Raymond James Financial Inc. (RJF)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

880 CARILLON PKWY ST PETERSBURG, FL 33716

Operates various financial services businesses through its subsidiaries. The company divides its operations into seven segments: private client group, capital markets, asset management, RJ Bank, emerging markets, stock loan/borrow and other.

Data as of 2020-11-22
Market Cap12.09 Billion Shares Outstanding136.6 Million Avg 30-day Volume626.949 Thousand
P/E Ratio15.2 Dividend Yield1.672 EPS5.82
Price/Sales1.499 Price cash flow ratio3.7 Price free cash flow ratio5.0
Book Value50.99 Price to Tangible Book Alpha-0.0
Short Interest Ratio % Short Interest to Float R-squared0.466434
BETA1.29333 52-week High/Low102.45 / 54.21 Stddev0.079802
View SEC Filings from RJF instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 7 8 -12.5% 1 (0.07%) 2 (0.13%) -50.0%
Funds Holding: 455 473 -3.81% 95 (6.25%) 100 (6.49%) -5.0%
13F shares: 102.659 Million 105.881 Million -3.04% 18.392 Million 18.154 Million 1.31%
% Ownership 74.8462 77.2682 -3.13% 13.4089 13.2482 1.21%
New Positions: 45 65 -30.77% 10 23 -56.52%
Increased Positions 139 148 -6.08% 28 25 12.0%
Closed Positions 54 38 42.11% 15 14 7.14%
Reduced Positions 189 197 -4.06% 45 43 4.65%
Total Calls 576.165 Thousand 696.253 Thousand -17.25% 184.2 Thousand 239.7 Thousand -23.15%
Total Puts 149.311 Thousand 208.548 Thousand -28.4% 55.8 Thousand 107.6 Thousand -48.14%
PUT/CALL Ratio 0.26 0.3 -13.33% 0.3 0.45 -33.33%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding RJF (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

162.1 Thousand total shares from 11 transactions

Exercise Derivative Conversion (M)

98.5 Thousand total shares from 44 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BUNN JAMES E PRES-GLOBEQ&INV BANKING-RJA

  • Officer
 0 2020-12-03 6

PERRY JODI PRESIDENT, ICD FOR RJFS

  • Officer
 0 2020-12-03 7

SHOUKRY PAUL M CFO AND TREASURER

  • Officer
 0 2020-12-03 5

RANEY STEVEN M PRESIDENT & CEO RJBANK

  • Officer
 40,195 2020-12-02 5

JAMES THOMAS A CHAIRMAN EMERITUS

  • Officer
  • Director
 13,779,607 2020-12-02 3

ALLISON PAUL D CHAIR, PRESIDENT & CEO RJ LTD.

  • Officer
 42,749 2020-12-02 6

JULIEN JEFFREY P EXECUTIVE VP - FIN

  • Officer
 57,180 2020-12-02 6

REILLY PAUL C CHAIRMAN & CEO

  • Officer
  • Director
 86,952 2020-12-02 7

ALLAIRE BELLA LOYKHTER EXECUTIVE VICE PRESIDENT-RJA

  • Officer
 62,693 2020-12-02 8

DOWDLE JEFFREY A COO & HEAD OF ASSET MGMT.

  • Officer
 48,979 2020-12-02 8

CARSON JOHN C JR. PRESIDENT

  • Officer
 54,065 2020-12-02 7

CURTIS SCOTT A PRESIDENT, PCG

  • Officer
 99,768 2020-12-02 7

ELWYN TASHTEGO S CEO & PRESIDENT - RJA

  • Officer
 35,879 2020-12-02 7

SANTELLI JONATHAN N EVP, GEN COUNSEL, SECY

  • Officer
 3,374 2020-12-02 6

DEBEL MARLENE

  • Director
 0 2020-12-02 2

CATANESE GEORGE CHIEF RISK OFFICER

  • Officer
 8,269 2020-11-30 3

OORLOG JONATHAN W JR SENIOR VP AND CONTROLLER

  • Officer
 7,745 2020-11-30 4

SESHADRI RAJ

  • Director
 1,362 2020-06-01 2

GODBOLD FRANCIS S VICE CHAIRMAN

  • Officer
  • Director
 161,273 2020-03-12 2

ACKART JENNIFER C SVP, CONTROLLER & CAO

  • Officer
 11,339 2020-03-04 3

STORY SUSAN N

  • Director
 26,928 2020-02-20 1

JOHNSON GORDON L

  • Director
 20,719 2020-02-20 2

BROADER SHELLEY G.

