Shockwave Medical Inc (SWAV)

Sector:
HEALTH CARE
Industry:
HEALTH CARE SUPPLIES
SIC:
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
CEO:
Douglas Godshall
Employees:
48501 WARM SPRINGS BLVD., STE. 108, FREMONT, CA 94539
510-279-4262

ShockWave Medical, Inc., a medical device company, develops and commercializes intravascular lithotripsy technology to treat calcified plaque in patients with peripheral vascular, coronary vascular, and heart valve diseases worldwide. The company offers M5 catheters for treating above-the-knee peripheral artery disease; C2 catheters for treating coronary artery disease; and S4 catheters or treating below-the-knee peripheral artery disease. It serves interventional cardiologists, vascular surgeons, and interventional radiologists through sales representatives and sales managers, and distributors. The company was incorporated in 2009 and is headquartered in Santa Clara, California.

Data derived from most recent annual or quarterly report
Market Cap 5.509 Billion Shares Outstanding35.304 Million Avg 30-day Volume 480.652 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.01
Price to Revenue53.9328 Debt to Equity0.0822 EBITDA-58.752 Million
Price to Book Value22.3099 Operating Margin-75.94919999999999 Enterprise Value4.39 Billion
Current Ratio6.96 EPS Growth0 Quick Ratio5.883
1 Yr BETA 1.6909 52-week High/Low 249.73 / 91.47 Profit Margin-83.4694
Operating Cash Flow Growth0.0 Altman Z-Score41.216 Free Cash Flow to Firm -81.782 Million
View SEC Filings from SWAV instead.

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Funds Holding SWAV (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SWAV BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

30.7 Thousand total shares from 22 transactions

Exercise Derivative Conversion (M)

46.5 Thousand total shares from 3 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ZACHARIAS ISAAC CHIEF COMMERCIAL OFFICER

  • Officer
72,079 2022-01-14 16

WATKINS FRANK T

  • Director
35,802 2021-12-29 15

PUCKETT DAN CHIEF FINANCIAL OFFICER

  • Officer
63,335 2021-12-20 15

MOLL FREDERIC H

  • Director
291,724 2021-11-30 2

GODSHALL DOUGLAS EVAN PRESIDENT & CEO

  • Officer
  • Director
621,655 2021-11-18 6

LARKIN C RAYMOND JR

  • Director
3,551 2021-06-28 1

FRANCIS LAURA

  • Director
3,551 2021-06-28 3

SAINZ MARIA

  • Director
4,972 2021-06-28 1

PAPIERNIK ANTOINE

  • Director
  • 10% Owner
125,802 2021-06-28 4

TOYLOY SARA

  • Director
2,993 2021-06-28 3

CAHILL COLIN

  • Director
8,496 2021-05-17 1

SOFINNOVA CAPITAL VII FCPR

  • 10% Owner
1,938,848 2020-08-20 0

FLYNN JAMES E

DEERFIELD MGMT L.P.

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)

DEERFIELD SPECIAL SITUATIONS FUND, L.P.

DEERFIELD MGMT III, L.P.

DEERFIELD PRIVATE DESIGN FUND III, L.P.

  • 10% Owner
  • POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP
No longer subject to file 2019-03-11 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2022-01-18 18:44:20 -0500 2022-01-14 S 4,000 $175.37 d 72,079 direct

WATKINS FRANK T - Director

2021-12-30 17:15:17 -0500 2021-12-29 S 3,838 $174.66 d 51,964 direct 7.6768 -5.2207 7.6768 2 -5.2207 6

WATKINS FRANK T - Director

2021-12-30 17:15:17 -0500 2021-12-29 S 6,646 $177.47 d 36,382 direct 7.6768 -5.2207 7.6768 2 -5.2207 6

WATKINS FRANK T - Director

2021-12-30 17:15:17 -0500 2021-12-29 S 2,859 $176.67 d 43,028 direct 7.6768 -5.2207 7.6768 2 -5.2207 6

WATKINS FRANK T - Director

2021-12-30 17:15:17 -0500 2021-12-29 S 6,077 $175.52 d 45,887 direct 7.6768 -5.2207 7.6768 2 -5.2207 6

WATKINS FRANK T - Director

2021-12-30 17:15:17 -0500 2021-12-29 S 580 $178.43 d 35,802 direct 7.6768 -5.2207 7.6768 2 -5.2207 6

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-23 16:40:05 -0500 2021-12-22 M 32,659 d 21,517 direct

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-23 16:40:05 -0500 2021-12-22 M 32,659 $4.03 a 76,079 direct -0.9529 6.9988 6.9988 6 -1.1535 3

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 356 $170.61 d 44,738 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 M 1,500 d 18,747 direct yes

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 486 $166.47 d 46,802 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 750 $169.46 d 45,094 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 100 $172.83 d 44,588 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 M 1,500 $17.00 a 47,288 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 552 $168.61 d 45,844 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 50 $171.34 d 44,688 direct -0.7635 -2.7182 0.0 1 -3.9474 5

PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

2021-12-21 17:12:14 -0500 2021-12-20 S 406 $167.24 d 46,396 direct -0.7635 -2.7182 0.0 1 -3.9474 5

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 900 $169.64 d 46,020 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 256 $173.18 d 44,564 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 300 $179.07 d 43,736 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 500 $168.56 d 46,920 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 700 $171.75 d 44,820 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 289 $177.99 d 44,036 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 500 $170.58 d 45,520 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 239 $175.60 d 44,325 direct -1.8666 4.3554 7.3908 4 -1.8666 2

ZACHARIAS ISAAC - Officer CHIEF COMMERCIAL OFFICER

2021-12-16 16:50:28 -0500 2021-12-15 S 316 $180.35 d 43,420 direct -1.8666 4.3554 7.3908 4 -1.8666 2

MOLL FREDERIC H - Director

2021-12-01 17:29:22 -0500 2021-11-30 M 12,295 $0.49 a 291,724 direct -4.2891 5.3846 -3.2168 12.734 5 -4.2891 2

MOLL FREDERIC H - Director

2021-12-01 17:29:22 -0500 2021-11-30 M 12,295 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 22:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 21:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 21:15:04 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 20:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 20:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 19:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 19:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 18:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 18:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 17:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 17:15:04 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 16:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 16:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 15:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 15:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 14:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 14:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 13:45:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 13:15:03 UTC -0.18 0.25 600000
SHOCKWAVE MEDICAL INC SWAV 2022-01-19 12:45:03 UTC -0.18 0.25 600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Trust for Professional Managers- Convergence Market Neutral Fund SWAV -1928.0 shares, $-122505.12 2020-08-31 N-PORT
Prudential Investment Portfolios 12- PGIM QMA Large-Cap Core Equity Plus Fund SWAV -500.0 shares, $-94865.0 2021-06-30 N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund SWAV -2300.0 shares, $-473524.0 2021-09-30 N-PORT

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