Castle Brands, Inc. (ROX)

CONSUMER STAPLES: BEVERAGES
SIC: BEVERAGES

122 EAST 42ND STREET NEW YORK, NY 10168

Castle Brands develops and markets brands in the following beverage alcohol categories: rum, whiskey, liqueurs, vodka, tequila and wine. Co. distributes its products in the U.S., District of Columbia, Ireland, Great Britain, Northern Ireland, Germany, Canada, South Africa, Bulgaria, France, Russia, Finland, Norway, Sweden, China and the Duty Free markets, and other countries in continental Europe and Latin America. Co. markets the following brands, including: Gosling's Rum, Gosling's Dark 'n Stormy ready-to-drink cocktail, Jefferson's, Jefferson's Reserve and Jefferson's Presidential Select bourbons, Jefferson's Rye whiskey, Clontarf Irish whiskey, Pallini liqueurs and Boru vodka.

Data based on most recent fiscal year report
Market Cap203.368 Million Shares Outstanding165.34 Million Avg Volume1.417 Million
1-Yr BETA vs S&P TR0.733 Current Ratio3.17 Quick Ratio1.1
View SEC Filings from ROX instead.
Q4 2018 All Institutions Hedge Funds 1
To trade ROX now:
Filers who had this stock in their top 10: 0 0 (0.0%)
13F Filers holding this stock: 65 7 (0.69%)
Aggregate 13F shares on 12/31/2018: 20.346 Million 1.662 Million
Aggregate 13F shares on 09/30/2018: 20.229 Million 1.13 Million
Percent change: 0.58% 47.05%
Funds creating new positions: 7 1
Funds Adding to an existing position: 15 1
Funds closing out their position: 9 2
Funds reducing their position: 14 2
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding ROX (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

30 Thousand total shares from 3 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

RUBIN STEVEN D EXECUTIVE VP-ADMINISTRATION

  • Officer
  • Director
25,810,209 2019-03-06 2

BEAUDETTE JOHN F

  • Director
95,246 2019-02-27 3

LAMPEN RICHARD EVP

  • Officer
0 2019-02-27 19

BEINSTEIN HENRY C

  • Director
290,000 2019-02-27 1

FROST PHILLIP MD ET AL

FROST GAMMA INVESTMENTS TRUST

FROST NEVADA INVESTMENTS TRUST

  • Director
  • 10% Owner
54,156,285 2019-02-27 2

ZEITCHICK MARK

  • Director
110,000 2019-02-27 1

KRASNO RICHARD M

  • Director
80,000 2019-02-27 1

FROST PHILLIP MD ET AL

FROST GAMMA INVESTMENTS TRUST

  • 10% Owner
54,690,325 2019-01-24 0

VECTOR GROUP LTD

  • 10% Owner
15,431,205 2018-12-24 0

ANDREWS MARK

  • Director
5,108,487 2018-12-14 3

SMALL ALFRED SVP, CFO, TREAS. & SECRETARY

  • Officer
438,476 2018-12-12 4

SPILLANE THOMAS SENIOR VICE PRESIDENT

  • Officer
468,726 2018-10-31 4

FROST PHILLIP MD ET AL

  • Director
  • 10% Owner
0 2018-09-21 2

FLANAGAN ROBERT J

  • Director
1,850 2018-07-02 0

EISEN HARVEY P

  • Director
  • NONEXEC CHAIRMAN OF THE BOARD
28,228 2018-06-29 0

GLOVER JOHN S EXECUTIVE VP AND COO

  • Officer
752,927 2018-05-31 2

PENA MARIANI MARIA ALEJANDRA SVP-MARKETING

  • Officer
142,331 2018-05-04 2

HALPRYN GLENN L

0 2015-07-06 0

PALLINI MICAELA

  • Director
0 2014-11-18 0

ZYMAN SERGIO

  • 10% Owner
No longer subject to file 2014-03-14 0

SCHOLL DENNIS

  • Director
0 2014-03-05 0

LEEN COLM

  • Director
No longer subject to file 2008-10-11 0

TIGHE KEVIN P

  • Director
No longer subject to file 2008-10-11 0

BELLINGER KEITH A

  • Director
No longer subject to file 2008-10-11 0

MARSH DONALD PRESIDENT AND COO

  • Officer
0 2008-06-09 0

SODEN JOHN SVP

  • Officer
0 2008-06-09 0

WEINBERG SETH SVP, GENERAL COUNSEL&SECRETARY

  • Officer
0 2008-06-09 0

SMITH FREDERICK M R

  • Director
0 2008-03-31 0

MORRISON RICHARD C

  • Director
0 2008-03-31 0

JEFFERSON GILL

  • Director
0 2008-03-31 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

BEINSTEIN HENRY C - Director

2019-02-27 A 15,000 a 290,000 290,000.00 direct

FROST PHILLIP MD ET AL - Director - > 10% Owner

FROST GAMMA INVESTMENTS TRUST - > 10% Owner

FROST NEVADA INVESTMENTS TRUST - > 10% Owner

2019-02-27 A 15,000 a 809,776 54,156,285.00 direct

KRASNO RICHARD M - Director

2019-02-27 A 15,000 a 80,000 80,000.00 direct

RUBIN STEVEN D - Director

2019-02-27 A 15,000 a 131,000 131,000.00 direct

ZEITCHICK MARK - Director

2019-02-27 A 15,000 a 30,000 110,000.00 direct

BEAUDETTE JOHN F - Director

2019-02-27 A 15,000 a 86,000 95,246.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-02-20 P 10,000 $0.80 a 2,797,470 3,813,535.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-02-19 P 10,000 $0.80 a 2,787,470 3,803,535.00 direct

LAMPEN RICHARD - Director - Officer PRESIDENT AND CEO

2019-02-15 P 10,000 $0.80 a 2,777,470 3,793,535.00 direct
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