  • Director
 0 2020-02-20 2

ESTY BENJAMIN

  • Director
 13,370 2020-02-20 1

EDWARDS JEFFREY N

  • Director
 14,070 2020-02-20 1

VON ARENTSCHILDT CHARLES

  • Director
 8,948 2020-02-20 1

MCGEARY RODERICK C

  • Director
 8,410 2020-02-20 1

GATES ANNE

  • Director
 3,406 2020-02-20 1

DUTKOWSKY ROBERT M

  • Director
 2,451 2020-02-20 1

TROCIN JEFFREY E VICE CHAIRMAN

  • Officer
 186,764 2019-12-23 2

SALTZMAN ROBERT

  • Director
 24,781 2019-02-28 0

ZANK DENNIS W CHIEF OPERATING OFFICER

  • Officer
 183,408 2018-03-09 0

MATECKI PAUL SR. VP - GENERAL COUNSEL

  • Officer
 0 2015-12-15 0

SIMMONS HARDWICK

  • Director
 50,706 2015-02-25 0

HABERMEYER H WILLIAM JR

  • Director
 0 2014-11-24 0

HELCK CHESTER B EXECUTIVE VICE PRESIDENT

  • Officer
  • Director
 162,046 2013-12-13 0

ARMSTRONG KENNETH E ASSISTANT SECRETARY

  • Officer
 8,019 2013-11-27 0

AUGUSTINE JAMES N JR SENIOR VICE PRESIDENT - RJA

  • Officer
 12,775 2012-02-23 0

BIEVER ANGELA CHIEF ADMINISTRATIVE OFFICER

  • Officer
 36,267 2011-12-28 0

AVERITT RICHARD G CEO - RJFS

  • Officer
 230,700 2011-12-15 0

TREMAINE THOMAS R EXECUTIVE VICE PRESIDENT - RJA

  • Officer
 60,020 2011-12-15 0

RIESS RICHARD K EXECUTIVE VICE PRESIDENT

  • Officer
 17,065 2011-12-15 0

EITEL JOHN TIMOTHY CHIEF INFORMATION OFFICER

  • Officer
 86,719 2011-12-15 0

SAYLER VAN C SENIOR VICE PRESIDENT

  • Officer
 No longer subject to file 2011-09-30 0

SHIELDS KENNETH A

  • Director
 47,070 2011-01-31 0

BAILEY PETER PRESIDENT & CEO RJ LTD.

  • Officer
 6,625 2008-09-30 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-12-04 13:16:28 -0500 2020-12-03 A 5,000 a 5,000 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-12-04 11:37:48 -0500 2020-12-03 A 5,000 a 5,000 direct

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-04 11:43:12 -0500 2020-12-03 A 3,000 a 3,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-04 16:20:10 -0500 2020-12-03 A 5,000 a 5,000 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-04 14:58:02 -0500 2020-12-03 S 34,532 $94.63 d 85,868 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-04 13:40:18 -0500 2020-12-03 A 5,000 a 5,000 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-04 11:35:37 -0500 2020-12-03 A 5,000 a 5,000 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-04 11:36:42 -0500 2020-12-03 A 5,000 a 5,000 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-04 11:38:53 -0500 2020-12-03 A 5,000 a 5,000 direct

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-12-04 11:42:07 -0500 2020-12-03 A 5,000 a 5,000 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-04 16:18:03 -0500 2020-12-03 A 5,000 a 5,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-04 16:20:10 -0500 2020-12-03 S 2,243 $94.37 d 3,197 direct

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-04 11:40:00 -0500 2020-12-03 A 5,000 a 5,000 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-04 11:44:17 -0500 2020-12-03 A 5,000 a 5,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-04 16:20:10 -0500 2020-12-03 S 757 $94.51 d 5,440 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-04 14:58:02 -0500 2020-12-03 A 13,000 a 13,000 direct

