Asensus Surgical Inc (ASXC)

HEALTH CARE: HEALTH CARE SUPPLIES
SIC: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS

1 TW ALEXANDER DRIVE DURHAM, NC 27703

Asensus Surgical, Inc. is digitizing the interface between the surgeon and patient to pioneer a new era of Performance-Guided Surgery by unlocking the Clinical Intelligence to enable consistently superior outcomes and a new standard of surgery. This builds upon the foundation of Digital Laparoscopy with the Senhance® Surgical System powered by the Intelligent Surgical Unit™ (ISU™) to increase surgeon control and reduce surgical variability. With the addition of machine vision, augmented intelligence, and deep learning capabilities throughout the surgical experience, we intend to holistically address the current clinical, cognitive and economic shortcomings that drive surgical outcomes and value-based healthcare.

Data as of 2021-07-19 08:43:07 -0400
Market Cap527.002 Million Shares Outstanding233.187 Million Avg 30-day Volume8.159 Million
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.0 52-week High/Low6.95 / 0.3201 Next Earnings Date2021-08-04 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from ASXC instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 1 1 0.0% 1 (0.06%) 1 (0.06%) 0.0%
Funds Holding: 96 65 47.69% 20 (1.17%) 11 (0.64%) 81.82%
13F shares: 34.756 Million 9.159 Million 279.46% 11.077 Million 4.348 Million 154.79%
% Ownership 14.9431 9.1676 63.0% 4.7626 4.3515 9.45%
New Positions: 47 10 370.0% 12 1 1100.0%
Increased Positions 30 15 100.0% 5 3 66.67%
Closed Positions 16 12 33.33% 3 2 50.0%
Reduced Positions 5 10 -50.0% 2
Total Calls 5.249 Million 3.243 Million 61.86% 660.656 Thousand 149.392 Thousand 342.23%
Total Puts 2.28 Million 154.283 Thousand 1377.88% 179.959 Thousand 32.355 Thousand 456.2%
PUT/CALL Ratio 0.43 0.05 760.0% 0.27 0.22 22.73%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding ASXC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ASXC BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

297.8 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

752.6 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FERNANDO ANTHONY C. J. PRESIDENT AND CEO

  • Officer
  • Director
326,239 2021-07-03 3

SHAMEZE RAMPERTAB EVP, CHIEF FINANCIAL OFFICER

  • Officer
25,442 2021-07-01 4

HSIAO JANE PH D

  • Director
433,641 2021-06-30 4

PFENNIGER RICHARD C JR

  • Director
99,415 2021-06-30 4

STARLING WILLIAM N JR

  • Director
81,839 2021-06-30 4

LAVIOLETTE PAUL A

  • Director
23,871 2021-06-30 4

MILNE DAVID BRUCE

  • Director
244,884 2021-06-30 5

BIFFI ANDREA

  • Director
39,227 2021-06-30 4

FARABAUGH BRETT INTERIM CFO

  • Officer
30,000 2020-06-30 0

SMITH ERIC A CHIEF COMMERCIAL OFFICER

  • Officer
8,335 2020-02-04 0

POPE TODD PRESIDENT AND CEO

  • Officer
  • Director
924,359 2019-05-14 0

SLATTERY JOSEPH P EVP AND CFO

  • Officer
125,000 2019-05-13 0

KHERANI AFTAB

  • Director
21,419 2019-04-25 0

KELLEY WILLAM N

  • Director
90,742 2019-04-25 0

SOFAR, S.P.A

  • 10% Owner
19,266,098 2017-01-04 0

AISLING CAPITAL III LP

AISLING CAPITAL PARTNERS III LLC

AISLING CAPITAL PARTNERS III LP

ELMS STEVE

SCHIFF ANDREW N

PURCELL DENNIS J

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2015-12-31 0

STACK RICHARD S.

  • FORMER 10% OWNER
No longer subject to file 2015-12-31 0

SYNERGY LIFE SCIENCE PARTNERS L P

SYNERGY VENTURE PARTNERS, LLC

JAIN MUDIT K.

