SunOpta Inc. (STKL)

Sector:
CONSUMER STAPLES
Industry:
FOOD PRODUCTS
SIC:
WHOLESALE-FARM PRODUCT RAW MATERIALS
CEO:
Joseph D. Ennen
Employees:
1,380
2233 ARGENTIA ROAD, SUITE 401, MISSISSAUGA, CANADA L5N 2X7
(905) 455-1990

SunOpta Inc. manufactures and sells plant-based and fruit-based food and beverage products. The company operates through two segments, Plant-Based Foods and Beverages, and Fruit-Based Food & Beverages. The Fruit Based Foods segment offers individually quick frozen (IQF) fruits, such as strawberries, blueberries, mangos, pineapples, blends, and other berries.

Data derived from most recent annual or quarterly report
Market Cap 964.529 Million Shares Outstanding108.986 Million Avg 30-day Volume 860.055 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.02
Price to Revenue0.8903 Debt to Equity0.6742 EBITDA37.253 Million
Price to Book Value2.3722 Operating Margin0.2918 Enterprise Value976.002 Million
Current Ratio2.301 EPS Growth-1.107 Quick Ratio0.592
1 Yr BETA 1.4419 52-week High/Low 11.47 / 4.22 Profit Margin-0.51
Operating Cash Flow Growth-123.3729 Altman Z-Score2.1174 Free Cash Flow to Firm -91.955 Million
Earnings Report2022-11-09
View SEC Filings from STKL instead.

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Funds Holding STKL (via 13F filings)

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-08-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-31:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-09:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-01:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-02-24:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-11-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-09-22:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-08-19:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-08-11:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-07-13:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    1.2 Million total shares from 17 transactions

    Exercise Derivative Conversion (M)

    109.3 Thousand total shares from 2 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    LARGEY DAVID CHIEF QUALITY OFFICER

    • Officer
    42,828 2022-09-13 8

    HUCKINS SCOTT E. CFO

    • Officer
    662,357 2022-09-03 5

    BUICK MIKE SVP AND GM

    • Officer
    149,254 2022-09-01 5

    REIJN BAREND SVP GLOBAL SOURCING

    • Officer
    34,068 2022-08-24 4

    FISHER REBECCA

    • Director
    60,425 2022-08-22 7

    BARNETT JILL CHIEF ADMINISTRATIVE OFFICER

    • Officer
    109,061 2022-08-18 9

    DUCHSCHER ROBERT CHIEF INFORMATION OFFICER

    • Officer
    52,094 2022-08-17 7

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    5,118,786 2022-08-16 1

    HOUDE LOVAS KATRINA

    • Director
    229,367 2022-07-29 6

    HOLLIS RICHARD DEAN

    • Director
    469,566 2022-07-29 6

    BOLLES ALBERT D.

    • Director
    159,693 2022-07-29 6

    KEATING LESLIE STARR

    • Director
    56,812 2022-07-29 4

    KEMPF KENNETH C

    • Director
    21,293 2022-07-29 6

    WICKRAMASINGHE MAHES

    • Director
    3,241 2022-07-29 5

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    0 2022-06-14 1

    WHITEHAIR CHRIS SVP SUPPLY CHAIN

    • Officer
    147,887 2022-06-07 4

    ENNEN JOSEPH CEO

    • Officer
    • Director
    1,551,794 2022-05-05 5

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    BROOKFIELD ASSET MANAGEMENT INC.

    OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    1 2021-07-07 0

    OAKTREE FUND GP, LLC

    BAM PARTNERS TRUST

    BROOKFIELD ASSET MANAGEMENT INC.

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    1 2021-07-07 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    BAM PARTNERS TRUST

    • 10% Owner
    1 2021-07-07 0

    BRIFFETT DEREK

    • Director
    86,890 2021-06-22 0

    OAKTREE ORGANICS, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    BROOKFIELD ASSET MANAGEMENT INC.

    PARTNERS LTD

    • 10% Owner
    17,315,893 2021-02-22 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    PARTNERS LTD

    • 10% Owner
    3,410,233 2021-02-22 0

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    6,091,919 2020-10-06 1

    ARDSLEY ADVISORY PARTNERS LP

    ARDSLEY ADVISORY PARTNERS GP LLC

    ARDSLEY PARTNERS I GP LLC

    HEMPLEMAN PHILIP J

    ARDSLEY PARTNERS RENEWABLE ENERGY FUND, L.P.

