Seagate Technology plc (STX)

Sector:
INFORMATION TECHNOLOGY
Industry:
COMPUTERS & PERIPHERALS
SIC:
COMPUTER STORAGE DEVICES
CEO:
Stephen James Luczo
Employees:
40,500
38/39 FITZWILLIAM SQUARE, DUBLIN 2, L2, D02 NX53
353-1234-3136

Seagate Technology Plc engages in the development, production, and distribution of data storage products and electronic data storage solutions. Its products include hard disk drives, solid state hybrid drives, solid state drives, peripheral component interconnect express cards, serial advanced technology attachment controllers, storage subsystems, and computing solutions. It offers its products under the Backup Plus and Expansion product lines, and Maxtor and LaCie brands. The company was founded by Finis Conner, Syed Iftikar, Doug Mahon, David Thomas Mitchell, and Alan F. Shugart in 1978 and is headquartered in Dublin, Ireland.

Data derived from most recent annual or quarterly report
Market Cap 19.854 Billion Shares Outstanding227.603 Million Avg 30-day Volume 2.246 Million
P/E Ratio0.0 Dividend Yield0.0 EPS-2.15
Price to Revenue31.4986 Debt to Equity0.0 EBITDA-33.382 Million
Price to Book Value2.6665 Operating Margin-358.9646 Enterprise Value217.946 Million
Current Ratio7.516 EPS Growth0.721 Quick Ratio6.953
1 Yr BETA 52-week High/Low 105.36 / 45.29 Profit Margin-363.205
Operating Cash Flow Growth-45.7097 Altman Z-Score13.1882 Free Cash Flow to Firm -55.319 Million
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Funds Holding STX (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

63.4 Thousand total shares from 8 transactions

Exercise Derivative Conversion (M)

150.9 Thousand total shares from 30 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BRUNER JUDY

  • Director
22,996 2021-10-20 1

CANNON MICHAEL R

  • Director
34,826 2021-10-20 2

LUCZO STEPHEN J

  • Director
211,788 2021-10-20 8

ZANDER EDWARD J

  • Director
50,366 2021-10-20 2

ADAMS MARK

  • Director
28,294 2021-10-20 1

HAGGART DYLAN G.

VALUEACT HOLDINGS, L.P.

VALUEACT CAPITAL MASTER FUND, L.P.

VA PARTNERS I, LLC

VALUEACT CAPITAL MANAGEMENT, L.P.

VALUEACT CAPITAL MANAGEMENT, LLC

VALUEACT HOLDINGS II, L.P.

VALUEACT HOLDINGS GP, LLC

  • Director
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
17,383,974 2021-10-20 4

GELDMACHER JAY L

  • Director
10,187 2021-10-20 2

BHATT PRAT

  • Director
6,258 2021-10-20 3

TILENIUS STEPHANIE

  • Director
23,372 2021-10-20 2

ARUMUGAVELU SHANKAR

  • Director
5,015 2021-10-20 3

ROMANO GIANLUCA EVP & CFO

  • Officer
112,773 2021-10-04 5

MOSLEY WILLIAM D CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
521,761 2021-09-11 6

NYGAARD JEFFREY D. EXECUTIVE VICE PRESIDENT

  • Officer
74,083 2021-09-11 12

TEH BAN SENG EVP, GLOBAL SALES

  • Officer
29,161 2021-09-11 8

FOCHTMAN JEFFREY D. SVP, BUSINESS & MARKETING

  • Officer
6,548 2021-09-11 6

SCHUELKE KATHERINE SVP, CLO & CORPORATE SECRETARY

  • Officer
24,801 2021-09-10 5

NAIK RAVI EVP & CIO

  • Officer
30,385 2021-09-10 8

VALUEACT HOLDINGS, L.P.

VALUEACT CAPITAL MASTER FUND, L.P.

VALUEACT CAPITAL MASTER FUND B, L.P.