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2015-12-31 0

DOUGHERTY DENNIS

  • Director
0 2015-05-07 0

MUELLER RICHARD CHIEF OPERATING OFFICER

  • Officer
0 2014-09-04 0

SVLSF IV, LLC

SV LIFE SCIENCES FUND IV, L.P.

SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P.

SV LIFE SCIENCES FUND IV (GP), L.P.

  • 10% Owner
208,340 2014-04-21 0

STEPSTONE GROUP HOLDINGS LLC

STEPSTONE GROUP LP

STEPSTONE PIONEER CAPITAL BUYOUT FUND II, L.P.

STEPSTONE PIONEER CAPITAL II, L.P.

STEPSTONE-SYN INVESTMENTS, L.L.L.P.

STEPSTONE PC GP, LLC

  • 10% Owner
No longer subject to file 2013-12-06 0

RUBIN STEVEN D

  • Director
1,025,511 2012-10-25 0

FROST PHILLIP MD ET AL

  • 10% Owner
11,264,118 2012-10-25 0

SPRAGENS JEFFREY G PRESIDENT AND CEO

  • Officer
  • Director
  • 10% Owner
3,279,118 2012-10-25 0

FROST PHILLIP MD ET AL

FROST GAMMA INVESTMENTS TRUST

  • 10% Owner
10,478,735 2012-02-17 0

CHEN CHAO C

  • Director
0 2012-02-16 0

WAYNE KEVIN

  • Director
0 2012-02-16 0

MARTIN JAMES JOSEPH CHIEF FINANCIAL OFFICER

  • Officer
0 2012-02-16 0

FILIPI CHARLES CHIEF MEDICAL OFFICER

  • Officer
  • Director
  • 10% Owner
2,814,092 2010-09-28 0

DAVIS STEWART B COO

  • Officer
1,000 2010-06-22 0

JACKSON ADAM S CHIEF FINANCIAL OFFICER

  • Officer
0 2010-02-17 0

UNIMED INVESTMENT INC.

  • 10% Owner
0 2009-07-22 0

HEITHOFF KENNETH

  • Director
0 2009-02-11 0

KATZ STEPHEN

  • FMR. DIRECTOR AND FMR. OFFICER
301,403 2007-12-20 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-07-07 19:09:45 -0400 2021-07-03 M 2,565 d 0 direct

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-07-07 19:09:45 -0400 2021-07-03 F 1,146 $2.89 d 326,239 direct 3.0651 -9.9617 3.0651 2 -9.9617 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-07-07 19:09:45 -0400 2021-07-03 M 2,565 a 327,385 direct 3.0651 -9.9617 3.0651 2 -9.9617 6

SHAMEZE RAMPERTAB - Officer EVP, CHIEF FINANCIAL OFFICER

2021-07-02 19:14:54 -0400 2021-07-01 M 6,667 d 13,333 direct

SHAMEZE RAMPERTAB - Officer EVP, CHIEF FINANCIAL OFFICER

2021-07-02 19:14:54 -0400 2021-07-01 M 16,667 a 16,667 direct -8.0702 -13.6842 0.0 1 -13.6842 6

LAVIOLETTE PAUL A - Director

2021-07-02 19:08:46 -0400 2021-07-01 A 13,846 a 13,846 direct -8.0702 -13.6842 0.0 1 -13.6842 6

SHAMEZE RAMPERTAB - Officer EVP, CHIEF FINANCIAL OFFICER

2021-07-02 19:14:54 -0400 2021-07-01 M 10,000 d 20,000 direct

PFENNIGER RICHARD C JR - Director

2021-07-02 19:11:47 -0400 2021-07-01 A 13,846 a 99,415 direct -8.0702 -13.6842 0.0 1 -13.6842 6

STARLING WILLIAM N JR - Director

2021-07-02 19:13:10 -0400 2021-07-01 A 13,846 a 40,856 direct -8.0702 -13.6842 0.0 1 -13.6842 6

