SPWR 13F Hedge Fund and Asset Management Owners

Data as of 2020-11-22
Market Cap	3.692 Billion	Shares Outstanding	170.159 Million	Avg 30-day Volume	10.072 Million
P/E Ratio	58.6	Dividend Yield		EPS	0.37
Price/Sales	2.197	Price cash flow ratio	6.5	Price free cash flow ratio	-16.0
Book Value	-0.06	Price to Tangible Book	-324.7	Alpha	-0.01
Short Interest Ratio		% Short Interest to Float		R-squared	0.229766
BETA	1.97628	52-week High/Low	22.56 / 4.03	Stddev	0.173742

Q3 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	0	0		0 (0.0%)	0 (0.0%)
Funds Holding:	187	170	10.0%	54 (3.55%)	46 (2.99%)	17.39%
13F shares:	78.031 Million	101.782 Million	-23.33%	27.23 Million	34.814 Million	-21.79%
% Ownership	45.8776	59.8415	-23.33%	16.0094	20.4685	-21.79%
New Positions:	46	20	130.0%	17	11	54.55%
Increased Positions	24	50	-52.0%	9	10	-10.0%
Closed Positions	28	21	33.33%	9	8	12.5%
Reduced Positions	117	49	138.78%	28	15	86.67%
Total Calls	3.345 Million	2.14 Million	56.31%	356.5 Thousand	263.254 Thousand	35.42%
Total Puts	4.377 Million	4.198 Million	4.26%	2.131 Million	2.988 Million	-28.69%
PUT/CALL Ratio	1.31	1.96	-33.16%	5.98	11.35	-47.31%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding SPWR (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SPWR BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

386.8 Thousand total shares from 11 transactions

Exercise Derivative Conversion (M)

