SunOpta Inc. (STKL)

Sector:
CONSUMER STAPLES
Industry:
FOOD PRODUCTS
SIC:
WHOLESALE-FARM PRODUCT RAW MATERIALS
CEO:
Joseph D. Ennen
Employees:
1,450
2233 ARGENTIA ROAD, SUITE 401, MISSISSAUGA, CANADA L5N 2X7
(905) 455-1990

SunOpta Inc. manufactures and sells plant-based and fruit-based food and beverage products. The company operates through two segments, Plant-Based Foods and Beverages, and Fruit-Based Food & Beverages. The Fruit Based Foods segment offers individually quick frozen (IQF) fruits, such as strawberries, blueberries, mangos, pineapples, blends, and other berries.

Data derived from most recent annual or quarterly report
Market Cap 808.262 Million Shares Outstanding115.466 Million Avg 30-day Volume 1.023 Million
P/E Ratio0.0 Dividend Yield0.0 EPS-0.08
Price to Revenue0.9722 Debt to Equity0.6577 EBITDA38.87 Million
Price to Book Value2.9 Operating Margin0.1207 Enterprise Value1.161 Billion
Current Ratio2.303 EPS Growth-1.086 Quick Ratio0.593
1 Yr BETA 0.7093 52-week High/Low 11.67 / 6.33 Profit Margin-0.5179
Operating Cash Flow Growth-123.3729 Altman Z-Score2.5926 Free Cash Flow to Firm -162.658 Million
Earnings Report2023-08-09
View SEC Filings from STKL instead.

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Funds Holding STKL (via 13F filings)

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Mutual Funds Holding STKL

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Recent Filings

Events (8k)

  • 8-K: filed on 2023-05-30:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-05-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-03-21:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-03-01:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-25:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-09:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-31:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-09:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-01:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • Proposed Sales (Form 144)

    Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    15 Thousand total shares from 1 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    51.7 Thousand total shares from 8 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    ENNEN JOSEPH CEO

    • Officer
    • Director
    1,887,401 2023-05-31 4

    HOUDE LOVAS KATRINA

    • Director
    0 2023-05-30 5

    HOLLIS RICHARD DEAN

    • Director
    0 2023-05-30 6

    BOLLES ALBERT D.

    • Director
    0 2023-05-30 6

    KEATING LESLIE STARR

    • Director
    0 2023-05-30 5

    FISHER REBECCA

    • Director
    0 2023-05-30 7

    WICKRAMASINGHE MAHES

    • Director
    0 2023-05-30 7

    REYNOSO DIEGO

    • Director
    0 2023-05-30 2

    DUCHSCHER ROBERT CHIEF INFORMATION OFFICER

    • Officer
    81,724 2023-05-25 7

    WHITEHAIR CHRIS SVP SUPPLY CHAIN

    • Officer
    174,864 2023-05-05 4

    CLARK BRYAN P SVP RESEARCH DEVELOPMENT & QA

    • Officer
    56,737 2023-05-05 4

    BARNETT JILL CHIEF ADMINISTRATIVE OFFICER

    • Officer
    151,679 2023-04-22 8

    BUICK MIKE SVP AND GM

    • Officer
    180,469 2023-03-31 5

    HUCKINS SCOTT E. CFO

    • Officer
    660,886 2023-03-31 5

    REIJN BAREND SVP GLOBAL SOURCING

    • Officer
    51,124 2023-03-31 3

    KEMPF KENNETH C

    • Director
    37,413 2022-12-27 4

    LARGEY DAVID CHIEF QUALITY OFFICER

    • Officer
    36,040 2022-12-14 5

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    10,665,252 2022-08-16 1

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    6,529,408 2022-06-14 1

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    BROOKFIELD ASSET MANAGEMENT INC.

    OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    1 2021-07-07 0

    OAKTREE FUND GP, LLC

    BAM PARTNERS TRUST

    BROOKFIELD ASSET MANAGEMENT INC.

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    0 2021-07-07 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    BAM PARTNERS TRUST

    • 10% Owner
    1 2021-07-07 0

    BRIFFETT DEREK

    • Director
    86,890 2021-06-22 0

    OAKTREE ORGANICS, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    BROOKFIELD ASSET MANAGEMENT INC.

    PARTNERS LTD

    • 10% Owner
    17,315,893 2021-02-22 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    PARTNERS LTD

    • 10% Owner
    3,410,233 2021-02-22 0

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1SEE FOOTNOTE 1
    6,091,919 2020-10-06 1

    ARDSLEY ADVISORY PARTNERS LP

    ARDSLEY ADVISORY PARTNERS GP LLC

    ARDSLEY PARTNERS I GP LLC

    HEMPLEMAN PHILIP J

    ARDSLEY PARTNERS RENEWABLE ENERGY FUND, L.P.