VA PARTNERS I, LLC

VALUEACT CAPITAL MANAGEMENT, L.P.

VALUEACT CAPITAL MANAGEMENT, LLC

VALUEACT HOLDINGS II, L.P.

VALUEACT HOLDINGS GP, LLC

  • Director
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
17,377,070 2021-04-30 4

COLEMAN WILLIAM T III

  • Director
14,483 2020-10-21 0

HAGGART DYLAN G.

VALUEACT HOLDINGS, L.P.

VALUEACT CAPITAL MASTER FUND, L.P.

VALUEACT CAPITAL MASTER FUND B, L.P.

VA PARTNERS I, LLC

VALUEACT CAPITAL MANAGEMENT, L.P.

VALUEACT CAPITAL MANAGEMENT, LLC

VALUEACT HOLDINGS II, L.P.

VALUEACT HOLDINGS GP, LLC

  • Director
  • 10% Owner
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
31,561,223 2020-10-21 0

MURPHY JAMES J EVP, SALES & MARKETING

  • Officer
10,569 2019-12-20 0

VALUEACT HOLDINGS, L.P.

VALUEACT CAPITAL MASTER FUND, L.P.

VA PARTNERS I, LLC

VALUEACT CAPITAL MANAGEMENT, L.P.

VALUEACT CAPITAL MANAGEMENT, LLC

VALUEACT HOLDINGS GP, LLC

  • Director
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
27,295,160 2018-12-06 3

HAGGART DYLAN G.

VALUEACT HOLDINGS, L.P.

VALUEACT CAPITAL MASTER FUND, L.P.

VA PARTNERS I, LLC

VALUEACT CAPITAL MANAGEMENT, L.P.

VALUEACT CAPITAL MANAGEMENT, LLC

VALUEACT HOLDINGS GP, LLC

  • Director
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
26,399,947 2018-10-29 0

CHENG MEI WEI

  • Director
20,047 2018-10-18 0

PARK CHONG SUP

  • Director
49,336 2018-10-18 0

SCOLNICK KATHRYN R. INTERIM CFO

  • Officer
4,256 2018-09-22 0

HOTTIER-FAYON GERALDINE INTERIM PRIN. ACCOUNTING OFCR

  • Officer
8,217 2018-09-22 0

MORTON DAVID H JR EVP & CFO

  • Officer
23,346 2018-07-25 0

HAGGART DYLAN G.

