SLR Senior Investment Corp (SUNS)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
NATIONAL COMMERCIAL BANKS
CEO:
Michael S. Gross
Employees:
500 PARK AVENUE, NEW YORK, NY 10022
(212) 993-1670

• *** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

Solar Senior Capital Ltd, a business development company, invests in middle market companies across the globe, primarily in the US with EBITDA of $20 - $100 million. The fund targets companies operating in the fields of diversified financial services, communications equipment, insurance, health care services, software, food products, specialty retail, professional services, internet software & services, air freight & logistics distributors, IT services, automotive retail, healthcare technology, hotels, restaurants & leisure, containers & packaging, capital markets, footwear, aerospace & defense industrial conglomerates and diversified consumer services. It provides financing in the form of senior secured loans, mezzanine loans and equity securities with an investment size of $5 - $30 million. It also makes public investments.

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Funds Holding SUNS (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SUNS BETA

Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2022-04-05 by PETEKA RICHARD
  • 4: filed on 2022-04-05 by HOCHBERG STEVEN
  • 4: filed on 2022-04-05 by POTTER LEONARD
  • 4: filed on 2022-04-05 by WACHTER DAVID
  • 5/A: filed on 2022-03-02 by SPOHLER BRUCE J
  • 5: filed on 2022-02-14 by SPOHLER BRUCE J
  • 4: filed on 2020-09-03 by GROSS MICHAEL S
  • 4: filed on 2020-08-31 by GROSS MICHAEL S
  • 4: filed on 2020-03-04 by SPOHLER BRUCE J
  • 4: filed on 2020-03-04 by GROSS MICHAEL S

    • Events (8k)

  • 8-K: filed on 2022-04-01:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 8-K: filed on 2022-03-21:
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-14:
    Item 8.01: Other Events
  • 8-K: filed on 2022-03-02:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-05:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-12-01:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-12-01:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-10-29:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2021-10-06:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-09-09:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    HOCHBERG STEVEN

    • Director
    		 0 2022-04-01 1

    GROSS MICHAEL S SEE REMARKS

    • Officer
    • Director
    		 0 2022-04-01 1

    PETEKA RICHARD CFO, SECRETARY AND TREASURER

    • Officer
    		 0 2022-04-01 1

    SPOHLER BRUCE J SEE REMARKS

    • Officer
    • Director
    		 0 2022-04-01 3

    TALARICO GUY CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2022-04-01 1

    WACHTER DAVID

    • Director
    		 0 2022-04-01 1

    POTTER LEONARD

    • Director
    		 0 2022-04-01 1

    RS PROPERTIES I LLC

    • MEMBER OF 10% OWNER GROUP.
    		 No longer subject to file 2016-04-25 0

    SILVER JACK

    RS PROPERTIES I LLC

    • MEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUP
    		 1,169,732 2016-04-15 0

    SILVER JACK

    • MEMBER OF 10% OWNER GROUP.
    		 1,042,680 2016-04-06 0

    ADAMS STEPHEN

    • 10% Owner
    		 No longer subject to file 2011-11-02 0

    RADESCA NICHOLAS CFO & SECRETARY

    • Officer
    		 2,000 2011-05-11 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 22:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 21:45:04 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 21:15:04 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 20:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 20:15:04 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 19:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 19:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 18:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 18:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 17:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 17:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 16:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 16:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 15:45:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 15:15:03 UTC -2.9591 3.2791 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 14:45:03 UTC -3.1526 3.4726 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 14:15:04 UTC -3.1526 3.4726 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 13:45:03 UTC -3.1526 3.4726 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 13:15:03 UTC -3.1526 3.4726 100000
    SLR SENIOR INVESTMENT CORP SUNS 2022-04-01 12:45:04 UTC -3.1526 3.4726 100000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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