Raymond James Financial Inc. (RJF)

Sector:
FINANCE
Industry:
CONSUMER FINANCE
SIC:
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
CEO:
Paul C. Reilly
Employees:
14,200
880 CARILLON PKWY, ST PETERSBURG, FL 33716
727-567-1000

Raymond James Financial, Inc. is a holding company, which engages in the provision of financial and investment services. It operates through the following segments: Private Client Group, Capital Markets, Asset Management, RJ Bank, and Other. The Private Client Group segment deals with financial planning and securities transaction services. The Capital Markets segment pertains to institutional sales, securities trading, equity research, and investment banking activities. The Asset Management segment offers investment advisory to individual and institutional portfolios. The RJ Bank segment includes corporate loans, mortgages, and loan syndications. The Other segments consists of principal capital and private equity operations. The company was founded by Robert A. James in 1962 and is headquartered in St. Petersburg, FL.

Data derived from most recent annual or quarterly report
Market Cap 13.131 Billion Shares Outstanding137.192 Million Avg 30-day Volume 1.004 Million
P/E Ratio15.3457 Dividend Yield1.563 EPS4.85
Price to Revenue1.6126 Debt to Equity1.9931 EBITDA1.261 Billion
Price to Book Value1.7965 Operating Margin0.0 Enterprise Value13.983 Billion
Current Ratio EPS Growth-0.163 Quick Ratio
1 Yr BETA 1.2067 52-week High/Low 103.46 / 59.78 Profit Margin10.5084
Operating Cash Flow Growth502.6726 Altman Z-Score Free Cash Flow to Firm -6.284 Billion
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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

23.6 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

95.6 Thousand total shares from 40 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

REILLY PAUL C CHAIRMAN & CEO

  • Officer
  • Director
 13,697 2021-12-02 6

RANEY STEVEN M PRESIDENT & CEO RJBANK

  • Officer
 60,913 2021-12-02 6

CARSON JOHN C JR. PRESIDENT

  • Officer
 6,321 2021-12-02 5

ALLAIRE BELLA LOYKHTER EXECUTIVE VICE PRESIDENT-RJA

  • Officer
 6,321 2021-12-02 8

DOWDLE JEFFREY A COO & HEAD OF ASSET MGMT.

  • Officer
 6,321 2021-12-02 6

ELWYN TASHTEGO S CEO & PRESIDENT - RJA

  • Officer
 66,371 2021-12-02 9

SANTELLI JONATHAN N EVP, GEN COUNSEL, SECY

  • Officer
 6,321 2021-12-02 6

BUNN JAMES E PRES-GLOBEQ&INV BANKING-RJA

  • Officer
 23,179 2021-12-02 7

DEBEL MARLENE

  • Director
 0 2021-12-02 2

SHOUKRY PAUL M CFO AND TREASURER

  • Officer
 23,873 2021-12-02 4

JAMES THOMAS A CHAIRMAN EMERITUS

  • Officer
  • Director
 19,976,754 2021-12-01 6

CATANESE GEORGE CHIEF RISK OFFICER

  • Officer
 10,490 2021-12-01 3

ALLISON PAUL D CHAIR, PRESIDENT & CEO RJ LTD.

  • Officer
 59,528 2021-12-01 5

CURTIS SCOTT A PRESIDENT, PCG

  • Officer
 161,258 2021-12-01 7

PERRY JODI PRESIDENT, ICD FOR RJFS

  • Officer
 11,069 2021-12-01 6

OORLOG JONATHAN W JR SENIOR VP AND CONTROLLER

  • Officer
 25,243 2021-11-29 2

GODBOLD FRANCIS S VICE CHAIRMAN

  • Officer
  • Director
 136,299 2021-02-24 1

JOHNSON GORDON L

  • Director
 24,064 2021-02-19 2

MCGEARY RODERICK C

  • Director
 11,174 2021-02-18 1

STORY SUSAN N

  • Director
 29,692 2021-02-18 1

DUTKOWSKY ROBERT M

  • Director
 3,932 2021-02-18 1

EDWARDS JEFFREY N

  • Director
 16,834 2021-02-18 1

ESTY BENJAMIN

  • Director
 14,851 2021-02-18 1

VON ARENTSCHILDT CHARLES

  • Director
 11,712 2021-02-18 1

GATES ANNE

  • Director
 6,170 2021-02-18 1

SESHADRI RAJ

  • Director
 2,843 2021-02-18 1

JULIEN JEFFREY P EXECUTIVE VP - FIN

  • Officer
 59,489 2020-12-15 1

ACKART JENNIFER C SVP, CONTROLLER & CAO

  • Officer
 11,339 2020-03-04 0

BROADER SHELLEY G.