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-04 11:40:00 -0500 2020-12-02 A 3,337 a 53,392 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-04 11:44:17 -0500 2020-12-02 A 2,705 a 62,074 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-04 16:20:10 -0500 2020-12-02 A 667 a 6,197 direct

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-04 11:43:12 -0500 2020-12-02 A 2,885 a 49,977 direct

DEBEL MARLENE - Director

2020-12-04 09:01:53 -0500 2020-12-02 A 403 a 403 direct

JAMES THOMAS A - Director - Officer CHAIRMAN EMERITUS by thomas a. james family rev trust

2020-12-04 16:21:15 -0500 2020-12-02 A 3,968 a 11,973,700 indirect

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-04 14:58:02 -0500 2020-12-02 S 5,880 $93.82 d 120,400 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-04 13:40:18 -0500 2020-12-02 A 2,524 a 97,321 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-04 11:35:37 -0500 2020-12-02 A 2,019 a 31,328 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-04 11:36:42 -0500 2020-12-02 A 1,227 a 38,391 direct

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-12-04 11:42:07 -0500 2020-12-02 A 1,568 a 18,799 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-04 16:18:03 -0500 2020-12-02 A 2,254 a 38,989 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-04 14:58:02 -0500 2020-12-02 A 27,412 a 126,280 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-04 13:40:18 -0500 2020-12-01 G 120 d 94,797 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-04 11:35:37 -0500 2020-12-01 G 875 d 29,309 direct

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-01 14:18:58 -0500 2020-11-30 M 1,000 a 47,092 direct 1.8389 1.8389 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 M 3,000 d 2,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 M 1,000 a 6,503 direct -0.3696 0.0 1 -0.3696 2

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-12-01 13:49:08 -0500 2020-11-30 M 300 a 6,357 direct 1.8389 1.8389 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 F 286 $90.95 d 37,595 direct -0.3696 0.0 1 -0.3696 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 M 1,000 d 1,000 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 M 3,000 d 2,000 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 M 1,000 a 38,101 direct -0.3696 0.0 1 -0.3696 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 F 325 $90.95 d 60,067 direct -0.3696 0.0 1 -0.3696 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-12-02 09:15:18 -0500 2020-11-30 F 48 $90.95 d 4,190 direct -0.3696 0.0 1 -0.3696 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 M 3,000 d 2,000 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 M 1,000 d 1,000 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 F 730 $90.95 d 30,497 direct -0.3696 0.0 1 -0.3696 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 M 1,000 a 95,921 direct -0.3696 0.0 1 -0.3696 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 M 3,000 a 30,470 direct -0.3696 0.0 1 -0.3696 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 M 4,800 d 3,200 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-12-02 09:40:27 -0500 2020-11-30 M 600 a 5,931 direct -0.3696 0.0 1 -0.3696 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 F 146 $90.95 d 15,829 direct -0.3696 0.0 1 -0.3696 2

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 F 695 $90.95 d 50,055 direct -0.3696 0.0 1 -0.3696 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 M 1,800 d 1,200 direct

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 M 3,000 a 49,981 direct -0.3696 0.0 1 -0.3696 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 F 92 $90.95 d 8,616 direct -0.3696 0.0 1 -0.3696 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 M 2,000 d 2,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 F 730 $90.95 d 5,530 direct -0.3696 0.0 1 -0.3696 2

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-01 14:18:58 -0500 2020-11-30 M 3,000 d 2,000 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 M 2,000 a 102,488 direct

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-01 14:18:58 -0500 2020-11-30 M 3,000 a 46,092 direct 1.8389 1.8389 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 M 1,000 d 1,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 M 3,000 a 5,503 direct -0.3696 0.0 1 -0.3696 2

