Shockwave Medical Inc (SWAV)

Sector:
HEALTH CARE
Industry:
HEALTH CARE SUPPLIES
SIC:
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
CEO:
Douglas E. Godshall
Employees:
1,000
48501 WARM SPRINGS BLVD., STE. 108, FREMONT, CA 94539
510-279-4262

ShockWave Medical, Inc. engages in developing and commercializing intravascular lithotripsy technology for the treatment of calcified plaque in patients with peripheral vascular, coronary vascular, and heart valve diseases. The company offers M5 catheters for treating above-the-knee peripheral artery disease.

Data derived from most recent annual or quarterly report
Market Cap 7.112 Billion Shares Outstanding36.6 Million Avg 30-day Volume 509.546 Thousand
P/E Ratio42.692 Dividend Yield0.0 EPS0.71
Price to Revenue16.9538 Debt to Equity0.0393 EBITDA163.776 Million
Price to Book Value16.9449 Operating Margin24.5503 Enterprise Value10.217 Billion
Current Ratio5.689 EPS Growth-0.991 Quick Ratio4.427
1 Yr BETA 1.19 52-week High/Low 320.54 / 172.5 Profit Margin39.5566
Operating Cash Flow Growth163.4849 Free Cash Flow to Firm (FCFF) TTM -46.422 Million Free Cash Flow to Equity (FCFE) TTM408.689 Million
Altman Z-Score39.0384
Earnings Report2023-11-06

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-09-12 by Zacharias Isaac
  • 4: filed on 2023-09-12 by PAPIERNIK ANTOINE
  • 4: filed on 2023-09-06 by PHUNG TRINH
  • 4: filed on 2023-08-31 by PHUNG TRINH
  • 4: filed on 2023-08-29 by Zacharias Isaac
  • 4: filed on 2023-08-16 by TOYLOY SARA
  • 4: filed on 2023-08-04 by Zacharias Isaac
  • 4: filed on 2023-08-04 by PHUNG TRINH
  • 4: filed on 2023-07-27 by Zacharias Isaac
  • 4: filed on 2023-07-06 by PAPIERNIK ANTOINE

    • Events (8k)

  • 8-K: filed on 2023-09-11:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-08-15:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 3.02: Unregistered Sales of Equity Securities
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-08-11:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-08-10:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-08-07:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-06-14:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-06-01:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-05-17:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-05-08:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-04-11:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

  • 144: filed on 2023-09-20:
  • 144: filed on 2023-09-15:
  • 144: filed on 2023-08-24:
  • 144: filed on 2023-08-22:
  • 144: filed on 2023-08-21:
  • 144: filed on 2023-07-20:
  • 144: filed on 2023-06-20:
  • 144: filed on 2023-05-22:
  • 144: filed on 2023-05-11:
  • 144: filed on 2023-05-11:

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    30.6 Thousand total shares from 25 transactions

    Exercise Derivative Conversion (M)

    31 Thousand total shares from 5 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    WATKINS FRANK T

    • Director
    		 1,532 2023-09-20 13

    GODSHALL DOUGLAS EVAN PRESIDENT & CEO

    • Officer
    • Director
    		 141,649 2023-09-15 9

    ZACHARIAS ISAAC PRESIDENT, CCO

    • Officer
    		 51,905 2023-09-11 20

    PAPIERNIK ANTOINE

    • Director
    		 34,913 2023-09-08 3

    PHUNG TRINH VP, FINANCE

    • Officer
    		 26,027 2023-09-05 9

    FRANCIS LAURA

    • Director
    		 4,784 2023-08-22 3

    TOYLOY SARA

    • Director
    		 3,673 2023-08-15 4

    PUCKETT DAN CHIEF FINANCIAL OFFICER

    • Officer
    		 29,188 2023-08-03 12

    LARKIN C RAYMOND JR

    • Director
    		 5,281 2023-06-13 1

    MOLL FREDERIC H

    • Director
    		 265,554 2023-06-13 2

    SAINZ MARIA

    • Director
    		 5,328 2023-06-13 2

    BALLINGER KEVIN J.

    • Director
    		 1,733 2023-06-13 3

    CAHILL COLIN

    • Director
    		 8,496 2021-05-17 0

    SOFINNOVA CAPITAL VII FCPR

    • 10% Owner
    		 1,938,848 2020-08-20 0

    FLYNN JAMES E

    DEERFIELD MGMT L.P.

    DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)

    DEERFIELD SPECIAL SITUATIONS FUND, L.P.

    DEERFIELD MGMT III, L.P.

    DEERFIELD PRIVATE DESIGN FUND III, L.P.