    ARDSLEY HEALTHCARE FUND, L.P.

    ARDSLEY DUCKDIVE FUND, L.P.

    ARDSLEY RIDGECREST PARTNERS FUND, L.P.

    • 10% Owner
    • SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)SEE FOOTNOTES(1)(2)
    8,692,655 2020-08-18 0

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    BROOKFIELD ASSET MANAGEMENT INC.

    PARTNERS LTD

    • 10% Owner
    0 2020-08-18 0

    VERSTEEGH GERADUS JOSEPH MARIA SVP & GM

    • Officer
    0 2020-07-10 0

    DETLEFSEN MICHAEL

    • Director
    144,557 2020-06-14 0

    SPRINGSTUBB BRENDAN B

    • Director
    97,391 2020-06-14 0

    ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

    • SEE FOOTNOTE 1
    0 2020-05-19 0

    ENGAGED CAPITAL LLC

    ENGAGED CAPITAL HOLDINGS, LLC

    WELLING GLENN W.

    ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

    ENGAGED CAPITAL CO-INVEST IV, LP

    ENGAGED CAPITAL CO-INVEST IV-A, LP

    ENGAGED CAPITAL FLAGSHIP FUND, L.P.

    ENGAGED CAPITAL FLAGSHIP FUND, LTD.

    • 10% Owner
    • SEE FOOTNOTE 1SEE FOOTNOTE 1
    14,731,907 2020-04-24 0

    ATKINS M SHAN

    • Director
    0 2019-06-14 0

    MCKERACHER ROBERT VP & CFO

    • Officer
    0 2019-06-14 0

    GRATZEK JAMES SVP

    • Officer
    0 2019-06-14 0

    GOUGH JEFFREY CHIEF HUMAN RESOURCES OFFICER

    • Officer
    0 2019-06-14 0

    GRANT ROB SVP, SUPPLY CHAIN

    • Officer
    0 2019-06-14 0

    MIKETA GEORGE CHIEF CUSTOMER OFFICER

    • Officer
    0 2019-06-14 0

    KARIDI DROR INTERIM GM OF HEALTHY FRUIT

    • Officer
    0 2019-05-02 0

    COLO DAVID PRESIDENT AND CEO

    • Officer
    • Director
    190,171 2019-02-06 0

    TANNER GREGG A

    • Director
    29,005 2019-01-17 0

    RUELLE JOHN CAO AND SVP

    • Officer
    54,558 2018-05-24 0

    SCHUSTER SUSANNE VP INTERNAL AUDIT

    • Officer
    1,643 2018-05-24 0

    LINDELL JOHN SVP, FRUIT

    • Officer
    6,413 2018-05-24 0

    MCCOY PAT SVP, FOOD SERVICE

    • Officer
    6,217 2018-02-09 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL MANAGEMENT LP

    OAKTREE HOLDINGS, INC.

    • 10% Owner
    1,358,565 2017-12-15 0

    OAKTREE ORGANICS, L.P.

    OAKTREE FUND GP, LLC

    OAKTREE FUND GP I, L.P.

    OAKTREE CAPITAL I, L.P.

    OCM HOLDINGS I, LLC

    OAKTREE HOLDINGS, LLC

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    6,734,134 2017-12-15 0

    OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.

    OAKTREE CAPITAL GROUP, LLC

    OAKTREE CAPITAL GROUP HOLDINGS GP, LLC

    • 10% Owner
    1,358,565 2017-12-15 0

    SMITH COLIN CPG COO

    • Officer
    0 2017-02-15 0

    MURRAY ALAN

    • Director
    No longer subject to file 2016-11-15 0

    HAFT ED SVP

    • Officer
    0 2016-11-08 0

    THYKEN MICHAEL J CHIEF INFORMATION OFFICER

    • Officer
    0 2016-05-24 0

    GREENE DOUGLAS

    • Director
    325,543 2016-05-24 0

    AMATO JERRY STEVEN

    • Director
    0 2016-05-24 0

    JACOBS HENDRIK PRESIDENT & CEO

    • Officer
    • Director
    0 2016-05-24 0

    BARLETT LILLIAN VP

    • Officer
    0 2016-05-24 0

    COLEMAN MICHELLE CHIEF HUMAN RESOURCES OFFICER

    • Officer
    0 2016-05-24 0

    DAVIDSON JOSEPH SVP AND GM

    • Officer
    0 2016-05-24 0

    TURNEY DANIEL SVP

    • Officer
    0 2016-05-24 0

    KENDALL JEREMY

    • Director
    477,372 2016-05-20 0

    BROMLEY STEVEN R

    • Director
    266,015 2015-12-03 0

    TOURBILLON CAPITAL PARTNERS, L.P.

