Rockwell Automation, Inc. (ROK)

Sector:
INDUSTRIALS
Industry:
ELECTRICAL EQUIPMENT
SIC:
MEASURING & CONTROLLING DEVICES, NEC
CEO:
Blake D. Moret
Employees:
26,000
1201 SOUTH 2ND STREET, MILWAUKEE, WI 53204
414-382-2000

Rockwell Automation, Inc. provides industrial automation and digital transformation solutions in the United States and internationally. Its solutions include hardware and software products, and services. The company sells its solutions primarily through independent distributors in relation with its direct sales force.

Data derived from most recent annual or quarterly report
Market Cap 33.05 Billion Shares Outstanding116.2 Million Avg 30-day Volume 824.546 Thousand
P/E Ratio26.756 Dividend Yield1.7727 EPS2.56
Price to Revenue4.4174 Debt to Equity1.0363 EBITDA1.776 Billion
Price to Book Value11.3916 Operating Margin17.779 Enterprise Value40.672 Billion
Current Ratio1.122 EPS Growth1.143 Quick Ratio0.686
1 Yr BETA 1.2526 52-week High/Low 347.15 / 204.83 Profit Margin16.3349
Operating Cash Flow Growth48.8531 Free Cash Flow to Firm (FCFF) TTM 409.009 Million Free Cash Flow to Equity (FCFE) TTM877.709 Million
Altman Z-Score5.0948
Earnings Report2023-11-02
View SEC Filings from ROK instead.

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Rockwell Automation, Inc. YCharts
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Funds Holding ROK (via 13F filings)

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-08-30 by PARFET DONALD R
  • 4: filed on 2023-08-15 by GENEREUX SCOTT
  • 4: filed on 2023-08-07 by MYERS TESSA M.
  • 4: filed on 2023-07-05 by GIPSON WILLIAM P
  • 4: filed on 2023-07-05 by SODERBERY ROBERT
  • 4: filed on 2023-06-28 by WOODS ISAAC
  • 4: filed on 2023-06-13 by KULASZEWICZ FRANK C
  • 4: filed on 2023-06-13 by MORET BLAKE D.
  • 4: filed on 2023-06-09 by MORET BLAKE D.
  • 4: filed on 2023-06-08 by BUTTERMORE ROBERT L.

    • Events (8k)

  • 8-K: filed on 2023-08-01:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-04-27:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-02-28:
    Item 8.01: Other Events
  • 8-K: filed on 2023-02-10:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-02-09:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-02:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-21:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-27:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-01:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

  • 144: filed on 2023-05-18:
  • 144: filed on 2023-05-02:
  • 144: filed on 2023-06-02:
  • 144: filed on 2023-06-07:
  • 144: filed on 2023-06-07:
  • 144: filed on 2023-06-07:
  • 144: filed on 2023-06-07:
  • 144/A: filed on 2023-06-08:
  • 144: filed on 2023-06-09:
  • 144: filed on 2023-06-13:

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    1.2 Thousand total shares from 2 transactions

    Exercise Derivative Conversion (M)

    1.8 Thousand total shares from 1 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    PARFET DONALD R

    • Director
    		 11,534 2023-08-29 2

    GENEREUX SCOTT SR.VP, CHIEF REVENUE OFFICER

    • Officer
    		 2,876 2023-08-15 5

    MYERS TESSA M. SVP, INTELLIGENT DEVICES

    • Officer
    		 6,445 2023-08-03 7

    SODERBERY ROBERT

    • Director
    		 0 2023-07-03 4

    GIPSON WILLIAM P

    • Director
    		 0 2023-07-03 5

    WOODS ISAAC VICE PRESIDENT AND TREASURER

    • Officer
    		 1,348 2023-06-28 6

    MORET BLAKE D. PRESIDENT AND CEO

    • Officer
    • Director
    		 64,591 2023-06-13 7

    KULASZEWICZ FRANK C SENIOR VICE PRESIDENT

    • Officer
    		 13,688 2023-06-13 8

    BUTTERMORE ROBERT L. SVP,CHIEF SUPPLY CHAIN OFFICER

    • Officer
    		 1,931 2023-06-07 4

    NARDECCHIA CHRISTOPHER SVP, CHIEF INFORMATION OFFICER

    • Officer
    		 19,514 2023-06-06 5

    FORDENWALT MATTHEW W. SVP LIFECYCLE SERVICES

    • Officer
    		 826 2023-06-06 3

    PERDUCAT CYRIL SVP, CHIEF TECHNOLOGY OFFICER

    • Officer
    		 2,491 2023-06-01 4

    MILLER JOHN M VP AND CHIEF IP COUNSEL

    • Officer
    		 5,281 2023-05-25 6

    GANGESTAD NICHOLAS C SR. VP AND CFO

    • Officer
    		 7,757 2023-03-01 3

    HOUSE REBECCA W SVP, CLO AND SECRETARY

    • Officer
    		 7,038 2023-02-09 5

    JOLLA ALICE L.