    ARDSLEY HEALTHCARE FUND, L.P.

    ARDSLEY DUCKDIVE FUND, L.P.

    ARDSLEY RIDGECREST PARTNERS FUND, L.P.

    • 10% Owner
    • SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)
    8,692,655 2020-08-18 0

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    BROOKFIELD ASSET MANAGEMENT INC.

    PARTNERS LTD

    • 10% Owner
    0 2020-08-18 0

    VERSTEEGH GERADUS JOSEPH MARIA SVP & GM

    • Officer
    0 2020-07-10 0

    DETLEFSEN MICHAEL

    • Director
    144,557 2020-06-14 0

    SPRINGSTUBB BRENDAN B

    • Director
    97,391 2020-06-14 0

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    • SEE FOOTNOTE 1
    0 2020-05-19 0

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1
    14,731,907 2020-04-24 0

    ATKINS M SHAN

    • Director
    0 2019-06-14 0

    MCKERACHER ROBERT VP & CFO

    • Officer
    0 2019-06-14 0

    GRATZEK JAMES SVP

    • Officer
    0 2019-06-14 0

    GOUGH JEFFREY CHIEF HUMAN RESOURCES OFFICER

    • Officer
    0 2019-06-14 0

    GRANT ROB SVP, SUPPLY CHAIN

    • Officer
    0 2019-06-14 0

    MIKETA GEORGE CHIEF CUSTOMER OFFICER

    • Officer
    0 2019-06-14 0

    KARIDI DROR INTERIM GM OF HEALTHY FRUIT

    • Officer
    0 2019-05-02 0

    COLO DAVID PRESIDENT AND CEO

    • Officer
    • Director
    190,171 2019-02-06 0

    TANNER GREGG A

    • Director
    29,005 2019-01-17 0

    RUELLE JOHN CAO AND SVP

    • Officer
    54,558 2018-05-24 0

    SCHUSTER SUSANNE VP INTERNAL AUDIT

    • Officer
    1,643 2018-05-24 0

    LINDELL JOHN SVP, FRUIT

    • Officer
    6,413 2018-05-24 0

    MCCOY PAT SVP, FOOD SERVICE

    • Officer
    6,217 2018-02-09 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL MANAGEMENT LP

    OAKTREE HOLDINGS, INC.

    • 10% Owner
    1,358,565 2017-12-15 0

    OAKTREE ORGANICS, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    6,734,134 2017-12-15 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    1,358,565 2017-12-15 0

    SMITH COLIN CPG COO

    • Officer
    0 2017-02-15 0

    MURRAY ALAN

    • Director
    No longer subject to file 2016-11-15 0

    HAFT ED SVP

    • Officer
    0 2016-11-08 0

    THYKEN MICHAEL J CHIEF INFORMATION OFFICER

    • Officer
    0 2016-05-24 0

    GREENE DOUGLAS

    • Director
    325,543 2016-05-24 0

    AMATO JERRY STEVEN

    • Director
    0 2016-05-24 0

    JACOBS HENDRIK PRESIDENT & CEO

    • Officer
    • Director
    0 2016-05-24 0

    BARLETT LILLIAN VP

    • Officer
    0 2016-05-24 0

    COLEMAN MICHELLE CHIEF HUMAN RESOURCES OFFICER

    • Officer
    0 2016-05-24 0

    DAVIDSON JOSEPH SVP AND GM

    • Officer
    0 2016-05-24 0

    TURNEY DANIEL SVP

    • Officer
    0 2016-05-24 0

    KENDALL JEREMY

    • Director
    477,372 2016-05-20 0

    BROMLEY STEVEN R

    • Director
    266,015 2015-12-03 0

    TOURBILLON CAPITAL PARTNERS, L.P.

    • 10% Owner
    No longer subject to file 2015-09-28 0

    ROUTH ALLAN GLEN

    • Director
    180,829 2015-05-28 0

    FRASER PETER L

    • Director
    10,958 2015-05-13 0

    HEPBURN VIC

    • Director
    0 2014-08-18 0

    WEST FACE CAPITAL INC.

    BOLAND GREGORY A.

