SGH 13F Hedge Fund and Asset Management Owners

Data derived from most recent annual or quarterly report
Market Cap	561.412 Million	Shares Outstanding	24.377 Million	Avg 30-day Volume	617.772 Thousand
P/E Ratio	28.8602	Dividend Yield	0.0	EPS	-0.3
Price to Revenue	0.4097	Debt to Equity	1.1471	EBITDA	121.018 Million
Price to Book Value	1.9823	Operating Margin	3.6769999999999996	Enterprise Value	766.535 Million
Current Ratio	1.629	EPS Growth	17.6	Quick Ratio	0.919
1 Yr BETA	1.4262	52-week High/Low	37.25 / 20.36	Profit Margin	1.4993
Operating Cash Flow Growth	75.85	Altman Z-Score	2.1322	Free Cash Flow to Firm	-102.195 Million
Earnings Report	2022-07-05

Funds Holding SGH (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SGH BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

27.4 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
DEMBY CLAUDE SVP, PRES, LED SOLUTIONS	Officer	164,500	2022-04-22	3
PACHECO JACK A EVP, COO, PRES, MEM SOLUTIONS	Officer	201,618	2022-04-20	10
ADAMS MARK PRESIDENT AND CEO	Officer Director	938,839	2022-04-20	4
RIZVI KEN SVP AND CFO	Officer	124,186	2022-04-20	2
PELLEGRINO THIERRY SVP, PRES, IPS	Officer	74,318	2022-04-20	2
KUYKENDALL ANNE VP, GENERAL COUNSEL	Officer	46,192	2022-04-20	2
NAYYAR SANDEEP		33,776	2022-02-11	1
FURR RANDY W		42,964	2022-02-11	1
INGRAM BRYAN		28,860	2022-02-11	1
STRAUB MAXIMILIANE C		33,306	2022-02-11	1
SHAH AJAY	Director	274,402	2022-01-20	8
PATEL MUKESH	Director	181,884	2021-10-14	3
HERSCHER PENNY	Director	3,820	2021-10-01	2
SILVER LAKE (OFFSHORE) AIV GP III, LTD. SILVER LAKE TECHNOLOGY ASSOCIATES III CAYMAN, L.P. SILVER LAKE PARTNERS III CAYMAN (AIV III), L.P. SILVER LAKE TECHNOLOGY INVESTORS III CAYMAN, L.P. SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. SLTA SUMERU (GP) CAYMAN, L.P. SILVER LAKE TECHNOLOGY ASSOCIATES SUMERU CAYMAN, L.P. SILVER LAKE SUMERU FUND CAYMAN, L.P. SILVER LAKE TECHNOLOGY INVESTORS SUMERU CAYMAN, L.P.	10% Owner	17,462	2021-07-26	1
SILVER LAKE (OFFSHORE) AIV GP III, LTD. SILVER LAKE TECHNOLOGY ASSOCIATES III CAYMAN, L.P. SILVER LAKE PARTNERS III CAYMAN (AIV III), L.P. SILVER LAKE TECHNOLOGY INVESTORS III CAYMAN, L.P. SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. SLTA SUMERU (GP) CAYMAN, L.P. SILVER LAKE TECHNOLOGY ASSOCIATES SUMERU CAYMAN, L.P. SILVER LAKE SUMERU FUND CAYMAN, L.P. SILVER LAKE TECHNOLOGY INVESTORS SUMERU CAYMAN, L.P. SHAH AJAY	Director 10% Owner	2,774,855	2021-07-13	8
KIM KIWAN EVP & PRES. EM	Officer	65,750	2021-03-22	0
MARTEN ALAN SENIOR VICE PRESIDENT	Officer	155,296	2021-03-15	0
SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. SLTA SUMERU (GP) CAYMAN, L.P. SILVER LAKE TECHNOLOGY ASSOCIATES SUMERU CAYMAN, L.P. SILVER LAKE SUMERU FUND CAYMAN, L.P. SILVER LAKE TECHNOLOGY INVESTORS SUMERU CAYMAN, L.P. SHAH AJAY EXECUTIVE CHAIRMAN	Officer Director 10% Owner	7,786,831	2021-01-07	8
SILVER LAKE (OFFSHORE) AIV GP III, LTD. SILVER LAKE TECHNOLOGY ASSOCIATES III CAYMAN, L.P. SILVER LAKE PARTNERS III CAYMAN (AIV III), L.P. SILVER LAKE TECHNOLOGY INVESTORS III CAYMAN, L.P. HAO KENNETH	Director 10% Owner	7,166,755	2021-01-07	0
DOW STEPHEN C. SENIOR VICE PRESIDENT	Officer	25,204	2020-07-20	0
GOLDBERG BRUCE M VP, CHIEF LEGAL OFFICER	Officer	19,341	2020-03-12	0
COULL THOMAS SENIOR VICE PRESIDENT	Officer	6,433	2020-01-21	0
MERCADANTE PAUL	Director	9,300,938	2019-07-09	0
MACKENZIE IAIN	Director	274,973	2019-04-15	0
SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. SLTA SUMERU (GP) CAYMAN, L.P. SILVER LAKE TECHNOLOGY ASSOCIATES SUMERU CAYMAN, L.P. SILVER LAKE SUMERU FUND CAYMAN, L.P. SILVER LAKE TECHNOLOGY INVESTORS SUMERU CAYMAN, L.P. SHAH AJAY CO-CHIEF EXECUTIVE OFFICER MERCADANTE PAUL	Officer Director 10% Owner	9,449,887	2018-04-03	0
SILVER LAKE (OFFSHORE) AIV GP III, LTD. SILVER LAKE TECHNOLOGY ASSOCIATES III CAYMAN, L.P. SILVER LAKE PARTNERS III CAYMAN (AIV III), L.P. SILVER LAKE TECHNOLOGY INVESTORS III CAYMAN, L.P. DAVIDSON JAMES HAO KENNETH	Director 10% Owner	11,256,755	2017-12-04	0
WHITE JASON	Director	0	2017-05-23	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
DEMBY CLAUDE - Officer SVP, PRES, LED SOLUTIONS	2022-04-26 19:47:12 -0400	2022-04-22	S	27,365	$23.93	d	164,500	direct	3.4868	6.7501	6.7501	6	0.0	1
ADAMS MARK - Director - Officer PRESIDENT AND CEO	2022-04-22 19:49:35 -0400	2022-04-20	F	13,945	$24.51	d	919,199	direct	-3.1583	-2.0487	0.0	1	-4.5241	3
PELLEGRINO THIERRY - Officer SVP, PRES, IPS	2022-04-22 19:48:37 -0400	2022-04-20	F	6,352	$24.51	d	74,318	direct	-3.1583	-2.0487	0.0	1	-4.5241	3
RIZVI KEN - Officer SVP AND CFO	2022-04-22 19:48:55 -0400	2022-04-20	F	12,338	$24.51	d	124,186	direct	-3.1583	-2.0487	0.0	1	-4.5241	3
KUYKENDALL ANNE - Officer VP, GENERAL COUNSEL	2022-04-22 19:47:59 -0400	2022-04-20	F	3,464	$24.51	d	46,192	direct	-3.1583	-2.0487	0.0	1	-4.5241	3
PACHECO JACK A - Officer EVP, COO, PRES, MEM SOLUTIONS	2022-04-22 19:49:14 -0400	2022-04-20	F	5,448	$24.51	d	201,618	direct	-3.1583	-2.0487	0.0	1	-4.5241	3
DEMBY CLAUDE - Officer SVP, PRES, LED SOLUTIONS	2022-04-22 19:48:19 -0400	2022-04-20	F	21,843	$24.51	d	191,865	direct	-3.1583	-2.0487	0.0	1	-4.5241	3

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 22:15:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 21:45:04 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 21:15:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 20:45:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 20:15:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 19:45:04 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 19:15:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 18:45:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 18:15:04 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 17:45:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 17:15:04 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 16:45:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 16:15:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 15:45:03 UTC	0.57	0.25	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 15:15:03 UTC	0.57	0.25	650000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 14:45:03 UTC	0.568	0.252	650000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 14:15:03 UTC	0.568	0.252	650000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 13:45:04 UTC	0.568	0.252	650000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 13:15:03 UTC	0.568	0.252	600000
SMART GLOBAL HOLDINGS INC SGH	2022-05-16 12:45:04 UTC	0.568	0.252	600000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
FORUM FUNDS- ABSOLUTE CONVERTIBLE ARBITRAGE FUND	SGH	-117309.0 shares, $-8327765.91	2021-12-31	N-PORT
Calamos Investment Trust/IL- Calamos Market Neutral Income Fund	SGH	-104200.0 shares, $-5976912.0	2022-01-31	N-PORT

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SMART Global Holdings Inc (SGH)