Firsthand Technology Value Fund Inc (SVVC)

Sector:
UTILITIES AND TELECOMMUNICATIONS
Industry:
TELEPHONE
SIC:
CEO:
Kevin M. Landis
Employees:
24
150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA 95113
408-886-7096

Firsthand Technology Value Fund, Inc. is a business development company invests in companies located in the US. The fund target companies operating in the fields of technology and clean tech services. It provides financing in the form of equity and debt for early, growth and later stage capital requirements with an investment size ranges between $1 and $10 million.

View SEC Filings from SVVC instead.

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Funds Holding SVVC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SVVC BETA

Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-06-23:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-27:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-26:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-16:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-27:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-01:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-24:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-18:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-25:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-12-20:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    LANDIS KEVIN M PRESIDENT

    • Officer
    • Director
    681,945 2021-06-10 0

    BURGLIN GREG

    • Director
    2,250 2020-12-21 0

    FITZGERALD MARK F

    • Director
    5,000 2017-04-10 0

    LEE KIMUN

    • Director
    700 2015-05-15 0

    BULLDOG INVESTORS, LLC

    GOLDSTEIN PHILLIP

    DAKOS ANDREW

    SAMUELS STEVEN

    • 10% Owner
    No longer subject to file 2015-04-22 0

    BILLAWALA OMAR CFO

    • Officer
    113 2014-12-17 0

    BULLDOG INVESTORS GENERAL PARTNERSHIP

    OPPORTUNITY INCOME PLUS LP

    OPPORTUNITY PARTNERS LP

    CALAPASAS WEST PARTNERS LP

    FULL VALUE SPECIAL SITUATIONS FUND LP

    FULL VALUE OFFSHORE FUND, LTD.

    FULL VALUE PARTNERS LP

    MCM OPPORTUNITY PARTNERS LP

    STEADY GAIN PARTNERS LP

    MERCURY PARTNERS L P

    • 10% Owner
    No longer subject to file 2014-12-04 0

    YEE RODNEY D

    • Director
    0 2014-11-07 0

    PETREDIS NICHOLAS P

    • Director
    0 2014-11-07 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 16:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 15:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 15:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 14:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 14:15:04 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 13:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 13:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-28 12:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 22:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 21:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 21:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 20:45:04 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 20:15:04 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 19:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 19:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 18:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 18:15:04 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 17:45:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 17:15:03 UTC -13.2574 14.8274 300000
    FIRSTHAND TECHNOLOGY VALUE SVVC 2022-06-27 16:45:03 UTC -13.2574 14.8274 300000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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