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 M 1,000 a 37,881 direct -0.3696 0.0 1 -0.3696 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 F 730 $90.95 d 37,128 direct -0.3696 0.0 1 -0.3696 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 M 1,400 d 1,400 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 M 3,000 a 37,101 direct -0.3696 0.0 1 -0.3696 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 M 1,400 a 60,392 direct -0.3696 0.0 1 -0.3696 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-12-02 09:15:18 -0500 2020-11-30 M 200 a 4,238 direct -0.3696 0.0 1 -0.3696 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 M 1,000 d 1,000 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 F 753 $90.95 d 94,917 direct -0.3696 0.0 1 -0.3696 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 F 243 $90.95 d 31,227 direct -0.3696 0.0 1 -0.3696 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 M 3,000 a 94,921 direct -0.3696 0.0 1 -0.3696 2

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-12-02 09:40:27 -0500 2020-11-30 M 600 d 600 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 M 600 d 600 direct

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 M 3,000 d 2,000 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 M 600 a 15,975 direct -0.3696 0.0 1 -0.3696 2

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 F 231 $90.95 d 50,750 direct -0.3696 0.0 1 -0.3696 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 M 400 d 400 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 M 3,000 d 2,000 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 M 400 a 8,708 direct -0.3696 0.0 1 -0.3696 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 F 2,858 $90.95 d 98,868 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 F 243 $90.95 d 6,260 direct -0.3696 0.0 1 -0.3696 2

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-12-01 14:18:58 -0500 2020-11-30 M 1,000 d 1,000 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 M 7,500 a 100,488 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-12-01 13:49:08 -0500 2020-11-30 M 300 d 300 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 F 860 $90.95 d 36,735 direct -0.3696 0.0 1 -0.3696 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 M 3,000 d 2,000 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-12-02 12:31:14 -0500 2020-11-30 M 3,000 a 36,881 direct -0.3696 0.0 1 -0.3696 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-12-02 09:14:13 -0500 2020-11-30 F 243 $90.95 d 37,858 direct -0.3696 0.0 1 -0.3696 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 F 698 $90.95 d 59,369 direct -0.3696 0.0 1 -0.3696 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-12-02 09:15:18 -0500 2020-11-30 M 200 d 200 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-12-02 10:48:55 -0500 2020-11-30 M 3,000 a 58,992 direct -0.3696 0.0 1 -0.3696 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 M 3,000 d 2,000 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 G 313 d 30,184 direct -0.3696 0.0 1 -0.3696 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-30 F 251 $90.95 d 95,670 direct -0.3696 0.0 1 -0.3696 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-12-02 09:37:05 -0500 2020-11-30 M 1,000 a 31,470 direct -0.3696 0.0 1 -0.3696 2

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-12-02 09:40:27 -0500 2020-11-30 F 146 $90.95 d 5,785 direct -0.3696 0.0 1 -0.3696 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 F 1,168 $90.95 d 14,661 direct -0.3696 0.0 1 -0.3696 2

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 M 1,000 d 1,000 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-12-02 08:20:21 -0500 2020-11-30 M 4,800 a 15,375 direct -0.3696 0.0 1 -0.3696 2

CARSON JOHN C JR. - Officer PRESIDENT

2020-12-02 09:41:33 -0500 2020-11-30 M 1,000 a 50,981 direct -0.3696 0.0 1 -0.3696 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 F 415 $90.95 d 8,201 direct -0.3696 0.0 1 -0.3696 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 M 7,500 d 5,000 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2020-12-02 09:42:39 -0500 2020-11-30 M 1,000 d 1,000 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-12-02 08:21:27 -0500 2020-11-30 M 1,800 a 8,308 direct -0.3696 0.0 1 -0.3696 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-12-02 17:22:41 -0500 2020-11-30 F 762 $90.95 d 101,726 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-12-02 09:00:28 -0500 2020-11-25 G 500 d 91,921 direct -0.3696 0.0 1 -0.3696 2

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-11-24 12:56:08 -0500 2020-11-23 A 2,500 a 2,500 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-24 14:46:45 -0500 2020-11-22 M 600 a 4,184 direct -0.5002 0.7876 0.7876 6 -3.2035 4

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-11-24 12:56:08 -0500 2020-11-22 M 900 a 6,057 direct -0.5002 0.7876 0.7876 6 -3.2035 4