  • Director
0 2018-01-23 0

BRACE PHILIP G FORMER PRESIDENT, CSSG

  • Officer
No longer subject to file 2018-01-11 0

BIONDI FRANK

  • Director
No longer subject to file 2017-10-27 0

MOYO DAMBISA F

  • Director
No longer subject to file 2017-10-24 0

RE MARK SVP & CTO

  • Officer
No longer subject to file 2017-10-05 0

MASSARONI KENNETH M SVP, INTERIM CLO

  • Officer
No longer subject to file 2017-10-05 0

MACPHERSON REGAN J SVP AND GENERAL COUNSEL

  • Officer
16,702 2016-11-16 0

ONKEN KRISTEN M

  • Director
23,729 2016-10-18 0

REYES GREGORIO

  • Director
4,485 2015-10-21 0

O MALLEY PATRICK J EVP & CHIEF FINANCIAL OFFICER

  • Officer
522,482 2015-09-14 0

DEHAAN DOUGLAS J GENERAL MANAGER, SAMSUNG HDD

  • Officer
32,517 2015-09-11 0

PIMENTEL ALBERT A PRESIDENT, GLOBAL MKTS AND CSO

  • Officer
117,428 2015-09-10 0

RICHARZ DAVID K EXECUTIVE VICE PRESIDENT,SALES

  • Officer
319 2015-04-24 0

LERNER JAMES J PRESIDENT, CLOUD SYSTEMS

  • Officer
17,858 2015-03-11 0

MARSHALL LYDIA MICHEAUX

  • Director
No longer subject to file 2014-10-21 0

JEONG SEH-WOONG

  • Director
No longer subject to file 2014-10-21 0

SAMSUNG ELECTRONICS CO LTD /FI

  • 10% Owner
No longer subject to file 2013-10-21 0

WHITMORE ROBERT W EVP & CHIEF TECHNICAL OFFICER

  • Officer
63,364 2013-05-30 0

THOMPSON JOHN WENDELL

  • Director
146,910 2011-07-01 0

MARQUARDT DAVID F

  • Director
1,303,040 2009-11-30 0

BRADLEY WILLIAM W

  • Director
15,000 2009-10-28 0

ANDERSON DAVID Z VP, FINANCE, TREASURER & PAO

  • Officer
2,500 2009-10-23 0

CUNNINGHAM TERENCE ROBERT SVP, CONSUMER & I365

  • Officer
0 2009-03-06 0

WATKINS WILLIAM D CEO - SEE REMARKS

  • Officer
  • Director
No longer subject to file 2009-01-30 0

KIERNAN DONALD E

  • Director
20,000 2008-10-30 0

POPE CHARLES C EVP, PLANNING & DEVELOPMT

  • Officer
130,700 2008-10-27 0

GLEMBOCKI JERRY S SR. VP HEADS AND MEDIA

  • Officer
57,885 2008-09-12 0

PETERSON GLEN A SR. VP, WORLDWIDE FINANCE

  • Officer
57,510 2008-09-12 0

WICKERSHAM DAVID A PRESIDENT AND COO

  • Officer
194,857 2008-09-12 0

DEXHEIMER BRIAN S PRESIDENT, CONSUMER SOLUTIONS

  • Officer
538,331 2008-09-12 0

DAVIDSON JAMES

  • Director
No longer subject to file 2008-06-27 0

HUDSON WILLIAM L EXECUTIVE VP & GENERAL COUNSEL

  • Officer
No longer subject to file 2008-06-27 0

ABBOTT TODD EVP, SALES, MKTG AND SERVICE

  • Officer
  • TERMINATION EFFECTIVE 5/9/08.
No longer subject to file 2008-01-31 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BHATT PRAT - Director

2021-10-22 19:59:59 -0400 2021-10-20 M 4,838 a 4,838 direct

BRUNER JUDY - Director the bruner living trust

2021-10-22 20:00:29 -0400 2021-10-20 F 2,105 $80.53 d 13,987 indirect

CANNON MICHAEL R - Director

2021-10-22 20:00:57 -0400 2021-10-20 M 5,847 d 0 direct

ARUMUGAVELU SHANKAR - Director

2021-10-22 19:56:20 -0400 2021-10-20 A 3,162 a 3,162 direct

HAGGART DYLAN G. - Director SEE REMARKS

VALUEACT HOLDINGS, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MASTER FUND, L.P. - Director SEE REMARKS

VA PARTNERS I, LLC - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, LLC - Director SEE REMARKS

VALUEACT HOLDINGS II, L.P. - Director SEE REMARKS

VALUEACT HOLDINGS GP, LLC - Director SEE REMARKS

2021-10-22 20:16:40 -0400 2021-10-20 F 2,105 $80.53 d 3,742 direct

ARUMUGAVELU SHANKAR - Director

2021-10-22 19:56:20 -0400 2021-10-20 M 2,896 a 2,896 direct

LUCZO STEPHEN J - Director stephen j. luczo revocable trust dated january 26, 2001