  • Director
 No longer subject to file 2020-02-20 0

TROCIN JEFFREY E VICE CHAIRMAN

  • Officer
 186,764 2019-12-23 0

SALTZMAN ROBERT

  • Director
 24,781 2019-02-28 0

ZANK DENNIS W CHIEF OPERATING OFFICER

  • Officer
 183,408 2018-03-09 0

MATECKI PAUL SR. VP - GENERAL COUNSEL

  • Officer
 0 2015-12-15 0

SIMMONS HARDWICK

  • Director
 50,706 2015-02-25 0

HABERMEYER H WILLIAM JR

  • Director
 0 2014-11-24 0

HELCK CHESTER B EXECUTIVE VICE PRESIDENT

  • Officer
  • Director
 162,046 2013-12-13 0

ARMSTRONG KENNETH E ASSISTANT SECRETARY

  • Officer
 8,019 2013-11-27 0

AUGUSTINE JAMES N JR SENIOR VICE PRESIDENT - RJA

  • Officer
 12,775 2012-02-23 0

BIEVER ANGELA CHIEF ADMINISTRATIVE OFFICER

  • Officer
 36,267 2011-12-28 0

RIESS RICHARD K EXECUTIVE VICE PRESIDENT

  • Officer
 17,065 2011-12-15 0

AVERITT RICHARD G CEO - RJFS

  • Officer
 230,700 2011-12-15 0

TREMAINE THOMAS R EXECUTIVE VICE PRESIDENT - RJA

  • Officer
 60,020 2011-12-15 0

EITEL JOHN TIMOTHY CHIEF INFORMATION OFFICER

  • Officer
 86,719 2011-12-15 0

SAYLER VAN C SENIOR VICE PRESIDENT

  • Officer
 No longer subject to file 2011-09-30 0

SHIELDS KENNETH A

  • Director
 47,070 2011-01-31 0

BAILEY PETER PRESIDENT & CEO RJ LTD.

  • Officer
 6,625 2008-09-30 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-06 15:17:17 -0500 2021-12-02 A 6,321 a 6,321 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-06 15:14:05 -0500 2021-12-02 A 6,321 a 6,321 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-06 15:12:46 -0500 2021-12-02 A 13,697 a 13,697 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-06 15:10:40 -0500 2021-12-02 G 1,000 d 51,800 direct

DEBEL MARLENE - Director

2021-12-03 11:04:10 -0500 2021-12-02 M 605 d 0 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-06 15:19:36 -0500 2021-12-02 A 11,589 a 11,589 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-06 15:18:26 -0500 2021-12-02 A 23,179 a 23,179 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-06 15:15:12 -0500 2021-12-02 A 6,321 a 6,321 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-06 15:12:53 -0500 2021-12-02 A 6,321 a 6,321 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-06 15:10:40 -0500 2021-12-02 S 5,000 $96.12 d 52,800 direct

DEBEL MARLENE - Director

2021-12-03 11:04:10 -0500 2021-12-02 M 605 a 605 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-06 15:13:58 -0500 2021-12-02 A 6,321 a 6,321 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-06 15:10:40 -0500 2021-12-02 A 6,321 a 6,321 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-03 08:25:20 -0500 2021-12-01 A 4,411 a 53,342 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-02 18:37:03 -0500 2021-12-01 A 427 a 6,316 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-02 18:31:17 -0500 2021-12-01 A 5,670 a 83,790 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-03 12:32:26 -0500 2021-12-01 A 1,386 a 10,334 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-03 10:16:36 -0500 2021-12-01 A 4,884 a 61,060 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-02 19:57:51 -0500 2021-12-01 S 3,400 $100.05 d 8,466 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-02 18:32:22 -0500 2021-12-01 A 11,658 a 35,175 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-03 12:32:33 -0500 2021-12-01 A 5,041 a 157,490 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-03 08:27:26 -0500 2021-12-01 A 2,647 a 57,737 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-02 19:57:51 -0500 2021-12-01 A 1,639 a 11,866 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-02 18:34:27 -0500 2021-12-01 A 4,411 a 91,583 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-06 15:19:36 -0500 2021-12-01 G 1,000 d 11,171 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-06 15:15:12 -0500 2021-12-01 G 255 d 53,087 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-03 12:34:42 -0500 2021-12-01 A 83,177 a 189,127 direct

