Retail Opportunity Investments Corp (ROIC)

REAL ESTATE: REAL ESTATE INVESTMENT TRUSTS
SIC: REAL ESTATE INVESTMENT TRUSTS

11250 EL CAMINO REAL SAN DIEGO, CA 92130

Retail Opportunity Investments Corp. is a fully integrated and self-managed real estate investment trust (REIT). It operates in two business segments: the shopping centers segment and the real estate finance segment. The Company is primarily focused on investing in, acquiring, owning, leasing, repositioning and managing a diverse portfolio of shopping centers. It supplements its direct purchases of retail properties with first mortgages or second mortgages, mezzanine loans, bridge or other loans and debt investments-related to retail properties, which are referred to collectively as real estate-related debt investments. As of December 31, 2011, the Company's portfolio consisted of 30 wholly owned retail properties totaling approximately 3.2 million square feet of gross leasable area, two retail properties owned through joint ventures, consisting of approximately 500,000 square feet of gross leasable area, and a 50% interest in a 407,952 square foot shopping center

Data as of 2021-03-06 10:18:38 -0500
Market Cap1.92 Billion Shares Outstanding118.005 Million Avg 30-day Volume1.161 Million
P/E Ratio60.21087 Dividend Yield1.229 EPS0.252
Price/Sales6.57 Debt to Equity2.39 EBITDA192.178 Million
Price to Book Value1.56 Forward PE63.39 Enterprise Value3.235 Billion
Total Cash4.822 Million Current Debt24.541 Million Gross Profit284.114 Million
BETA1.42724 52-week High/Low16.54 / 5.84 Next Earnings Date2021-02-23 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from ROIC instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 1 1 0.0% 1 (0.06%) 1 (0.06%) 0.0%
Funds Holding: 210 207 1.45% 53 (3.19%) 56 (3.49%) -5.36%
13F shares: 110.393 Million 107.723 Million 2.48% 26.038 Million 25.307 Million 2.89%
% Ownership 93.549 91.2866 2.48% 22.0651 21.4459 2.89%
New Positions: 26 17 52.94% 8 7 14.29%
Increased Positions 78 82 -4.88% 20 19 5.26%
Closed Positions 19 22 -13.64% 11 11 0.0%
Reduced Positions 75 74 1.35% 19 22 -13.64%
Total Calls 286.055 Thousand 42.338 Thousand 575.65% 37.5 Thousand 27.4 Thousand 36.86%
Total Puts 331.192 Thousand 90.755 Thousand 264.93% 35.3 Thousand 16.6 Thousand 112.65%
PUT/CALL Ratio 1.16 2.14 -45.79% 0.94 0.61 54.1%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding ROIC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ROIC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

24 Thousand total shares from 4 transactions

Exercise Derivative Conversion (M)

35 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SCHOEBEL RICHARD K. CHIEF OPERATING OFFICER

  • Officer
370,445 2021-03-03 3

HO ANGELA K

  • Director
7,468 2021-03-01 1

HAINES MICHAEL B. EVP CFO, TREASURER & SECRETARY

  • Officer
260,509 2021-02-23 2

BAKER RICHARD A.

  • Director
  • NON-EXECUTIVE CHAIRMAN
296,725 2021-02-23 3

TANZ STUART A CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
1,745,123 2021-02-23 2

SNEVE LAURIE A. SR.VP,CHIEF ACCOUNTING OFFICER

  • Officer
131,941 2021-02-23 2

POMERANTZ LAURA H

  • Director
61,027 2021-01-01 1

MEYER EDWARD H

  • Director
74,302 2021-01-01 1

NEIBART LEE S

  • Director
118,152 2021-01-01 1

ZORN ERIC S

  • Director
101,414 2021-01-01 1

PERSICO CHARLES J.

  • Director
31,027 2021-01-01 1

INDIVERI MICHAEL J.

  • Director
74,302 2021-01-01 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-03-05 16:03:08 -0500 2021-03-04 S 5,000 $15.89 d 375,445 indirect

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-03-05 16:03:08 -0500 2021-03-04 S 5,000 $15.82 d 370,445 indirect

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-03-05 16:03:08 -0500 2021-03-03 S 7,000 $16.17 d 352,445 indirect

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER

2021-03-05 16:03:08 -0500 2021-03-03 M 35,000 a 0 direct

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-03-05 16:03:08 -0500 2021-03-03 M 35,000 $10.88 a 380,445 indirect

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-03-05 16:03:08 -0500 2021-03-03 S 7,000 $16.14 d 345,445 indirect

BAKER RICHARD A. - Director NON-EXECUTIVE CHAIRMAN

2021-02-25 17:23:36 -0500 2021-02-23 A 12,338 a 296,725 direct

HAINES MICHAEL B. - Officer EVP CFO, TREASURER & SECRETARY see footnote

2021-02-25 17:28:29 -0500 2021-02-23 A 35,163 a 260,509 indirect

SNEVE LAURIE A. - Officer SR.VP,CHIEF ACCOUNTING OFFICER see footnote

2021-02-25 17:32:27 -0500 2021-02-23 A 23,100 a 131,941 indirect

TANZ STUART A - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-02-25 17:25:51 -0500 2021-02-23 A 115,669 a 1,745,123 indirect

SCHOEBEL RICHARD K. - Officer CHIEF OPERATING OFFICER see footnote

2021-02-25 17:30:37 -0500 2021-02-23 A 38,556 a 359,445 indirect

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 22:15:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 21:45:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 21:15:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 20:45:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 20:15:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 19:45:02 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 19:15:02 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 18:45:02 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 18:15:02 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 17:45:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 17:15:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 16:45:02 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 16:15:03 UTC -0.3327 0.4027 3400000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 15:45:02 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 15:15:03 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 14:45:03 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 14:15:03 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 13:45:03 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 13:15:03 UTC -0.3327 0.4027 3500000
RETAIL OPPORTUNITY INVESTMEN ROIC 2021-03-08 12:45:03 UTC -0.3327 0.4027 3500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund ROIC -4295.0 shares, $-41790.35 2020-10-31 N-PORT
Virtus Alternative Solutions Trust- Virtus KAR Long/Short Equity Fund ROIC -32481.0 shares, $-316040.13 2020-10-30 N-PORT
Guggenheim Funds Trust- Guggenheim Risk Managed Real Estate Fund ROIC -7210.0 shares, $-96541.9 2020-12-31 N-PORT

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