2021-10-22 20:11:27 -0400 2021-10-20 F 2,105 $80.53 d 205,941 indirect

ADAMS MARK - Director adams family trust dtd 10/27/2000

2021-10-22 19:52:01 -0400 2021-10-20 F 2,105 $80.53 d 19,285 indirect

GELDMACHER JAY L - Director

2021-10-22 20:04:34 -0400 2021-10-20 M 5,847 d 0 direct

TILENIUS STEPHANIE - Director

2021-10-22 20:04:49 -0400 2021-10-20 A 3,162 a 3,162 direct

TILENIUS STEPHANIE - Director

2021-10-22 20:04:49 -0400 2021-10-20 M 5,847 a 22,315 direct

ZANDER EDWARD J - Director the edward and mona zander trust dtd 4/19/93

2021-10-22 20:05:12 -0400 2021-10-20 F 2,105 $80.53 d 41,357 indirect

BHATT PRAT - Director

2021-10-22 19:59:59 -0400 2021-10-20 M 4,838 d 0 direct

BRUNER JUDY - Director

2021-10-22 20:00:29 -0400 2021-10-20 A 3,162 a 3,162 direct

BRUNER JUDY - Director

2021-10-22 20:00:29 -0400 2021-10-20 M 5,847 a 5,847 direct

CANNON MICHAEL R - Director

2021-10-22 20:00:57 -0400 2021-10-20 F 2,105 $80.53 d 23,917 direct

HAGGART DYLAN G. - Director SEE REMARKS

VALUEACT HOLDINGS, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MASTER FUND, L.P. - Director SEE REMARKS

VA PARTNERS I, LLC - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, LLC - Director SEE REMARKS

VALUEACT HOLDINGS II, L.P. - Director SEE REMARKS

VALUEACT HOLDINGS GP, LLC - Director SEE REMARKS

2021-10-22 20:16:40 -0400 2021-10-20 A 3,162 a 3,162 direct

ARUMUGAVELU SHANKAR - Director

2021-10-22 19:56:20 -0400 2021-10-20 M 2,896 d 0 direct

HAGGART DYLAN G. - Director SEE REMARKS

VALUEACT HOLDINGS, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MASTER FUND, L.P. - Director SEE REMARKS

VA PARTNERS I, LLC - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, LLC - Director SEE REMARKS

VALUEACT HOLDINGS II, L.P. - Director SEE REMARKS

VALUEACT HOLDINGS GP, LLC - Director SEE REMARKS

2021-10-22 20:16:40 -0400 2021-10-20 M 5,847 a 5,847 direct

ADAMS MARK - Director

2021-10-22 19:52:01 -0400 2021-10-20 A 3,162 a 3,162 direct

LUCZO STEPHEN J - Director

2021-10-22 20:11:27 -0400 2021-10-20 M 5,847 a 5,847 direct

ADAMS MARK - Director

2021-10-22 19:52:01 -0400 2021-10-20 M 5,847 a 5,847 direct

GELDMACHER JAY L - Director

2021-10-22 20:04:34 -0400 2021-10-20 F 2,105 $80.53 d 7,025 direct

TILENIUS STEPHANIE - Director

2021-10-22 20:04:49 -0400 2021-10-20 M 5,847 d 0 direct

ZANDER EDWARD J - Director

2021-10-22 20:05:12 -0400 2021-10-20 A 3,162 a 3,162 direct

ZANDER EDWARD J - Director

2021-10-22 20:05:12 -0400 2021-10-20 M 5,847 a 5,847 direct

BHATT PRAT - Director

2021-10-22 19:59:59 -0400 2021-10-20 F 1,742 $80.53 d 3,096 direct

BRUNER JUDY - Director

2021-10-22 20:00:29 -0400 2021-10-20 M 5,847 d 0 direct

CANNON MICHAEL R - Director

2021-10-22 20:00:57 -0400 2021-10-20 A 4,024 a 4,024 direct

CANNON MICHAEL R - Director

2021-10-22 20:00:57 -0400 2021-10-20 M 5,847 a 26,022 direct

HAGGART DYLAN G. - Director SEE REMARKS

VALUEACT HOLDINGS, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MASTER FUND, L.P. - Director SEE REMARKS

VA PARTNERS I, LLC - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, L.P. - Director SEE REMARKS