JAMES THOMAS A - Director - Officer CHAIRMAN EMERITUS by thomas a. james family rev trust

2021-12-03 12:33:37 -0500 2021-12-01 A 6,931 a 17,597,241 indirect

ALLISON PAUL D - Officer CHAIR, PRESIDENT & CEO RJ LTD.

2021-12-03 10:14:30 -0500 2021-12-01 A 3,184 a 38,603 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 F 219 $98.29 d 8,948 direct -2.4064 0.0 1 -2.4064 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 M 900 a 8,713 direct -2.4064 0.0 1 -2.4064 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 M 1,500 d 1,500 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 M 1,500 a 88,108 direct 3.3295 3.3295 2 0.0 1

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 F 371 $98.29 d 48,931 direct -2.4064 0.0 1 -2.4064 2

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 M 1,500 a 11,391 direct -2.4064 0.0 1 -2.4064 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 M 1,500 a 48,173 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 F 590 $98.29 d 153,149 direct 3.3295 3.3295 2 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 M 1,500 d 0 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 M 2,400 d 2,400 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 F 365 $98.29 d 55,455 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 F 584 $98.29 d 23,517 direct 3.3295 3.3295 2 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 M 3,000 a 108,605 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 M 2,400 a 23,420 direct 3.3295 3.3295 2 0.0 1

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 M 1,500 d 1,500 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 F 633 $98.29 d 78,120 direct 3.3295 3.3295 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 M 1,500 a 56,960 direct -2.4064 0.0 1 -2.4064 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 M 600 d 0 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 M 2,100 a 77,705 direct 3.3295 3.3295 2 0.0 1

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 F 146 $98.29 d 9,167 direct -2.4064 0.0 1 -2.4064 2

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 M 1,500 d 1,500 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-30 F 219 $98.29 d 12,171 direct -2.4064 0.0 1 -2.4064 2

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 F 468 $98.29 d 87,172 direct 3.3295 3.3295 2 0.0 1

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 M 1,500 d 0 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 M 1,500 a 86,608 direct 3.3295 3.3295 2 0.0 1

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 M 1,500 d 1,500 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 F 371 $98.29 d 49,302 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 M 1,500 d 1,500 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 F 582 $98.29 d 10,227 direct -2.4064 0.0 1 -2.4064 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-30 F 73 $98.29 d 5,889 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 G 110 d 152,449 direct 3.3295 3.3295 2 0.0 1

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 M 1,500 a 9,891 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 M 1,500 a 153,739 direct 3.3295 3.3295 2 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 M 3,750 d 3,750 direct

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 M 900 d 0 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 F 1,475 $98.29 d 105,950 direct -2.4064 0.0 1 -2.4064 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 M 1,500 a 55,820 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 F 219 $98.29 d 24,101 direct 3.3295 3.3295 2 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 M 3,750 a 105,605 direct -2.4064 0.0 1 -2.4064 2

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 M 1,500 d 1,500 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-30 F 109 $98.29 d 11,262 direct -2.4064 0.0 1 -2.4064 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 M 2,100 d 0 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 F 392 $98.29 d 56,176 direct -2.4064 0.0 1 -2.4064 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 F 452 $98.29 d 78,753 direct 3.3295 3.3295 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 M 1,500 a 55,460 direct -2.4064 0.0 1 -2.4064 2

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-30 M 900 d 0 direct

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 M 600 a 9,313 direct -2.4064 0.0 1 -2.4064 2

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 M 1,500 d 0 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-30 F 468 $98.29 d 87,640 direct 3.3295 3.3295 2 0.0 1

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-30 M 900 a 12,390 direct -2.4064 0.0 1 -2.4064 2

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 M 1,500 d 0 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-30 M 300 d 0 direct