    • Director
    		 453 2023-02-08 2

    SHEPHERD BRIAN A SR. VP SOFTWARE AND CONTROL

    • Officer
    		 3,091 2023-02-01 3

    HOLLOMAN JAMES PHILLIP

    • Director
    		 13,488 2023-01-03 3

    WLODARCZYK FRANCIS SVP

    • Officer
    		 23,330 2022-12-10 4

    PAYNE LISA A

    • Director
    		 7,204 2022-12-09 1

    KEANE JAMES P

    • Director
    		 12,802 2022-12-09 1

    KALMANSON STEVEN R

    • Director
    		 12,802 2022-12-09 1

    WATSON PATRICIA A

    • Director
    		 5,597 2022-12-09 1

    ROSAMILIA THOMAS W

    • Director
    		 5,890 2022-12-09 1

    MURPHY PAM

    • Director
    		 3,097 2022-12-09 1

    RIESTERER TERRY L. VICE PRESIDENT AND CONTROLLER

    • Officer
    		 2,373 2022-12-09 4

    LAKKUNDI VEENA M SVP, STRATEGY & CORP DEVELOPMT

    • Officer
    		 6,527 2022-12-09 3

    NICOLAS ERNEST SVP,CHIEF SUPPLY CHAIN OFFICER

    • Officer
    		 5,410 2021-12-15 0

    CHAND SUJEET SR VP, TECHNOLOGY

    • Officer
    		 65,565 2021-12-10 0

    FOOKS ELIK I SENIOR VICE PRESIDENT

    • Officer
    		 8,889 2021-12-10 0

    KINGSLEY LAWRENCE D

    • Director
    		 8,296 2021-02-02 0

    ETZEL STEVEN W. SENIOR VICE PRESIDENT & CFO

    • Officer
    		 9,631 2020-12-11 0

    MURPHY ROBERT B SR. VP

    • Officer
    		 9,972 2020-12-10 0

    GENOVESI JOHN A SENIOR VICE PRESIDENT

    • Officer
    		 11,868 2020-12-10 0

    DONATO THOMAS SENIOR VICE PRESIDENT

    • Officer
    		 4,745 2020-12-10 0

    GORIS PATRICK P. SR. VP AND CFO

    • Officer
    		 30,138 2020-11-12 0

    KEEGANS KAREN L. SENIOR VICE PRESIDENT, HR

    • Officer
    		 11,070 2020-05-19 0

    DORGAN DAVID M VP AND CONTROLLER

    • Officer
    		 7,165 2019-11-18 0

    LASZKIEWICZ MICHAEL SVP

    • Officer
    		 7,752 2019-10-01 0

    NOSBUSCH KEITH D

    • Director
    		 852,636 2018-12-03 0

    CRANDALL THEODORE D SENIOR VICE PRESIDENT

    • Officer
    		 178,702 2018-12-03 0

    MCDERMOTT JOHN P SR. VICE PRESIDENT

    • Officer
    		 82,728 2018-12-03 0

    ALEWINE BETTY C

    • Director
    		 21,815 2018-10-01 0

    MCCORMICK WILLIAM T JR/WI

    • Director
    		 7,304 2018-10-01 0

    SCHMITT SUSAN SR. VP, HR

    • Officer
    		 20,874 2018-08-24 0

    CHAMPA KENNETH M SENIOR VICE PRESIDENT

    • Officer
    		 4,435 2017-10-02 0

    HAGERMAN DOUGLAS M SR. VP, GEN COUNSEL AND SEC.

    • Officer
    		 12,060 2017-01-27 0

    THOMAS MARTIN SR. VP OPERATIONS & ENG. SVCS.

    • Officer
    		 37,861 2015-12-06 0

    ISTOCK VERNE G

    • Director
    		 23,560 2015-10-01 0

    JOHNSON BARRY C

    • Director
    		 15,115 2015-10-01 0

    ROHR DRALLE RONDI VP FINANCE & INVESTOR REL.

    • Officer
    		 15,374 2015-05-12 0

    COPPINS KENT G VP AND GENERAL TAX COUNSEL

    • Officer
    		 17,744 2013-12-07 0

    RUFF ROBERT A SR. VICE PRESIDENT

    • Officer
    		 109,727 2013-12-07 0

    EISENBROWN STEVEN A SR. VICE PRESIDENT

    • Officer
    		 50,463 2012-12-09 0

    SPEER DAVID B

    • Director
    		 18,436 2012-10-01 0

    STUEVER A LAWRENCE VP AND GENERAL AUDITOR

    • Officer
    		 13,111 2012-08-21 0

    ROCKWELL BRUCE M

    • Director
    		 41,310 2011-02-01 0

    TOOT JOSEPH F JR

    • Director
    		 26,640 2011-01-28 0

    COHN JOHN D

    • SR. VICE PRESIDENT
    		 18,295 2009-05-14 0

    YONTZ KENNETH F

    • Director
    		 28,437 2007-10-01 0

    OLIVER TIMOTHY CHARLES VP AND TREASURER

    • Officer
    		 14,856 2007-05-29 0

    HALL MARY JANE SR. VP, HR

    • Officer
    		 21,481 2007-02-09 0

    SWANN JOSEPH D SR. VICE PRESIDENT

    • Officer
    		 335,202 2007-01-31 0

    GELLY JAMES V SR. VP AND CFO

    • Officer
    		 23,218 2007-01-08 0

    DAVIS DON H JR

    • Director
    		 80,934 2006-11-16 0

    HART JAMES E VICE PRESIDENT

    • Officer
    		 82,874 2006-01-27 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    PARFET DONALD R - Director