    • 10% Owner
    6,600,000 2013-08-12 0

    ANTONIO TAVARES

    • COO
    19,678 2011-12-14 0

    DIETRICH JOHN H

    • VP
    0 2011-05-13 0

    ING CYRIL

    • Director
    0 2011-05-13 0

    DAVIS ERIC MARTIN

    • VP & CFO
    0 2011-05-13 0

    SYER FRANK

    • VP
    26,856 2010-12-06 0

    METLER BRIAN VP

    • Officer
    22,232 2010-09-03 0

    MCEVILY ARTHUR VP

    • Officer
    84,222 2010-03-11 0

    CHHIBA BENJAMIN VP & GENERAL COUNSEL

    • Officer
    29,705 2009-09-08 0

    FETHERSTONHAUGH ROBERT

    • Director
    0 2007-12-18 0

    BRONFMAN STEPHEN R

    • Director
    27,500 2007-12-12 0

    VARELA SERGIO PRESIDENT FRUIT GROUP

    • Officer
    124,020 2006-05-12 0

    RIFENBERGH JAMES K

    • Director
    31,000 2006-05-10 0

    TOWNSEND STEVEN H

    • Director
    10,000 2005-12-21 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    FISHER REBECCA - Director

    2022-09-19 09:41:24 -0400 2022-09-15 S 10,000 $10.12 d 60,425 direct -6.3291 -13.8267 0.0 1 -13.8267 6

    LARGEY DAVID - Officer CHIEF QUALITY OFFICER

    2022-09-15 16:12:46 -0400 2022-09-14 S 5,000 $10.05 d 42,828 direct 6.7568 -7.6923 6.7568 2 -7.6923 6

    LARGEY DAVID - Officer CHIEF QUALITY OFFICER

    2022-09-15 16:12:46 -0400 2022-09-13 S 5,000 $10.10 d 47,828 direct 6.7568 -7.6923 6.7568 2 -7.6923 6

    LARGEY DAVID - Officer CHIEF QUALITY OFFICER

    2022-09-13 16:34:47 -0400 2022-09-12 S 5,000 $10.05 d 52,828 direct -3.1429 -9.0476 0.0 1 -9.0476 6

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 M 51,500 d 51,500 direct

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 M 57,773 d 57,773 direct

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 F 26,021 $9.69 d 553,084 direct -0.1007 5.7402 5.7402 6 -0.1007 2

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 M 51,500 a 579,105 direct -0.1007 5.7402 5.7402 6 -0.1007 2

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 F 28,425 $9.69 d 527,605 direct -0.1007 5.7402 5.7402 6 -0.1007 2

    HUCKINS SCOTT E. - Officer CFO

    2022-09-07 09:26:38 -0400 2022-09-03 M 57,773 a 556,030 direct -0.1007 5.7402 5.7402 6 -0.1007 2

    BUICK MIKE - Officer SVP AND GM

    2022-09-02 15:14:59 -0400 2022-09-01 S 20,000 $9.87 d 149,254 direct 0.8256 4.644 4.644 6 0.0 1

    REIJN BAREND - Officer SVP GLOBAL SOURCING

    2022-08-26 10:04:27 -0400 2022-08-24 S 30,000 $10.41 d 34,068 direct -3.2353 -5.0 0.0 1 -5.0 6

    FISHER REBECCA - Director

    2022-09-19 09:41:24 -0400 2022-08-22 S 8,000 $10.33 d 70,425 direct -6.3291 -13.8267 0.0 1 -13.8267 6

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2022-08-19 09:40:40 -0400 2022-08-18 S 25,000 $10.45 d 109,061 direct -5.2182 -3.2258 0.4744 5 -5.2182 2

    ENGAGED CAPITAL LLC SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL HOLDINGS, LLC SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    WELLING GLENN W. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL CO-INVEST IV-A, LP SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP FUND, L.P. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP FUND, LTD. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    2022-08-18 19:24:20 -0400 2022-08-17 S 30,149 $10.71 d 371,440 indirect -5.2182 -3.2258 0.4744 5 -5.2182 2

    ENGAGED CAPITAL LLC SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL HOLDINGS, LLC SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    WELLING GLENN W. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL CO-INVEST IV-A, LP SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP FUND, L.P. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP FUND, LTD. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    2022-08-18 19:24:20 -0400 2022-08-17 S 397,531 $10.71 d 4,747,346 indirect -5.2182 -3.2258 0.4744 5 -5.2182 2