    • 10% Owner
    No longer subject to file 2015-09-28 0

    ROUTH ALLAN GLEN

    • Director
    180,829 2015-05-28 0

    FRASER PETER L

    • Director
    10,958 2015-05-13 0

    HEPBURN VIC

    • Director
    0 2014-08-18 0

    WEST FACE CAPITAL INC.

    BOLAND GREGORY A.

    • 10% Owner
    6,600,000 2013-08-12 0

    ANTONIO TAVARES

    • COO
    19,678 2011-12-14 0

    DIETRICH JOHN H

    • VP
    0 2011-05-13 0

    ING CYRIL

    • Director
    0 2011-05-13 0

    DAVIS ERIC MARTIN

    • VP & CFO
    0 2011-05-13 0

    SYER FRANK

    • VP
    26,856 2010-12-06 0

    METLER BRIAN VP

    • Officer
    22,232 2010-09-03 0

    MCEVILY ARTHUR VP

    • Officer
    84,222 2010-03-11 0

    CHHIBA BENJAMIN VP & GENERAL COUNSEL

    • Officer
    29,705 2009-09-08 0

    FETHERSTONHAUGH ROBERT

    • Director
    0 2007-12-18 0

    BRONFMAN STEPHEN R

    • Director
    27,500 2007-12-12 0

    VARELA SERGIO PRESIDENT FRUIT GROUP

    • Officer
    124,020 2006-05-12 0

    RIFENBERGH JAMES K

    • Director
    31,000 2006-05-10 0

    TOWNSEND STEVEN H

    • Director
    10,000 2005-12-21 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    ENNEN JOSEPH - Director - Officer CEO

    2023-06-01 16:07:29 -0400 2023-05-31 P 15,000 $6.72 a 1,887,401 direct 1.4493 1.4493 2 0.0 1

    WICKRAMASINGHE MAHES - Director

    2023-06-01 17:19:55 -0400 2023-05-30 A 15,283 a 15,283 direct

    KEATING LESLIE STARR - Director

    2023-06-01 17:18:32 -0400 2023-05-30 A 15,283 a 15,283 direct

    REYNOSO DIEGO - Director

    2023-06-01 17:14:26 -0400 2023-05-30 A 15,283 a 15,283 direct

    HOUDE LOVAS KATRINA - Director

    2023-06-01 17:12:53 -0400 2023-05-30 A 15,283 a 15,283 direct

    HOLLIS RICHARD DEAN - Director

    2023-06-01 17:10:38 -0400 2023-05-30 A 15,283 a 15,283 direct

    FISHER REBECCA - Director

    2023-06-01 17:09:20 -0400 2023-05-30 A 15,283 a 15,283 direct

    BOLLES ALBERT D. - Director

    2023-06-01 16:56:03 -0400 2023-05-30 A 15,283 a 15,283 direct

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-05-30 17:51:00 -0400 2023-05-25 M 20,000 d 21,502 direct

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-05-30 17:51:00 -0400 2023-05-25 F 6,842 $7.19 d 81,724 direct -2.2288 0.0 1 -2.2288 2

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-05-30 17:51:00 -0400 2023-05-25 M 20,000 $4.73 a 88,566 direct -2.2288 0.0 1 -2.2288 2

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 M 935 d 1,869 direct

    WHITEHAIR CHRIS - Officer SVP SUPPLY CHAIN

    2023-05-09 09:21:00 -0400 2023-05-05 M 6,239 d 12,477 direct

    WHITEHAIR CHRIS - Officer SVP SUPPLY CHAIN

    2023-05-09 09:21:00 -0400 2023-05-05 M 6,239 a 177,878 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    WHITEHAIR CHRIS - Officer SVP SUPPLY CHAIN

    2023-05-09 09:21:00 -0400 2023-05-05 F 3,014 $8.04 d 174,864 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 M 2,008 d 4,015 direct

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 M 2,008 a 57,251 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 F 988 $8.04 d 56,263 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 M 935 a 57,198 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-05-09 09:19:54 -0400 2023-05-05 F 461 $8.04 d 56,737 direct 0.9963 -5.8531 0.9963 2 -5.8531 6

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-25 16:04:29 -0400 2023-04-22 F 9,840 $8.14 d 151,679 direct 4.3371 0.0 5.3284 3 0.0 1

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-25 16:04:29 -0400 2023-04-22 M 20,000 a 161,519 direct 4.3371 0.0 5.3284 3 0.0 1

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-25 16:04:29 -0400 2023-04-22 M 20,000 d 0 direct

