Salient Midstream & MLP Fund (SMM)

FINANCE: GENERAL FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

4265 SAN FELIPE HOUSTON, TX 77027

Salient Midstream & MLP Fund is an exchange-traded closed-end fund or a closed-end ETF which is officially described as a non-diversified, closed-end management investment company.

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View SEC Filings from SMM instead.
Q3 2019 All Institutions Hedge Funds 1
To trade SMM now:
Filers who had this stock in their top 10: 0 0 (0.0%)
13F Filers holding this stock: 32 6 (0.63%)
Aggregate 13F shares on 09/30/2019: 4.134 Million 1.055 Million
Aggregate 13F shares on 06/30/2019: 4.285 Million 638.317 Thousand
Percent change: -3.54% 65.33%
Funds creating new positions: 5 1
Funds Adding to an existing position: 8 3
Funds closing out their position: 8
Funds reducing their position: 8 1
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding SMM (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SMM BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CARROLL JONATHAN P CEO & PRESIDENT

  • Officer
  • Director
  • 10% Owner
1,688,695 2019-11-14 1

SHERMAN A HAAG

18,728 2019-09-30 0

DUSENBERRY THOMAS ALAN ASSISTANT TREASURER

  • Officer
0 2019-04-17 1

REID GREGORY ALLEN PRESIDENT AND CEO

  • Officer
  • Director
16,029 2018-12-11 0

BONDING KAREN B

  • Director
No longer subject to file 2018-09-14 0

ALLECTA JULIE

GAMBS ARTHUR JOHN III

MARDIKIAN HAIG G.

  • Director
0 2018-09-14 0

JOHNSON RICHARD CRAIG

POWELL G EDWARD

SCHWINGER SCOTT

  • Director
No longer subject to file 2018-09-14 0

PRICE JOHN E PRINCIPAL FINANCIAL OFFICER

  • Officer
No longer subject to file 2018-07-31 0

RADCLIFFE JEREMY L SECRETARY

  • Officer
No longer subject to file 2018-07-31 0

BAYAZITOGLU KRISTEN LINDSAY SECRETARY

HIBBETTS MATTHEW SCOTT VICE PRESIDENT

  • Officer
0 2018-07-31 0

ARNOLD CHRISTOPHER ROBERT PRINCIPAL FINANCIAL OFFICER

  • Officer
No longer subject to file 2017-03-16 0

TOLLE BARBARA PRINCIPAL FINANCIAL OFFICER

  • Officer
0 2017-03-16 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions
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