VALUEACT CAPITAL MANAGEMENT, LLC - Director SEE REMARKS

VALUEACT HOLDINGS II, L.P. - Director SEE REMARKS

VALUEACT HOLDINGS GP, LLC - Director SEE REMARKS

2021-10-22 20:16:40 -0400 2021-10-20 M 5,847 d 0 direct

ARUMUGAVELU SHANKAR - Director

2021-10-22 19:56:20 -0400 2021-10-20 F 1,043 $80.53 d 1,853 direct

LUCZO STEPHEN J - Director

2021-10-22 20:11:27 -0400 2021-10-20 M 5,847 d 0 direct

ADAMS MARK - Director

2021-10-22 19:52:01 -0400 2021-10-20 M 5,847 d 0 direct

GELDMACHER JAY L - Director

2021-10-22 20:04:34 -0400 2021-10-20 A 3,162 a 3,162 direct

GELDMACHER JAY L - Director

2021-10-22 20:04:34 -0400 2021-10-20 M 5,847 a 9,130 direct

TILENIUS STEPHANIE - Director

2021-10-22 20:04:49 -0400 2021-10-20 F 2,105 $80.53 d 20,210 direct

ZANDER EDWARD J - Director

2021-10-22 20:05:12 -0400 2021-10-20 M 5,847 d 0 direct

BHATT PRAT - Director

2021-10-22 19:59:59 -0400 2021-10-20 A 3,162 a 3,162 direct

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 9,675 d 29,025 direct

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 S 19,562 $84.17 d 28,091 direct -2.2622 0.8804 0.8804 6 -3.3871 4

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 11,996 $45.89 a 33,510 direct -2.2622 0.8804 0.8804 6 -3.3871 4

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 11,996 d 40,788 direct

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 4,468 $54.78 a 47,653 direct -2.2622 0.8804 0.8804 6 -3.3871 4

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 4,468 d 21,446 direct

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 S 6,577 $85.07 d 21,514 direct -2.2622 0.8804 0.8804 6 -3.3871 4

ROMANO GIANLUCA - Officer EVP & CFO

2021-10-06 19:14:02 -0400 2021-10-04 M 9,675 $46.23 a 43,185 direct -2.2622 0.8804 0.8804 6 -3.3871 4

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-14 S 623 $83.99 d 8,710 direct -1.273 1.0757 1.0757 6 -3.0487 4

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-13 M 1,037 $30.95 a 12,155 direct -1.273 1.0757 1.0757 6 -3.0487 4

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-13 M 1,037 d 0 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-13 S 1,785 $83.86 d 9,333 direct -1.273 1.0757 1.0757 6 -3.0487 4

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-13 S 1,037 $83.86 d 11,118 direct -1.273 1.0757 1.0757 6 -3.0487 4

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-15 19:19:02 -0400 2021-09-11 M 2,488 d 0 direct

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-15 19:15:50 -0400 2021-09-11 F 8,351 $83.92 d 521,761 direct -1.273 1.0757 1.0757 6 -3.0487 4

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-15 19:13:22 -0400 2021-09-11 M 1,148 a 7,118 direct -1.273 1.0757 1.0757 6 -3.0487 4

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-15 19:19:02 -0400 2021-09-11 F 1,093 $83.92 d 14,950 direct -1.273 1.0757 1.0757 6 -3.0487 4

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-15 19:13:22 -0400 2021-09-11 M 1,148 d 0 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-11 M 623 a 11,118 direct -1.273 1.0757 1.0757 6 -3.0487 4

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-15 19:19:02 -0400 2021-09-11 M 2,488 a 16,043 direct -1.273 1.0757 1.0757 6 -3.0487 4

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-15 19:13:22 -0400 2021-09-11 F 570 $83.92 d 6,548 direct -1.273 1.0757 1.0757 6 -3.0487 4

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-15 19:20:55 -0400 2021-09-11 M 623 d 0 direct