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-30 M 1,500 a 49,673 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 M 1,500 d 0 direct

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-30 F 582 $98.29 d 10,809 direct -2.4064 0.0 1 -2.4064 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-30 M 300 a 5,962 direct -2.4064 0.0 1 -2.4064 2

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 F 590 $98.29 d 152,559 direct 3.3295 3.3295 2 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 M 1,500 d 1,500 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-30 M 1,500 a 152,239 direct 3.3295 3.3295 2 0.0 1

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 M 3,000 d 0 direct

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 F 365 $98.29 d 55,090 direct -2.4064 0.0 1 -2.4064 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-30 F 1,180 $98.29 d 107,425 direct -2.4064 0.0 1 -2.4064 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-30 M 1,500 a 54,320 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-30 M 900 a 24,320 direct 3.3295 3.3295 2 0.0 1

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-30 M 450 d 0 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 M 1,500 d 0 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-30 M 450 a 11,371 direct -2.4064 0.0 1 -2.4064 2

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-30 F 392 $98.29 d 56,568 direct -2.4064 0.0 1 -2.4064 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-30 M 900 d 900 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-30 M 1,500 a 79,205 direct 3.3295 3.3295 2 0.0 1

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-29 F 1,095 $100.57 d 53,960 direct -2.4064 0.0 1 -2.4064 2

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-29 M 4,500 a 76,700 direct 3.3295 3.3295 2 0.0 1

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-29 M 2,700 d 1,800 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-29 M 4,500 d 3,000 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-29 F 657 $100.57 d 11,490 direct -2.4064 0.0 1 -2.4064 2

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-29 M 4,500 a 86,203 direct 3.3295 3.3295 2 0.0 1

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-29 M 4,500 d 3,000 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-29 M 4,500 d 3,000 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-29 M 4,500 d 3,000 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-29 F 1,095 $100.57 d 5,662 direct -2.4064 0.0 1 -2.4064 2

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-29 M 4,500 a 9,486 direct -2.4064 0.0 1 -2.4064 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-29 M 11,250 d 7,500 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-29 F 1,770 $100.57 d 150,739 direct 3.3295 3.3295 2 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-29 F 1,095 $100.57 d 52,820 direct -2.4064 0.0 1 -2.4064 2

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-29 M 11,250 a 106,281 direct -2.4064 0.0 1 -2.4064 2

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-29 M 1,350 d 900 direct

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-29 M 4,500 d 3,000 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-29 F 307 $100.57 d 10,921 direct -2.4064 0.0 1 -2.4064 2

DOWDLE JEFFREY A - Officer COO & HEAD OF ASSET MGMT.

2021-12-01 16:44:59 -0500 2021-11-29 M 4,500 a 55,055 direct -2.4064 0.0 1 -2.4064 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-29 F 657 $100.57 d 7,813 direct -2.4064 0.0 1 -2.4064 2

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-12-01 16:36:53 -0500 2021-11-29 M 2,700 a 12,147 direct -2.4064 0.0 1 -2.4064 2

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-12-01 16:02:55 -0500 2021-11-29 M 4,500 a 6,757 direct -2.4064 0.0 1 -2.4064 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-29 F 1,095 $100.57 d 46,673 direct -2.4064 0.0 1 -2.4064 2

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-29 M 4,500 d 3,000 direct

CURTIS SCOTT A - Officer PRESIDENT, PCG

2021-12-01 13:58:06 -0500 2021-11-29 M 4,500 a 152,509 direct 3.3295 3.3295 2 0.0 1

RANEY STEVEN M - Officer PRESIDENT & CEO RJBANK

2021-12-01 15:57:45 -0500 2021-11-29 M 4,500 a 53,915 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-29 F 1,095 $100.57 d 21,020 direct 3.3295 3.3295 2 0.0 1

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-12-01 15:47:26 -0500 2021-11-29 M 1,350 a 11,228 direct -2.4064 0.0 1 -2.4064 2

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-29 M 2,700 d 1,800 direct

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-29 F 1,095 $100.57 d 75,605 direct 3.3295 3.3295 2 0.0 1