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-24 11:11:17 -0500 2020-11-22 M 1,800 a 5,769 direct -0.5002 0.7876 0.7876 6 -3.2035 4

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-24 14:46:45 -0500 2020-11-22 M 600 d 400 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-24 11:11:17 -0500 2020-11-22 M 1,800 d 1,200 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-24 14:46:45 -0500 2020-11-22 F 146 $88.51 d 4,038 direct -0.5002 0.7876 0.7876 6 -3.2035 4

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-11-24 12:56:08 -0500 2020-11-22 M 900 d 600 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-24 11:11:17 -0500 2020-11-22 F 438 $88.51 d 5,331 direct -0.5002 0.7876 0.7876 6 -3.2035 4

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-23 08:40:01 -0500 2020-11-19 M 600 a 4,114 direct 3.8462 2.7741 3.8462 2 0.0 1

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-23 08:25:50 -0500 2020-11-19 M 200 a 3,632 direct 3.8462 2.7741 3.8462 2 0.0 1

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-11-20 15:06:37 -0500 2020-11-19 M 280 a 10,643 direct 2.2257 2.7568 6.1575 3 0.0 1

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-11-20 10:56:14 -0500 2020-11-19 M 7,497 $48.20 a 92,421 direct 2.2257 2.7568 6.1575 3 0.0 1

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-23 08:40:01 -0500 2020-11-19 M 600 d 0 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-23 08:25:50 -0500 2020-11-19 M 200 d 0 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-11-20 08:28:04 -0500 2020-11-19 M 200 d 0 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-11-20 15:06:37 -0500 2020-11-19 M 280 d 0 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-11-20 10:56:14 -0500 2020-11-19 M 7,497 d 0 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2020-11-23 08:40:01 -0500 2020-11-19 F 145 $89.20 d 3,969 direct 3.8462 2.7741 3.8462 2 0.0 1

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-23 08:25:50 -0500 2020-11-19 F 48 $89.20 d 3,584 direct 3.8462 2.7741 3.8462 2 0.0 1

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2020-11-20 08:28:04 -0500 2020-11-19 M 200 a 5,157 direct 2.2257 2.7568 6.1575 3 0.0 1

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2020-11-20 15:06:37 -0500 2020-11-19 F 68 $89.20 d 10,575 direct 2.2257 2.7568 6.1575 3 0.0 1

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-11-20 10:56:14 -0500 2020-11-18 M 1,500 a 85,289 direct 2.2257 2.7568 6.1575 3 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-11-20 11:01:27 -0500 2020-11-18 M 1,000 a 34,344 direct 2.2257 2.7568 6.1575 3 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-11-20 10:13:47 -0500 2020-11-18 M 2,000 a 93,775 direct 2.2257 2.7568 6.1575 3 0.0 1

CARSON JOHN C JR. - Officer PRESIDENT

2020-11-20 09:16:47 -0500 2020-11-18 M 1,000 a 47,224 direct 2.2257 2.7568 6.1575 3 0.0 1

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-11-20 09:02:13 -0500 2020-11-18 M 1,500 a 27,835 direct 2.2257 2.7568 6.1575 3 0.0 1

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-11-20 08:52:43 -0500 2020-11-18 M 300 a 6,581 direct 2.2257 2.7568 6.1575 3 0.0 1

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2020-11-20 08:23:56 -0500 2020-11-18 S 659 $90.08 d 3,432 direct 2.2257 2.7568 6.1575 3 0.0 1

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-11-20 15:30:24 -0500 2020-11-18 M 1,500 a 56,357 direct 3.8462 2.7741 3.8462 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-20 13:27:15 -0500 2020-11-18 M 1,000 a 34,124 direct 2.2257 2.7568 6.1575 3 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-11-20 11:01:27 -0500 2020-11-18 M 1,000 d 0 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-11-20 10:13:47 -0500 2020-11-18 M 2,000 d 0 direct

CARSON JOHN C JR. - Officer PRESIDENT

2020-11-20 09:16:47 -0500 2020-11-18 M 1,000 d 0 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-11-20 09:02:13 -0500 2020-11-18 M 1,500 d 0 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-11-20 08:52:43 -0500 2020-11-18 M 300 d 0 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-11-20 15:30:24 -0500 2020-11-18 M 1,500 d 0 direct

