,332	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-27	M	3,695		d	0	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-03-02 16:17:03 -0500	2021-02-27	F	2,310	$24.74	d	31,333	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-03-02 16:15:11 -0500	2021-02-27	M	1,210		a	38,182	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-03-02 16:16:04 -0500	2021-02-27	M	1,805		d	1,805	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-22 17:29:10 -0500	2021-02-20	F	2,312	$27.56	d	28,928	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-22 16:28:12 -0500	2021-02-20	F	504	$27.56	d	2,201	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-22 17:29:10 -0500	2021-02-20	M	4,752		a	9,505	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-22 17:29:10 -0500	2021-02-20	M	4,752		a	31,240	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-22 17:27:14 -0500	2021-02-20	F	1,997	$27.56	d	57,994	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-22 16:28:12 -0500	2021-02-20	M	1,455		a	2,911	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-22 16:28:12 -0500	2021-02-20	M	1,455		a	2,705	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-22 16:25:04 -0500	2021-02-20	F	3,924	$27.56	d	32,578	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-22 17:27:14 -0500	2021-02-20	M	5,109		a	10,217	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-22 17:27:14 -0500	2021-02-20	M	5,109		a	59,991	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-22 16:25:04 -0500	2021-02-20	M	11,551		a	23,102	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-22 16:25:04 -0500	2021-02-20	M	11,551		a	36,502	direct
MERRILL TRAVIS D - Officer EVP, CHIEF STRAT & CML OFFICER	2021-02-22 17:31:01 -0500	2021-02-18	A	18,939		a	18,939	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-22 17:27:14 -0500	2021-02-18	A	15,549		a	15,549	direct
GELDMACHER JAY L - Director - Officer PRESIDENT AND CEO	2021-02-22 17:25:17 -0500	2021-02-18	A	142,045		a	142,045	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-22 16:25:04 -0500	2021-02-18	A	37,878		a	37,878	direct
TRUNZO ANTHONY L - Officer EVP, CHIEF FINANCIAL OFFICER	2021-02-22 17:36:34 -0500	2021-02-18	A	40,435		a	40,435	direct
THEODORE PHILLIP L. - Officer PRES., PRODUCTS & SOLUTIONS	2021-02-22 17:32:49 -0500	2021-02-18	A	33,143		a	33,143	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-22 17:29:10 -0500	2021-02-18	A	17,045		a	17,045	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-22 16:28:12 -0500	2021-02-18	A	5,681		a	5,681	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-16 17:03:05 -0500	2021-02-11	M	6,378		a	27,213	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-16 17:07:14 -0500	2021-02-11	M	957		d	957	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-16 17:09:32 -0500	2021-02-11	M	3,526		d	3,526	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-16 17:11:23 -0500	2021-02-11	M	3,280		d	3,280	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-16 17:03:05 -0500	2021-02-11	M	6,378		d	6,378	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-16 17:07:14 -0500	2021-02-11	F	332	$25.79	d	1,250	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-16 17:09:32 -0500	2021-02-11	F	1,538	$25.79	d	54,882	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-16 17:11:23 -0500	2021-02-11	F	1,757	$25.79	d	26,488	direct
AARNES ROBERT B - Officer PRESIDENT, ADI	2021-02-16 17:03:05 -0500	2021-02-11	F	2,262	$25.79	d	24,951	direct
GEDDES ANNMARIE - Officer VP, CONTROLLER AND CAO	2021-02-16 17:07:14 -0500	2021-02-11	M	957		a	1,582	direct
KELLY STEPHEN MONTGOMERY - Officer EVP, CHIEF HR OFFICER	2021-02-16 17:09:32 -0500	2021-02-11	M	3,526		a	56,420	direct
LANE JEANNINE J - Officer EVP, GC, CORP SEC & CCO	2021-02-16 17:11:23 -0500	2021-02-11	M	3,280		a	28,245	direct

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 22:15:03 UTC	-0.3598	0.4298	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 21:45:03 UTC	-0.3598	0.4298	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 21:15:02 UTC	-0.3598	0.4298	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 20:45:02 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 20:15:05 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 19:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 19:15:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 18:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 18:15:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 17:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 17:15:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 16:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 16:15:02 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 15:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 15:15:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 14:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 14:15:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 13:45:03 UTC	-0.18	0.25	7100000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 13:15:03 UTC	-0.18	0.25	5900000
RESIDEO TECHNOLOGIES INC REZI	2021-03-05 12:45:03 UTC	-0.18	0.25	4400000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
FundVantage Trust- Gotham Defensive Long Fund	REZI	-443.0 shares, $-2144.12	2020-03-31	N-PORT
AQR Funds- AQR Alternative Risk Premia Fund	REZI	-4257.0 shares, $-90503.82	2020-12-31	N-PORT
CRM Mutual Fund Trust- CRM LONG/SHORT OPPORTUNITIES FUND	REZI	-32558.0 shares, $-692183.08	2020-12-31	N-PORT

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Resideo Technologies Inc (REZI)

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