Castle Brands, Inc. (ROX)

CONSUMER STAPLES: BEVERAGES
SIC: BEVERAGES

122 EAST 42ND STREET NEW YORK, NY 10168

Operates as an exchange-traded fund (ETF). Seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average (DJIA).

Data based on most recent fiscal year report
Market Cap203.368 Million Shares Outstanding165.34 Million Avg Volume1.417 Million
1-Yr BETA vs S&P TR Current Ratio3.17 Quick Ratio1.1
View SEC Filings from ROX instead.
Q2 2019 All Institutions Hedge Funds 1
To trade ROX now:
Filers who had this stock in their top 10: 0 0 (0.0%)
13F Filers holding this stock: 51 7 (0.72%)
Aggregate 13F shares on 06/30/2019: 13.707 Million 2.348 Million
Aggregate 13F shares on 03/31/2019: 19.757 Million 1.601 Million
Percent change: -30.62% 46.63%
Funds creating new positions: 9 4
Funds Adding to an existing position: 7
Funds closing out their position: 18 4
Funds reducing their position: 16 1
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding ROX (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

171.8 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

292.5 Thousand total shares from 6 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FROST PHILLIP MD ET AL CEO & CHAIRMAN

FROST GAMMA INVESTMENTS TRUST

  • Officer
  • Director
  • 10% Owner
220,721,633 2019-11-08 3

WEINBERG SETH

  • Director
0 2019-10-28 0

RUBIN STEVEN D

  • Director
105,638 2019-10-28 3

SMALL ALFRED SVP, CFO, TREAS. & SECRETARY

  • Officer
0 2019-10-08 4

BEAUDETTE JOHN F

  • Director
0 2019-10-08 3

GLOVER JOHN S EXECUTIVE VP AND COO

  • Officer
0 2019-10-08 3

SPILLANE THOMAS SENIOR VICE PRESIDENT

  • Officer
0 2019-10-08 4

LAMPEN RICHARD PRESIDENT AND CEO

  • Officer
  • Director
0 2019-10-08 16

ANDREWS MARK

  • Director
0 2019-10-08 4

FROST PHILLIP MD ET AL

FROST GAMMA INVESTMENTS TRUST

FROST NEVADA INVESTMENTS TRUST

  • Director
  • 10% Owner
0 2019-10-08 3

PENA MARIANI MARIA ALEJANDRA SVP-MARKETING

  • Officer
0 2019-10-08 6

ZEITCHICK MARK

  • Director
0 2019-10-08 2

KRASNO RICHARD M

  • Director
0 2019-10-08 2

BEINSTEIN HENRY C

  • Director
0 2019-09-12 2

EISEN HARVEY P PRESIDENT AND CEO

5,511,169 2019-08-30 0

FLANAGAN ROBERT J

  • Director
3,717 2019-07-01 0

VECTOR GROUP LTD

  • 10% Owner
15,431,205 2018-12-24 0

FROST PHILLIP MD ET AL

  • Director
  • 10% Owner
0 2018-09-21 3

HALPRYN GLENN L

0 2015-07-06 0

PALLINI MICAELA

  • Director
0 2014-11-18 0

ZYMAN SERGIO

  • 10% Owner
No longer subject to file 2014-03-14 0

SCHOLL DENNIS

  • Director
0 2014-03-05 0

LEEN COLM

  • Director
No longer subject to file 2008-10-11 0

TIGHE KEVIN P

  • Director
No longer subject to file 2008-10-11 0

BELLINGER KEITH A

  • Director
No longer subject to file 2008-10-11 0

MARSH DONALD PRESIDENT AND COO

  • Officer
0 2008-06-09 0

SODEN JOHN SVP

  • Officer
0 2008-06-09 0

SMITH FREDERICK M R

  • Director
0 2008-03-31 0

MORRISON RICHARD C

  • Director
0 2008-03-31 0

JEFFERSON GILL

  • Director
0 2008-03-31 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 D 20,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 U 3,013,724 $1.27 d 250,000 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 U 108,500 $1.27 d 22,500 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 250,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 D 20,000 d 0 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 D 20,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 250,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner held by frost nevada investments trust

FROST GAMMA INVESTMENTS TRUST - > 10% Owner held by frost nevada investments trust

FROST NEVADA INVESTMENTS TRUST - > 10% Owner held by frost nevada investments trust