CATANESE GEORGE - Officer CHIEF RISK OFFICER

2021-12-01 15:45:20 -0500 2021-11-29 M 2,700 a 8,470 direct -2.4064 0.0 1 -2.4064 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-29 M 4,500 d 3,000 direct

CARSON JOHN C JR. - Officer PRESIDENT

2021-12-01 13:58:03 -0500 2021-11-29 F 1,095 $100.57 d 85,108 direct 3.3295 3.3295 2 0.0 1

SANTELLI JONATHAN N - Officer EVP, GEN COUNSEL, SECY

2021-12-01 17:59:56 -0500 2021-11-29 F 1,095 $100.57 d 8,391 direct -2.4064 0.0 1 -2.4064 2

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-12-01 15:40:09 -0500 2021-11-29 M 4,500 a 47,768 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-29 M 4,500 d 3,000 direct

REILLY PAUL C - Director - Officer CHAIRMAN & CEO

2021-12-01 17:58:45 -0500 2021-11-29 F 4,426 $100.57 d 101,855 direct -2.4064 0.0 1 -2.4064 2

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-12-01 14:58:04 -0500 2021-11-29 M 4,500 a 22,115 direct 3.3295 3.3295 2 0.0 1

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-12-01 14:42:36 -0500 2021-11-29 M 4,500 d 3,000 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-11-23 15:15:56 -0500 2021-11-22 F 219 $98.64 d 9,447 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-11-23 14:53:56 -0500 2021-11-22 F 73 $98.64 d 2,257 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-11-23 14:52:49 -0500 2021-11-22 A 4,584 a 4,584 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-11-23 14:52:49 -0500 2021-11-22 M 450 a 9,985 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-11-23 15:15:56 -0500 2021-11-22 M 900 a 9,666 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-11-23 14:53:56 -0500 2021-11-22 M 300 a 2,330 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-11-23 14:52:49 -0500 2021-11-22 M 450 d 450 direct

SHOUKRY PAUL M - Officer CFO AND TREASURER

2021-11-23 15:15:56 -0500 2021-11-22 M 900 d 900 direct

PERRY JODI - Officer PRESIDENT, ICD FOR RJFS

2021-11-23 14:53:56 -0500 2021-11-22 M 300 d 300 direct

OORLOG JONATHAN W JR - Officer SENIOR VP AND CONTROLLER

2021-11-23 14:52:49 -0500 2021-11-22 F 107 $98.64 d 9,878 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

ELWYN TASHTEGO S - Officer CEO & PRESIDENT - RJA

2021-11-23 14:54:05 -0500 2021-11-16 G 1,900 d 43,268 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

ALLAIRE BELLA LOYKHTER - Officer EXECUTIVE VICE PRESIDENT-RJA

2021-11-23 12:28:22 -0500 2021-11-12 G 100 d 72,200 direct 1.7774 -5.7591 1.7774 2 -5.7591 6

BUNN JAMES E - Officer PRES-GLOBEQ&INV BANKING-RJA

2021-11-15 09:08:59 -0500 2021-11-11 S 15,166 $100.73 d 17,615 direct 0.2416 -0.7047 0.2416 2 -1.4596 4

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 20:15:03 UTC -0.1835 0.2535 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 19:45:03 UTC -0.1835 0.2535 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 19:15:03 UTC -0.1835 0.2535 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 18:45:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 18:15:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 17:45:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 17:15:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 16:45:05 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 16:15:02 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 15:45:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 15:15:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 14:45:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 14:15:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 13:45:04 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 13:15:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-06 12:45:03 UTC -0.18 0.25 5100000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-03 22:15:03 UTC -0.18 0.25 5300000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-03 21:45:03 UTC -0.18 0.25 5300000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-03 21:15:04 UTC -0.18 0.25 5300000
RAYMOND JAMES FINANCIAL INC RJF 2021-12-03 20:45:03 UTC -0.18 0.25 5300000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Absolute 500 Core Fund RJF -34.0 shares, $-2148.8 2020-03-31 N-PORT
M3Sixty Funds Trust- AXS Market Neutral Fund RJF -986.0 shares, $-94330.62 2020-12-31 N-PORT
UBS RELATIONSHIP FUNDS- UBS U.S. EQUITY ALPHA RELATIONSHIP FUND RJF -14636.0 shares, $-1007395.88 2020-06-30 N-PORT

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