Charles Schwab Corp (SCHW)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

211 MAIN STREET SAN FRANCISCO, CA 94105

The Charles Schwab Corporation (CSC) is a financial holding company. Through its subsidiaries, the Company engages in securities brokerage, banking and related financial services. As of December 31, 2009, CSC provided financial services to individuals and institutional clients through two segments: Investor Services and Institutional Services. As of December 31, 2009, the Company had $1.42 trillion in client assets, 7.7 million active brokerage accounts, 1.5 million corporate retirement plan participants and 722,000 banking accounts. The Investor Services segment includes the Company's retail brokerage and banking operations. The Institutional Services segment provides custodial, trading, and support services to independent investment advisors (IAs), as well as retirement plan, equity compensation plan, and other financial services to corporations and their employees. In November 2010, the Company aquired Windward Investment Management, Inc.

Data based on most recent fiscal year report
Market Cap68.571 Billion Shares Outstanding1.341 Billion Avg Volume11.114 Million
1-Yr BETA vs S&P TR Current Ratio0.31 Quick Ratio0.3
View SEC Filings from SCHW instead.
Q3 2018 All Institutions Hedge Funds 1
To trade SCHW now:
Filers who had this stock in their top 10: 46 11 (1.06%)
13F Filers holding this stock: 1047 109 (10.52%)
Aggregate 13F shares on 09/30/2018: 1.074 Billion 81.57 Million
Aggregate 13F shares on 06/30/2018: 1.087 Billion 76.351 Million
Percent change: -1.21% 6.84%
Funds creating new positions: 93 21
Funds Adding to an existing position: 439 42
Funds closing out their position: 73 13
Funds reducing their position: 362 35
Heat Map Ranking for 09/30/2018 46
Heat Map Ranking for 06/30/2018 100
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding SCHW (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

124.7 Thousand total shares from 2 transactions

Open Market Sells (S)

8.7 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

50 Thousand total shares from 5 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CRAIG JONATHAN M. SENIOR EVP

  • Officer
0 2019-01-15 13

MCLIN STEPHEN T

  • Director
0 2019-01-02 7

HERRINGER FRANK C

  • Director
0 2019-01-02 6

CLENDENING JOHN S PRESIDENT AND CEO

  • Officer
  • Director
681,333 2019-01-02 0

ELLIS STEPHEN A

  • Director
0 2019-01-02 5

RUFFEL CHARLES A.