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:29:54 -0400 2021-09-10 M 3,333 a 28,705 direct 0.557 -0.8713 0.5572 2 -2.5087 5

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 19:31:36 -0400 2021-09-10 M 1,620 a 6,568 direct 0.557 -0.8713 0.5572 2 -2.5087 5

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 19:23:54 -0400 2021-09-10 M 1,785 d 1,785 direct

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 19:19:01 -0400 2021-09-10 F 1,938 $83.92 d 20,893 direct 0.557 -0.8713 0.5572 2 -2.5087 5

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:29:54 -0400 2021-09-10 M 3,333 d 3,333 direct

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 19:31:36 -0400 2021-09-10 M 1,620 d 1,620 direct

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-14 19:27:47 -0400 2021-09-10 F 2,619 $83.92 d 13,555 direct 0.557 -0.8713 0.5572 2 -2.5087 5

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 19:23:54 -0400 2021-09-10 M 1,785 a 10,495 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 19:19:01 -0400 2021-09-10 M 3,908 a 22,831 direct 0.557 -0.8713 0.5572 2 -2.5087 5

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:29:54 -0400 2021-09-10 F 1,653 $83.92 d 27,052 direct 0.557 -0.8713 0.5572 2 -2.5087 5

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 19:31:36 -0400 2021-09-10 F 598 $83.92 d 5,970 direct 0.557 -0.8713 0.5572 2 -2.5087 5

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-14 19:25:45 -0400 2021-09-10 F 6,285 $83.92 d 530,112 direct 0.557 -0.8713 0.5572 2 -2.5087 5

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 19:23:54 -0400 2021-09-10 S 2,340 $87.23 d 8,710 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 19:19:01 -0400 2021-09-10 M 3,908 d 3,908 direct

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-14 11:01:23 -0400 2021-09-09 F 6,449 $87.34 d 544,164 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 M 3,463 d 10,392 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 M 2,340 a 7,587 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 M 3,847 d 11,543 direct

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 F 525 $87.34 d 2,432 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

ROMANO GIANLUCA - Officer EVP & CFO

2021-09-14 11:00:00 -0400 2021-09-09 A 12,065 a 12,065 direct

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 M 3,847 d 11,543 direct

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-14 10:56:59 -0400 2021-09-09 A 27,900 a 27,900 direct

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 A 8,045 a 8,045 direct

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-14 10:56:59 -0400 2021-09-09 F 1,587 $87.34 d 17,768 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 F 1,908 $87.34 d 24,291 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 M 3,847 d 11,543 direct

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 F 896 $87.34 d 16,984 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-14 11:01:23 -0400 2021-09-09 A 36,025 a 36,025 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 A 15,020 a 15,020 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 M 2,340 d 4,680 direct

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 A 6,535 a 6,535 direct

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 F 1,331 $87.34 d 4,948 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 M 1,517 a 2,957 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

ROMANO GIANLUCA - Officer EVP & CFO

2021-09-14 11:00:00 -0400 2021-09-09 F 1,800 $87.34 d 21,514 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 M 2,145 d 4,290 direct

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-14 10:56:59 -0400 2021-09-09 A 10,460 a 10,460 direct

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 F 1,064 $87.34 d 25,372 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 A 7,540 a 7,540 direct

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 M 3,847 a 26,199 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 F 1,908 $87.34 d 18,923 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 M 1,807 a 17,880 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-14 11:01:23 -0400 2021-09-09 F 7,767 $87.34 d 536,397 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 A 5,630 a 5,630 direct

TEH BAN SENG - Officer EVP, GLOBAL SALES

2021-09-14 11:03:08 -0400 2021-09-09 M 3,463 a 11,050 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 M 1,517 d 3,036 direct

FOCHTMAN JEFFREY D. - Officer SVP, BUSINESS & MARKETING

2021-09-14 10:58:40 -0400 2021-09-09 M 3,847 a 6,279 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