2019-10-08 U 9,370,790 $1.27 d 0 0.00 indirect

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 150,000 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 500,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 U 640,427 $1.27 d 292,500 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 43,333 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 500,000 d 0 0.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-10-08 D 168,750 $1.27 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 17,100 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO by spouse

2019-10-08 U 1,016,065 $1.27 d 0 0.00 indirect

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 150,000 d 0 0.00 direct

KRASNO RICHARD M - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 U 394,015 $1.27 d 202,500 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 75,000 d 0 0.00 direct

KRASNO RICHARD M - Director

2019-10-08 U 57,500 $1.27 d 22,500 0.00 direct

BEAUDETTE JOHN F - Director by bpw holdings llc

2019-10-08 U 9,246 $1.27 d 0 0.00 indirect

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 202,500 $1.27 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 D 20,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

ANDREWS MARK - Director held by ira

2019-10-08 U 761,684 $1.27 d 0 0.00 indirect

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 D 20,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 325,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 D 20,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 250,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 D 100,000 d 0 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 225,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 U 7,500 $1.27 d 22,500 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner held by frost gamma investments trust

FROST GAMMA INVESTMENTS TRUST - > 10% Owner held by frost gamma investments trust

FROST NEVADA INVESTMENTS TRUST - > 10% Owner held by frost gamma investments trust

2019-10-08 U 43,975,719 $1.27 d 0 0.00 indirect

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 100,000 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 500,000 d 0 0.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-10-08 D 42,500 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 20,800 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 500,000 d 0 0.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-10-08 U 153,944 $1.27 d 168,750 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 U 2,797,470 $1.27 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 65,000 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 100,000 d 0 0.00 direct

KRASNO RICHARD M - Director

2019-10-08 D 100,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 65,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 300,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 U 362,012 $1.27 d 202,500 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 D 20,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 225,000 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 U 100,000 $1.27 d 22,500 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 $1.27 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 D 20,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 250,000 d 0 0.00 direct

ZEITCHICK MARK - Director

2019-10-08 D 20,000 d 0 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 250,000 d 0 0.00 direct

ZEITCHICK MARK - Director held by mz trading llc, of which mr. zeitchick is the sole managing member

2019-10-08 U 80,000 $1.27 d 0 0.00 indirect

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-10-08 U 787,276 $1.27 d 22,500 0.00 direct

GLOVER JOHN S - Officer EXECUTIVE VP AND COO

2019-10-08 D 292,500 $1.27 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 200,000 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 600,000 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 85,000 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 500,000 d 0 0.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-10-08 D 125,000 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 44,650 d 0 0.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-10-08 D 300,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 200,000 d 0 0.00 direct

KRASNO RICHARD M - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SPILLANE THOMAS - Officer SENIOR VICE PRESIDENT

2019-10-08 D 202,500 $1.27 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 85,000 d 0 0.00 direct

KRASNO RICHARD M - Director

2019-10-08 D 22,500 $1.27 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 D 20,000 d 0 0.00 direct

SMALL ALFRED - Officer SVP, CFO, TREAS. & SECRETARY

2019-10-08 D 65,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 d 0 0.00 direct

BEAUDETTE JOHN F - Director

2019-10-08 U 63,500 $1.27 d 22,500 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 D 20,000 d 0 0.00 direct

ANDREWS MARK - Director

2019-10-08 D 250,000 d 0 0.00 direct

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

BEINSTEIN HENRY C - Director

2019-10-08 D 20,000 d 0 0.00 direct

ANDREWS MARK - Director by knappogue corp.

2019-10-08 U 1,183,079 $1.27 d 0 0.00 indirect

RUBIN STEVEN D - Director

2019-10-08 D 20,000 d 0 0.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 50,000 d 0 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 S 160,925 $1.27 d 322,694 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 50,000 $0.38 a 286,119 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 127,500 d 42,500 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 20,000 d 0 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 127,500 $0.90 a 483,619 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 20,000 $0.31 a 236,119 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 70,000 d 0 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 14,125 d 0 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 70,000 $1.00 a 356,119 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-30 M 14,125 $0.26 a 216,119 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-27 M 10,875 $0.26 a 212,869 212,869.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-27 S 10,875 $1.27 d 201,994 322,694.00 direct

PENA MARIANI MARIA ALEJANDRA - Officer SVP-MARKETING

2019-09-27 M 10,875 d 14,125 212,869.00 direct
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