  • Director
0 2019-01-02 3

BETTINGER WALTER W PRESIDENT AND CEO

  • Officer
  • Director
376,306 2018-12-24 5

WILSON ROBERT N

  • Director
193,282 2018-12-13 2

SARIN ARUN

  • Director
63,479 2018-12-12 1

KALLSEN TERRI R EVP - INVESTOR SERVICES

  • Officer
1,180 2018-12-03 7

SCHWAB CHARLES R CHAIRMAN

  • Officer
  • Director
  • 10% Owner
209,124,099 2018-11-26 27

MAGNER MARJORIE

  • Director
14,539 2018-11-15 0

SNEED PAULA A

  • Director
36,333 2018-11-12 3

GARFIELD DAVID R EVP AND GENERAL COUNSEL

  • Officer
16,469 2018-11-05 3

CHANDOHA MARIE A PRESIDENT - CSIM

  • Officer
0 2018-11-05 8

DODDS CHRISTOPHER V

  • Director
467,160 2018-08-16 3

CRAWFORD PETER B. EVP AND CFO

  • Officer
16,949 2018-08-03 3

MARTINETTO JOSEPH R SENIOR EVP AND COO

  • Officer
172,015 2018-06-01 5

GOLDFARB MARK A

  • Director
21,190 2018-06-01 2

CLARK BERNARD J. EVP - ADVISOR SERVICES

  • Officer
56,916 2018-05-22 5

WALTHER ROGER O

  • Director
288,562 2018-05-17 2

ADAMS JOHN K JR

  • Director
26,409 2018-05-17 1

HARAF WILLIAM S

  • Director
24,009 2018-05-17 1

DEA JOAN

  • Director
13,123 2018-05-17 1

SAEGER REBECCA

  • Director
28,971 2018-05-11 0

BUTCHER C PRESTON

  • Director
945,688 2018-05-08 3

MURTAGH NIGEL J EVP - CORPORATE RISK

  • Officer
32,630 2018-04-27 4

BECHTLE NANCY H

  • Director
194,100 2017-08-07 0

ALLEN JAY L EVP AND CHIEF ADMIN OFFICER

  • Officer
7,528 2015-06-11 0

MCCOOL JAMES D EVP - CLIENT SOLUTIONS

  • Officer
145,590 2015-06-05 0

GILL GEORGE A. EVP - INVESTOR SERVICES

  • Officer
63,009 2014-11-03 0

BROWN JEFFREY T SVP AND ACTING GENERAL COUNSEL

  • Officer
28,799 2014-04-23 0

DWYER CARRIE E EVP AND GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-17 0

BRIGEMAN BENJAMIN L EVP - INVESTOR SERVICES

  • Officer
96,077 2012-02-03 0

ALDINGER WILLIAM F III

  • Director
No longer subject to file 2010-04-30 0

FISHER DONALD G FOUNDER

  • Officer
  • Director
No longer subject to file 2010-01-31 0

GOLDMAN CHARLES G EVP/COO, SCHWAB INSTITUTIONAL

  • Officer
47,487 2008-11-17 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

CRAIG JONATHAN M. - Officer SENIOR EVP

2019-01-15 M 3,739 d 32,720 0.00 direct

CRAIG JONATHAN M. - Officer SENIOR EVP by trust

2019-01-15 S 3,739 $43.58 d 0 0.00 indirect yes

CRAIG JONATHAN M. - Officer SENIOR EVP by trust

2019-01-15 M 3,739 $15.43 a 3,739 0.00 indirect

MCLIN STEPHEN T - Director

2019-01-02 A 2,726 a 2,726 0.00 direct

RUFFEL CHARLES A. - Director

2019-01-02 A 1,185 a 1,185 0.00 direct

HERRINGER FRANK C - Director

2019-01-02 A 812 a 120,219 0.00 direct

ELLIS STEPHEN A - Director

2019-01-02 A 1,482 a 1,482 0.00 direct

BETTINGER WALTER W - Director - Officer PRESIDENT AND CEO

2018-12-26 P 31,579 $37.97 a 366,672 376,306.03 direct yes

BETTINGER WALTER W - Director - Officer PRESIDENT AND CEO

2018-12-24 P 93,090 $39.09 a 335,093 376,306.03 direct yes

WILSON ROBERT N - Director

2018-12-13 M 14,345 d 0 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 M 11,344 $17.62 a 209,669 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 F 5,000 $41.75 d 199,882 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 M 11,344 d 0 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 M 14,345 $19.21 a 198,325 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 M 16,491 d 0 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 F 4,787 $41.75 d 204,882 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 F 6,600 $41.75 d 193,282 193,282.00 direct

WILSON ROBERT N - Director

2018-12-13 M 16,491 $12.66 a 183,980 193,282.00 direct

MCLIN STEPHEN T - Director by trust

2018-12-06 G 8,000 d 147,243 154,835.00 indirect

KALLSEN TERRI R - Officer EVP - INVESTOR SERVICES by trust

2018-12-03 S 4,053 $46.10 d 0 1,180.00 indirect yes

KALLSEN TERRI R - Officer EVP - INVESTOR SERVICES by trust

2018-12-03 S 860 $46.06 d 4,053 1,180.00 indirect yes

KALLSEN TERRI R - Officer EVP - INVESTOR SERVICES

2018-12-03 M 4,053 d 0 1,180.00 direct

KALLSEN TERRI R - Officer EVP - INVESTOR SERVICES by trust

2018-12-03 M 4,053 $28.44 a 4,913 1,180.00 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2018-11-28 G 884,100 d 78,985,564 209,124,099.33 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2018-11-28 G 22,125 d 79,869,664 209,124,099.33 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by spouse as trustee

2018-11-27 G 5,575 d 17,571,605 209,124,099.33 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2018-11-27 G 21,175 d 79,891,789 209,124,099.33 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2018-11-26 G 44,185 d 79,912,964 209,124,099.33 indirect
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