ROMANO GIANLUCA - Officer EVP & CFO

2021-09-14 11:00:00 -0400 2021-09-09 A 32,180 a 32,180 direct

ROMANO GIANLUCA - Officer EVP & CFO

2021-09-14 11:00:00 -0400 2021-09-09 F 1,793 $87.34 d 23,314 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 A 21,460 a 21,460 direct

NYGAARD JEFFREY D. - Officer EXECUTIVE VICE PRESIDENT

2021-09-14 10:56:59 -0400 2021-09-09 F 1,594 $87.34 d 16,174 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

NAIK RAVI - Officer EVP & CIO

2021-09-14 19:21:20 -0400 2021-09-09 M 2,145 a 26,436 direct 0.557 -0.8713 0.5572 2 -2.5087 5

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 M 1,807 d 3,615 direct

SCHUELKE KATHERINE - Officer SVP, CLO & CORPORATE SECRETARY

2021-09-14 10:55:38 -0400 2021-09-09 M 3,847 a 20,831 direct 1.9583 -0.5995 2.5261 3 -0.5995 6

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-14 11:01:23 -0400 2021-09-09 A 96,080 a 96,080 direct

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 16:23:40 -0400 2021-09-01 M 31,500 $60.83 a 582,113 direct -4.2359 -6.0527 -7.1312 0.0 1 -9.5468 26

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 16:23:40 -0400 2021-09-01 S 17,059 $87.31 d 550,613 direct -4.2359 -6.0527 -7.1312 0.0 1 -9.5468 26

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 16:23:40 -0400 2021-09-01 S 14,441 $86.54 d 567,672 direct -4.2359 -6.0527 -7.1312 0.0 1 -9.5468 26

MOSLEY WILLIAM D - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 16:23:40 -0400 2021-09-01 M 31,500 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 22:15:03 UTC -0.1819 0.2519 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 21:45:03 UTC -0.1821 0.2521 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 21:15:03 UTC -0.1821 0.2521 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 20:45:03 UTC -0.1839 0.2539 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 20:15:03 UTC -0.1839 0.2539 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 19:45:03 UTC -0.1839 0.2539 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 19:15:03 UTC -0.1839 0.2539 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 18:45:03 UTC -0.2507 0.3207 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 18:15:03 UTC -0.2507 0.3207 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 17:45:03 UTC -0.2507 0.3207 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 17:15:03 UTC -0.2507 0.3207 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 16:45:04 UTC -0.2678 0.3378 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 16:15:03 UTC -0.2678 0.3378 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 15:45:03 UTC -0.2678 0.3378 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 15:15:03 UTC -0.2678 0.3378 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 14:45:03 UTC -0.2494 0.3194 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 14:15:05 UTC -0.2494 0.3194 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 13:45:03 UTC -0.2494 0.3194 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 13:15:03 UTC -0.2494 0.3194 4700000
SEAGATE TECHNOLOGY HOLDINGS STX 2021-10-26 12:45:03 UTC -0.2494 0.3194 4700000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
TRANSAMERICA FUNDS- Transamerica Long/Short Strategy STX -1092.0 shares, $-62233.08 2020-01-31 N-PORT
FundVantage Trust- Gotham Absolute 500 Core Fund STX -63.0 shares, $-3074.4 2020-03-31 N-PORT
FundVantage Trust- Gotham Defensive Long Fund STX -176.0 shares, $-8588.8 2020-03-31 N-PORT
FundVantage Trust- Gotham Master Neutral Fund STX -19.0 shares, $-936.13 2020-09-30 N-PORT
SEI INSTITUTIONAL MANAGED TRUST- SIMT Multi-Strategy Alternatives Fund STX -4742.0 shares, $-416964.06 2021-06-30 N-PORT
Series Portfolios Trust- Weiss Alternative Multi-Strategy Fund STX -690.0 shares, $-60651.0 2021-07-31 N-PORT

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