20.8 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
MCDANIEL THOMAS R	Director	271,380	2020-11-16	8
WOOD PATRICK III	Director	170,389	2020-11-11	4
LESJAK CATHERINE A	Director	161,622	2020-11-11	4
SIAL MANAVENDRA EVP AND CFO	Officer	11,116	2020-11-05	6
HEANG VICHHEKA PRINCIPAL ACCOUNTING OFFICER	Officer	0	2020-11-05	6
MAHAFFEY KENNETH LAWRENCE EVP & GENERAL COUNSEL	Officer	75,973	2020-11-04	7
RICHARDS DOUGLAS J. EVP, ADMINISTRATION	Officer	0	2020-11-02	3
WERNER THOMAS H PRES AND CEO	Officer Director	411,560	2020-11-02	5
WATERS JEFFREY CEO, SUNPOWER TECHNOLOGIES	Officer	0	2020-10-21	3
TOTAL S.A. TOTAL GAZ ELECTRICITE HOLDINGS FRANCE SAS TOTAL SOLAR INTL SAS	Director 10% Owner	87,955,456	2020-04-24	16
TOULOUSE DENIS	Director	0	2020-03-31	1
TOTAL S.A.	Director 10% Owner	82,205,373	2020-02-13	16
REBEYROL THOMAS PIERRE HENRI MNARIE	Director	0	2019-10-11	0
TROCHET FRANCK	Director	0	2019-07-12	0
PRAKASH VIDUL PRINCIPAL ACCOUNTING OFFICER	Officer	0	2019-02-28	0
MULLIGAN WILLIAM P III EVP, GLOBAL OPERATIONS	Officer	0	2019-02-12	0
BOYNTON CHARLES D EVP AND CFO	Officer	97,239	2018-03-01	0
BADOUAL FRANCOIS GEORGE MARCEL	Director	0	2017-11-03	0
LARENAUDIE ANTOINE	Director	0	2017-11-03	0
WENGER HOWARD PRESIDENT, BUSINESS UNITS	Officer	240,020	2017-03-01	0
POUGET JULIEN BERNARD		0	2017-01-20	0
KRISTOFFERSEN HELLE	Director	0	2016-09-15	0
WOLFFSHEIM LAURENT RENE	Director	0	2016-09-15	0
PASZKIEWICZ LADISLAS	Director	0	2016-06-22	0
BODENSTEINER LISA MARIE FORMER EVP AND GENERAL COUNSEL	Officer	No longer subject to file	2016-06-08	0
BRANDERIZ ERIC SVP AND PRIN ACCT OFF	Officer	12,005	2016-05-15	0
LAURE DANIEL	Director	0	2016-03-08	0
NEESE MARTY T CHIEF OPERATING OFFICER	Officer	125,879	2016-03-01	0
TOTAL ENERGIES NOUVELLES ACTIVITES USA	10% Owner	0	2015-12-09	0
OTERO DEL VAL JEAN MARC		0	2013-05-01	0
ATKINS BETSY S		17,523	2012-08-13	0
JAAP CHRISTOPHER ACTING GENERAL COUNSEL		3,956	2012-06-01	0
ALBRECHT W STEVE		40,064	2012-05-11	0
ARRIOLA DENNIS V EVP & CHIEF FINANCIAL OFFICER	Officer	46,830	2012-03-01	0
LEDESMA BRUCE LEGAL COUNSEL & CORP. SEC.	Officer	24,529	2012-03-01	0
SCHMITT JEROME	Director	0	2011-12-21	0
PAPE JAMES S PRESIDENT, R & C	Officer	No longer subject to file	2011-11-04	0
CHAPERON ARNAUD	Director	0	2011-07-01	0
SCHNEIDER REINHARD	Director	0	2011-07-01	0
GIORNO DENIS	Director	0	2011-07-01	0
CLEMENT BERNARD	Director	0	2011-07-01	0
DE WENDEL HUMBERT	Director	0	2011-07-01	0
BUFE UWE-ERNST	Director	No longer subject to file	2011-06-28	0
RODGERS THURMAN J	Director	62,829	2011-02-11	0
SWANSON RICHARD M CTO	Officer	No longer subject to file	2010-05-04	0
SHUGAR DANIEL S PRES., SUNPOWER CORP., SYSTEMS	Officer	28,213	2009-01-29	0
CYPRESS SEMICONDUCTOR CORP /DE/	10% Owner	No longer subject to file	2008-09-29	0
HERNANDEZ EMMANUEL T CHIEF FINANCIAL OFFICER	Officer	4,428	2008-05-05	0
PAI PANEMANGALORE MADHAVARAYA CHIEF OPERATING OFFICER	Officer	3,000	2008-01-29	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
MCDANIEL THOMAS R - Director held in trust - mcdaniel trust dtd 7/26/2000	2020-11-16 19:55:56 -0500	2020-11-16	A	2,563		a	271,264	indirect		-2.8865	12.4755	12.4755	6	-2.8865	2
MCDANIEL THOMAS R - Director	2020-11-16 19:55:56 -0500	2020-11-16	D	2,563		d	116	direct		-2.8865	12.4755	12.4755	6	-2.8865	2
WOOD PATRICK III - Director	2020-11-12 19:19:31 -0500	2020-11-11	M	2,563		a	170,389	direct		3.9242	14.3008	14.3008	6	0.0	1
LESJAK CATHERINE A - Director	2020-11-12 19:05:33 -0500	2020-11-11	M	2,563		a	161,622	direct		3.9242	14.3008	14.3008	6	0.0	1
MCDANIEL THOMAS R - Director	2020-11-12 19:09:54 -0500	2020-11-11	M	2,563		a	2,679	direct		3.9242	14.3008	14.3008	6	0.0	1
WOOD PATRICK III - Director	2020-11-12 19:19:31 -0500	2020-11-11	M	2,563		d	0	direct
LESJAK CATHERINE A - Director	2020-11-12 19:05:33 -0500	2020-11-11	M	2,563		d	0	direct
MCDANIEL THOMAS R - Director	2020-11-12 19:09:54 -0500	2020-11-11	M	2,563		d	0	direct
WOOD PATRICK III - Director	2020-11-12 19:19:31 -0500	2020-11-11	A	2,563		a	2,563	direct
LESJAK CATHERINE A - Director	2020-11-12 19:05:33 -0500	2020-11-11	A	2,563		a	2,563	direct
MCDANIEL THOMAS R - Director	2020-11-12 19:09:54 -0500	2020-11-11	A	2,563		a	2,563	direct
HEANG VICHHEKA - Officer PRINCIPAL ACCOUNTING OFFICER	2020-11-06 19:00:33 -0500	2020-11-05	S	7,981	$18.01	d	0	direct		-3.6085	2.4403	2.4403	6	-3.6085	2
SIAL MANAVENDRA - Officer EVP AND CFO	2020-11-06 19:06:39 -0500	2020-11-05	S	14,819	$19.01	d	11,116	direct	yes	-3.6085	2.4403	2.4403	6	-3.6085	2
MAHAFFEY KENNETH LAWRENCE - Officer EVP & GENERAL COUNSEL	2020-11-05 18:08:28 -0500	2020-11-04	S	8,579	$15.54	d	75,973	direct	yes	-5.2632	-6.6158	0.0	1	-8.6818	3
HEANG VICHHEKA - Officer PRINCIPAL ACCOUNTING OFFICER	2020-11-05 18:04:40 -0500	2020-11-03	S	8,000	$17.60	d	7,981	direct		-5.2632	-6.6158	0.0	1	-8.6818	3
RICHARDS DOUGLAS J. - Officer EVP, ADMINISTRATION	2020-11-04 18:15:24 -0500	2020-11-02	S	69,262	$16.21	d	0	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
WERNER THOMAS H - Director - Officer PRES AND CEO	2020-11-04 18:21:20 -0500	2020-11-02	S	40,000	$16.61	d	450,342	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
WERNER THOMAS H - Director - Officer PRES AND CEO	2020-11-04 18:21:20 -0500	2020-11-02	S	50,000	$16.02	d	590,342	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
WERNER THOMAS H - Director - Officer PRES AND CEO	2020-11-04 18:21:20 -0500	2020-11-02	S	50,000	$16.02	d	490,342	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
SIAL MANAVENDRA - Officer EVP AND CFO	2020-11-04 18:14:12 -0500	2020-11-02	S	48,161	$16.15	d	25,935	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
WERNER THOMAS H - Director - Officer PRES AND CEO	2020-11-04 18:21:20 -0500	2020-11-02	S	40,000	$16.60	d	410,342	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
WERNER THOMAS H - Director - Officer PRES AND CEO	2020-11-04 18:21:20 -0500	2020-11-02	S	50,000	$16.02	d	540,342	direct	yes	4.8479	-3.4038	4.8479	2	-4.2548	4
MAHAFFEY KENNETH LAWRENCE - Officer EVP & GENERAL COUNSEL	2020-11-04 18:12:08 -0500	2020-11-01	M	13,115		a	89,088	direct		4.8479	-3.4038	4.8479	2	-4.2548	4
MAHAFFEY KENNETH LAWRENCE - Officer EVP & GENERAL COUNSEL	2020-11-04 18:12:08 -0500	2020-11-01	M	13,115		d	0	direct
MAHAFFEY KENNETH LAWRENCE - Officer EVP & GENERAL COUNSEL	2020-11-04 18:12:08 -0500	2020-11-01	F	4,536	$15.99	d	84,552	direct		4.8479	-3.4038	4.8479	2	-4.2548	4

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

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