    HOLLIS RICHARD DEAN - Director

    2023-04-25 16:09:54 -0400 2023-04-21 A 4,757 $8.14 a 482,687 direct 4.3371 0.0 5.3284 3 0.0 1

    FISHER REBECCA - Director

    2023-04-25 16:08:41 -0400 2023-04-21 A 2,776 $8.14 a 68,083 direct 4.3371 0.0 5.3284 3 0.0 1

    WICKRAMASINGHE MAHES - Director

    2023-04-25 16:12:16 -0400 2023-04-21 A 1,007 $8.14 a 9,144 direct 4.3371 0.0 5.3284 3 0.0 1

    BOLLES ALBERT D. - Director

    2023-04-25 16:06:47 -0400 2023-04-21 A 1,144 $8.14 a 162,849 direct 4.3371 0.0 5.3284 3 0.0 1

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-18 19:54:02 -0400 2023-04-15 F 424 $8.48 d 141,519 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-04-18 20:00:33 -0400 2023-04-15 M 961 d 960 direct

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-04-18 20:00:33 -0400 2023-04-15 M 961 a 69,039 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    DUCHSCHER ROBERT - Officer CHIEF INFORMATION OFFICER

    2023-04-18 20:00:33 -0400 2023-04-15 F 473 $8.48 d 68,566 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-04-18 19:55:47 -0400 2023-04-15 M 742 d 742 direct

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-04-18 19:55:47 -0400 2023-04-15 M 742 a 55,609 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    CLARK BRYAN P - Officer SVP RESEARCH DEVELOPMENT & QA

    2023-04-18 19:55:47 -0400 2023-04-15 F 366 $8.48 d 55,243 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-18 19:54:02 -0400 2023-04-15 M 860 d 860 direct

    BARNETT JILL - Officer CHIEF ADMINISTRATIVE OFFICER

    2023-04-18 19:54:02 -0400 2023-04-15 M 860 a 141,943 direct -2.1765 -2.4184 -20.4353 2.7811 8 -20.4353 31

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    SUNOPTA INC STKL 2023-06-06 22:15:03 UTC 4.7517 0.3183 1300000
    SUNOPTA INC STKL 2023-06-06 21:45:05 UTC 4.7517 0.3183 1300000
    SUNOPTA INC STKL 2023-06-06 21:15:04 UTC 4.7213 0.3487 1300000
    SUNOPTA INC STKL 2023-06-06 20:45:04 UTC 4.7213 0.3487 1300000
    SUNOPTA INC STKL 2023-06-06 20:15:04 UTC 4.7213 0.3487 1300000
    SUNOPTA INC STKL 2023-06-06 19:45:04 UTC 4.7213 0.3487 1300000
    SUNOPTA INC STKL 2023-06-06 19:15:03 UTC 4.7213 0.3487 1300000
    SUNOPTA INC STKL 2023-06-06 18:45:04 UTC 4.7114 0.3586 1300000
    SUNOPTA INC STKL 2023-06-06 18:15:04 UTC 4.7114 0.3586 1300000
    SUNOPTA INC STKL 2023-06-06 17:45:04 UTC 4.7114 0.3586 1300000
    SUNOPTA INC STKL 2023-06-06 17:15:04 UTC 4.7114 0.3586 1400000
    SUNOPTA INC STKL 2023-06-06 16:45:04 UTC 4.7117 0.3483 1400000
    SUNOPTA INC STKL 2023-06-06 16:15:03 UTC 4.7117 0.3483 1300000
    SUNOPTA INC STKL 2023-06-06 15:45:04 UTC 4.7117 0.3483 1300000
    SUNOPTA INC STKL 2023-06-06 15:15:04 UTC 4.7117 0.3483 1300000
    SUNOPTA INC STKL 2023-06-06 14:45:04 UTC 4.7555 0.3045 1300000
    SUNOPTA INC STKL 2023-06-06 14:15:03 UTC 4.7555 0.3045 1400000
    SUNOPTA INC STKL 2023-06-06 13:45:03 UTC 4.7555 0.3045 1400000
    SUNOPTA INC STKL 2023-06-06 13:15:03 UTC 4.7555 0.3045 1400000
    SUNOPTA INC STKL 2023-06-06 12:45:05 UTC 4.7555 0.3045 1400000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    First Trust Exchange-Traded Fund III- First Trust Long/Short Equity ETF STKL -32594.0 shares, $-266292.98 2023-01-31 N-PORT
    NORTHERN LIGHTS FUND TRUST II- Invenomic Fund STKL -381392.0 shares, $-3115972.64 2023-01-31 N-PORT

    No recent transactions

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