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-11-19 13:45:28 -0500 2020-11-18 M 1,000 d 0 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-20 13:27:15 -0500 2020-11-18 M 1,000 d 0 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-11-20 10:56:14 -0500 2020-11-18 F 365 $89.08 d 84,924 direct 2.2257 2.7568 6.1575 3 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2020-11-20 11:01:27 -0500 2020-11-18 F 243 $89.08 d 34,101 direct 2.2257 2.7568 6.1575 3 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2020-11-20 10:13:47 -0500 2020-11-18 F 787 $89.08 d 92,988 direct 2.2257 2.7568 6.1575 3 0.0 1

CARSON JOHN C JR. - Officer PRESIDENT

2020-11-20 09:16:47 -0500 2020-11-18 F 243 $89.08 d 46,981 direct 2.2257 2.7568 6.1575 3 0.0 1

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2020-11-20 09:02:13 -0500 2020-11-18 F 365 $89.08 d 27,470 direct 2.2257 2.7568 6.1575 3 0.0 1

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2020-11-20 08:52:43 -0500 2020-11-18 F 73 $89.08 d 6,508 direct 2.2257 2.7568 6.1575 3 0.0 1

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-11-20 15:30:24 -0500 2020-11-18 F 365 $89.08 d 55,992 direct 3.8462 2.7741 3.8462 2 0.0 1

JULIEN JEFFREY P - Officer EXECUTIVE VP - FIN

2020-11-19 13:45:28 -0500 2020-11-18 M 1,000 a 43,092 direct -0.7735 3.935 5.3363 4 -0.7735 2

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-20 13:27:15 -0500 2020-11-18 F 243 $89.08 d 33,881 direct 2.2257 2.7568 6.1575 3 0.0 1

CURTIS SCOTT A - Officer PRESIDENT, PCG

2020-11-20 10:56:14 -0500 2020-11-18 M 1,500 d 0 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-19 08:36:33 -0500 2020-11-17 S 9,200 $88.29 d 33,124 direct -0.7735 3.935 5.3363 4 -0.7735 2

JAMES THOMAS A - Director - Officer CHAIRMAN EMERITUS by thomas a. james family rev trust

2020-11-12 08:56:58 -0500 2020-11-10 S 52,552 $85.92 d 11,969,732 indirect 2.9714 7.7425 8.0203 4 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-12 06:01:26 -0500 2020-11-09 M 12,500 d 0 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-12 06:01:26 -0500 2020-11-09 F 8,135 $85.59 d 42,324 direct 2.9714 7.7425 8.0203 4 0.0 1

JAMES THOMAS A - Director - Officer CHAIRMAN EMERITUS by thomas a. james family rev trust

2020-11-12 08:56:58 -0500 2020-11-09 S 47,448 $86.74 d 12,022,284 indirect 2.9714 7.7425 8.0203 4 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2020-11-12 06:01:26 -0500 2020-11-09 M 12,500 $48.20 a 50,459 direct 2.9714 7.7425 8.0203 4 0.0 1

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD. rose allison holdings inc.

2020-11-05 16:53:56 -0500 2020-11-04 S 1,550 $77.97 d 23,950 indirect 10.4245 9.9858 10.7083 3 0.0 1

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-11-05 16:53:56 -0500 2020-11-04 S 4,150 $78.07 d 17,231 direct 10.4245 9.9858 10.7083 3 0.0 1

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-11-05 16:53:56 -0500 2020-11-03 M 12,500 d 0 direct

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-11-05 16:53:56 -0500 2020-11-03 F 7,533 $79.98 d 21,381 direct 10.4245 9.9858 10.7083 3 0.0 1

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2020-11-05 16:53:56 -0500 2020-11-03 M 12,500 $48.20 a 28,914 direct 10.4245 9.9858 10.7083 3 0.0 1

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2020-11-04 15:05:26 -0500 2020-11-02 S 3,178 $77.91 d 54,857 direct 3.3078 9.9624 11.3115 5 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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