    		2023-08-30 17:16:07 -0400 2023-08-29 G 1,100 d 11,517 direct 0.6312 -4.877 0.6312 2 -4.877 6

    GENEREUX SCOTT - Officer SR.VP, CHIEF REVENUE OFFICER

    		2023-08-15 16:22:11 -0400 2023-08-15 S 500 $297.62 d 2,876 direct yes -1.24 0.8098 0.8098 6 -1.24 2

    MYERS TESSA M. - Officer SVP, INTELLIGENT DEVICES

    		2023-08-07 17:08:44 -0400 2023-08-04 S 677 $301.18 d 2,880 direct yes -0.5727 -2.1981 -6.302 4.2385 16 -6.302 31

    MYERS TESSA M. - Officer SVP, INTELLIGENT DEVICES

    		2023-08-07 17:08:44 -0400 2023-08-03 M 1,820 a 3,557 direct yes -0.5727 -2.1981 -6.302 4.2385 16 -6.302 31

    MYERS TESSA M. - Officer SVP, INTELLIGENT DEVICES

    		2023-08-07 17:08:44 -0400 2023-08-03 M 1,820 d 0 direct yes

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    ROCKWELL AUTOMATION INC ROK 2023-09-26 13:15:03 UTC 5.0044 0.3156 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-26 12:45:05 UTC 5.0044 0.3156 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 22:15:04 UTC 4.9398 0.3802 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 21:45:04 UTC 4.9398 0.3802 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 21:15:04 UTC 4.9398 0.3802 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 20:45:04 UTC 4.9398 0.3802 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 20:15:04 UTC 4.8956 0.4244 1900000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 19:45:04 UTC 4.8956 0.4244 1900000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 19:15:04 UTC 4.8941 0.4259 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 18:45:04 UTC 4.8941 0.4259 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 18:15:03 UTC 4.9069 0.4131 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 17:45:04 UTC 4.9069 0.4131 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 17:15:03 UTC 4.9069 0.4131 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 16:45:04 UTC 4.9069 0.4131 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 16:15:03 UTC 4.9069 0.4131 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 15:45:03 UTC 4.9596 0.3604 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 15:15:04 UTC 4.9596 0.3604 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 14:45:04 UTC 4.9604 0.3596 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 14:15:04 UTC 4.9604 0.3596 1800000
    ROCKWELL AUTOMATION INC ROK 2023-09-25 13:45:04 UTC 5.07 0.25 1800000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund ROK -15.0 shares, $-3310.2 2020-09-30 N-PORT
    FundVantage Trust- Gotham Absolute 500 Core Fund ROK -28.0 shares, $-4225.48 2020-03-31 N-PORT
    JPMorgan Trust I- JPMorgan Research Market Neutral Fund ROK -563.0 shares, $-159559.83 2023-04-30 N-PORT
    CLOUGH GLOBAL OPPORTUNITIES FUND- Clough Global Opportunities Fund ROK -2500.0 shares, $-708525.0 2023-04-30 N-PORT
    CLOUGH GLOBAL DIVIDEND AND INCOME FUND- Clough Global Dividend and Income Fund ROK -900.0 shares, $-255069.0 2023-04-30 N-PORT
    CLOUGH GLOBAL EQUITY FUND- Clough Global Equity Fund ROK -1400.0 shares, $-396774.0 2023-04-30 N-PORT
    Collaborative Investment Series Trust- Greenwich Ivy Long-Short Fund ROK -997.0 shares, $-328461.65 2023-06-30 N-PORT
    FundVantage Trust- Gotham Hedged Core Fund ROK -20.0 shares, $-6589.0 2023-06-30 N-PORT
    FundVantage Trust- Gotham Enhanced 500 Plus Fund ROK -19.0 shares, $-6259.55 2023-06-30 N-PORT
    AGF Investments Trust- AGF U.S. Market Neutral Anti-Beta Fund ROK -4752.0 shares, $-1565546.4 2023-06-30 N-PORT
    AQR Funds- AQR Alternative Risk Premia Fund ROK -340.0 shares, $-112013.0 2023-06-30 N-PORT

    Congressional Transactions Past 6-Months

    To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***
    Congress Person Party Chamber Filing Filing Date Transaction Date Security Type Owner Transaction Amount
    senator Thomas R Carper democrat Senate Filing 2023-09-05 2023-08-22 SP P $1,001-$15,000
    Hon. Josh Gottheimer democrat House Filing 2023-07-06 2023-06-22 JT SP $1,001-$15,000
    Hon. Kevin Hern republican House Filing 2023-06-13 2023-06-12 JT P $1,001-$15,000
    Hon. Josh Gottheimer democrat House Filing 2023-04-06 2023-03-27 JT SP $1,001-$15,000
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