MILNE DAVID BRUCE - Director

2021-07-02 19:10:18 -0400 2021-07-01 A 29,231 a 244,884 direct -8.0702 -13.6842 0.0 1 -13.6842 6

HSIAO JANE PH D - Director

2021-07-02 19:06:37 -0400 2021-07-01 A 29,231 a 336,895 direct -8.0702 -13.6842 0.0 1 -13.6842 6

SHAMEZE RAMPERTAB - Officer EVP, CHIEF FINANCIAL OFFICER

2021-07-02 19:14:54 -0400 2021-07-01 F 4,558 $2.93 d 12,109 direct -8.0702 -13.6842 0.0 1 -13.6842 6

BIFFI ANDREA - Director

2021-07-02 19:04:45 -0400 2021-07-01 A 35,479 a 35,479 direct

STARLING WILLIAM N JR - Director

2021-07-02 19:13:10 -0400 2021-06-30 A 4,310 a 4,310 direct

HSIAO JANE PH D - Director

2021-07-02 19:06:37 -0400 2021-06-30 A 3,748 a 3,748 direct

BIFFI ANDREA - Director

2021-07-02 19:04:45 -0400 2021-06-30 A 3,748 a 3,748 direct

PFENNIGER RICHARD C JR - Director

2021-07-02 19:11:47 -0400 2021-06-30 A 5,095 a 85,569 direct -8.0702 -13.6842 0.0 1 -13.6842 6

LAVIOLETTE PAUL A - Director

2021-07-02 19:08:46 -0400 2021-06-30 A 10,025 a 10,025 direct

MILNE DAVID BRUCE - Director

2021-07-02 19:10:18 -0400 2021-06-30 A 4,555 a 215,653 direct -8.0702 -13.6842 0.0 1 -13.6842 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-09 S 112,344 $3.10 d 324,820 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-09 M 183,338 d 366,662 direct

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-09 S 183,338 $3.10 d 437,164 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-09 M 183,338 $0.82 a 620,502 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-08 M 550,000 a 685,126 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-08 S 2,112 $3.51 d 437,164 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-08 F 245,850 $3.37 d 439,276 direct 6.5217 -0.6211 12.4224 4 -0.6211 6

FERNANDO ANTHONY C. J. - Director - Officer PRESIDENT AND CEO

2021-06-10 20:40:06 -0400 2021-06-08 M 550,000 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
ASENSUS SURGICAL INC ASXC 2021-07-23 22:15:03 UTC -0.8196 0.8996 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 21:45:03 UTC -0.8196 0.8996 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 21:15:03 UTC -0.8196 0.8996 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 20:45:03 UTC -0.8026 0.8826 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 20:15:05 UTC -0.8026 0.8826 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 19:45:03 UTC -0.8026 0.8826 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 19:15:03 UTC -0.8026 0.8826 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 18:45:03 UTC -0.7372 0.8172 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 18:15:03 UTC -0.7372 0.8172 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 17:45:03 UTC -0.7372 0.8172 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 17:15:02 UTC -0.7372 0.8172 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 16:45:02 UTC -0.6707 0.7507 6200000
ASENSUS SURGICAL INC ASXC 2021-07-23 16:15:03 UTC -0.6707 0.7507 6300000
ASENSUS SURGICAL INC ASXC 2021-07-23 15:45:02 UTC -0.6707 0.7507 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 15:15:03 UTC -0.6707 0.7507 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 14:45:03 UTC -0.7415 0.8215 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 14:15:03 UTC -0.7415 0.8215 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 13:45:03 UTC -0.7415 0.8215 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 13:15:03 UTC -0.7415 0.8215 6500000
ASENSUS SURGICAL INC ASXC 2021-07-23 12:45:03 UTC -0.7415 0.8215 6500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund ASXC -41130.0 shares, $-133672.5 2021-03-31 N-PORT
NORTHERN LIGHTS FUND TRUST II- Invenomic Fund ASXC -72166.0 shares, $-151548.6 2021-04-30 N-PORT

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