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2022-08-18 14:50:57 -0400 2022-08-17 S 26,638 $10.82 d 52,094 direct 1.0547 1.534 1.534 6 -4.2186 3

    ENGAGED CAPITAL LLC SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL HOLDINGS, LLC SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    WELLING GLENN W. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL CO-INVEST IV-A, LP SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP FUND, L.P. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    ENGAGED CAPITAL FLAGSHIP FUND, LTD. SEE FOOTNOTE 1 by: managed account of engaged capital, llc

    2022-08-18 19:24:20 -0400 2022-08-16 S 478,204 $11.03 d 401,589 indirect -5.2182 -3.2258 0.4744 5 -5.2182 2

    ENGAGED CAPITAL LLC SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL HOLDINGS, LLC SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    WELLING GLENN W. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL CO-INVEST IV-A, LP SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP FUND, L.P. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    ENGAGED CAPITAL FLAGSHIP FUND, LTD. SEE FOOTNOTE 1 by: engaged capital flagship master fund, lp

    2022-08-18 19:24:20 -0400 2022-08-16 S 67,249 $11.03 d 5,144,877 indirect -5.2182 -3.2258 0.4744 5 -5.2182 2

    LARGEY DAVID - Officer CHIEF QUALITY OFFICER

    2022-08-17 13:46:41 -0400 2022-08-15 S 14,138 $11.00 d 57,828 direct -1.0436 -1.2334 0.0 1 -5.2182 4

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2022-08-17 13:45:02 -0400 2022-08-15 S 26,707 $10.92 d 78,732 direct -1.0436 -1.2334 0.0 1 -5.2182 4

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2022-08-15 09:28:49 -0400 2022-08-11 S 20,000 $10.35 d 105,439 direct yes -2.5893 -10.8036 0.0 1 -10.8036 6

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2022-08-15 09:26:25 -0400 2022-08-11 S 10,160 $10.00 d 134,061 direct yes -2.5893 -10.8036 0.0 1 -10.8036 6

    WICKRAMASINGHE MAHES - Director

    2022-08-03 09:25:02 -0400 2022-07-29 A 940 $8.82 a 3,241 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    KEATING LESLIE STARR - Director

    2022-08-03 09:57:03 -0400 2022-07-29 A 2,290 $8.82 a 56,812 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    HOUDE LOVAS KATRINA - Director

    2022-08-03 09:54:58 -0400 2022-07-29 A 1,977 $8.82 a 229,367 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    KEMPF KENNETH C - Director

    2022-08-03 09:55:54 -0400 2022-07-29 A 2,290 $8.82 a 21,293 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    HOLLIS RICHARD DEAN - Director

    2022-08-03 09:54:02 -0400 2022-07-29 A 4,386 $8.82 a 469,566 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    FISHER REBECCA - Director

    2022-08-03 09:52:10 -0400 2022-07-29 A 2,560 $8.82 a 78,425 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    BOLLES ALBERT D. - Director

    2022-08-03 09:29:20 -0400 2022-07-29 A 2,111 $8.82 a 159,693 direct -0.224 0.0 13.8858 25.4199 9 -1.0078 5

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    SUNOPTA INC STKL 2022-09-27 17:45:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 17:15:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 16:45:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 16:15:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 15:45:04 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 15:15:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-27 14:45:04 UTC 2.6112 0.4588 900000
    SUNOPTA INC STKL 2022-09-27 14:15:03 UTC 2.6112 0.4588 900000
    SUNOPTA INC STKL 2022-09-27 13:45:03 UTC 2.6112 0.4588 900000
    SUNOPTA INC STKL 2022-09-27 13:15:04 UTC 2.6112 0.4588 900000
    SUNOPTA INC STKL 2022-09-27 12:45:03 UTC 2.6112 0.4588 900000
    SUNOPTA INC STKL 2022-09-26 22:15:04 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 21:45:03 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 21:15:03 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 20:45:03 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 20:15:05 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 19:45:04 UTC 2.6112 0.4588 800000
    SUNOPTA INC STKL 2022-09-26 19:15:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-26 18:45:03 UTC 2.6112 0.4588 850000
    SUNOPTA INC STKL 2022-09-26 18:15:04 UTC 2.6112 0.4588 850000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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