    • 10% Owner
    • POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP
    		 No longer subject to file 2019-03-11 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    WATKINS FRANK T - Director

    		2023-09-21 20:10:37 -0400 2023-09-20 M 3,000 d 99,313 direct yes

    WATKINS FRANK T - Director

    		2023-09-21 20:10:37 -0400 2023-09-20 S 3,000 $209.23 d 1,532 direct yes -0.0823 0.0 1 -0.0823 2

    WATKINS FRANK T - Director

    		2023-09-21 20:10:37 -0400 2023-09-20 M 3,000 $3.42 a 4,532 direct yes -0.0823 0.0 1 -0.0823 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 S 500 $214.52 d 141,649 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 S 1,200 $210.38 d 150,449 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 S 1,343 $211.79 d 149,106 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 S 2,086 $212.74 d 147,020 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 S 4,871 $213.65 d 142,149 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 M 10,000 $3.42 a 151,649 direct yes -3.5233 0.0 1 -3.5233 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-09-19 20:10:07 -0400 2023-09-15 M 10,000 d 344,799 direct yes

    ZACHARIAS ISAAC - Officer PRESIDENT, CCO

    		2023-09-12 20:21:53 -0400 2023-09-11 F 541 $229.11 d 51,905 direct -2.5054 -7.7107 0.0 1 -7.7107 6

    PAPIERNIK ANTOINE - Director

    		2023-09-12 20:20:04 -0400 2023-09-08 J 21,926 d 736 direct -2.5054 -7.7107 0.0 1 -7.7107 6

    PHUNG TRINH - Officer VP, FINANCE

    		2023-09-06 19:01:29 -0400 2023-09-05 F 24 $219.56 d 26,027 direct -0.9007 -5.2854 0.0 1 -6.4189 4

    PHUNG TRINH - Officer VP, FINANCE

    		2023-08-31 20:30:25 -0400 2023-08-29 M 5,000 d 3,739 direct

    PHUNG TRINH - Officer VP, FINANCE

    		2023-08-31 20:30:25 -0400 2023-08-29 M 5,000 $3.42 a 25,986 direct 0.1214 1.5377 5.31 3 0.0 1

    ZACHARIAS ISAAC - Officer PRESIDENT, CCO

    		2023-08-29 20:16:50 -0400 2023-08-25 S 4,000 $204.98 d 52,446 direct yes -1.0239 2.2185 5.187 5 -1.0239 2

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 1,707 $221.56 d 142,149 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 M 10,000 d 354,799 direct yes

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 M 10,000 $3.42 a 151,649 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 2,204 $220.50 d 143,856 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 1,778 $204.36 d 149,871 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 1,204 $219.60 d 146,060 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 700 $205.70 d 149,171 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 600 $207.80 d 148,271 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 505 $209.16 d 147,766 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 500 $222.61 d 141,649 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 303 $213.15 d 147,264 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 300 $206.68 d 148,871 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-25 20:09:25 -0400 2023-08-24 S 199 $211.29 d 147,567 direct yes 3.2105 3.9104 3.9104 6 0.0 1

    FRANCIS LAURA - Director david and laura francis joint rev trust

    		2023-08-23 20:07:47 -0400 2023-08-22 S 497 $220.97 d 3,054 indirect yes 5.0345 7.9338 9.0504 5 0.0 1

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 M 3,000 d 102,313 direct yes

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 S 237 $216.40 d 4,295 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 S 352 $221.43 d 1,532 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 S 400 $217.43 d 3,895 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 S 811 $220.70 d 1,884 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 S 1,200 $218.90 d 2,695 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    WATKINS FRANK T - Director

    		2023-08-22 20:14:21 -0400 2023-08-21 M 3,000 $3.42 a 4,532 direct yes -8.1756 0.1349 0.1349 6 -8.1756 2

    TOYLOY SARA - Director

    		2023-08-16 20:05:56 -0400 2023-08-15 S 100 $223.64 d 3,673 direct 0.377 -7.2496 1.0084 5 -7.2496 6

    GODSHALL DOUGLAS EVAN - Director - Officer PRESIDENT & CEO

    		2023-08-04 20:01:48 -0400 2023-08-03 F 614 $250.10 d 141,649 direct -10.5149 -6.291 -14.6614 0.0 1 -16.7489 14

    ZACHARIAS ISAAC - Officer PRESIDENT, CCO

    		2023-08-04 20:04:41 -0400 2023-08-03 F 232 $250.10 d 56,446 direct -10.5149 -6.291 -14.6614 0.0 1 -16.7489 14

    PUCKETT DAN - Officer CHIEF FINANCIAL OFFICER

    		2023-08-04 20:03:51 -0400 2023-08-03 F 210 $250.10 d 29,188 direct -10.5149 -6.291 -14.6614 0.0 1 -16.7489 14

    PHUNG TRINH - Officer VP, FINANCE

    		2023-08-04 20:02:59 -0400 2023-08-03 F 115 $250.10 d 20,986 direct -10.5149 -6.291 -14.6614 0.0 1 -16.7489 14

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    SHOCKWAVE MEDICAL INC SWAV 2023-09-26 12:45:05 UTC 5.0694 0.2506 600000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 22:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 21:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 21:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 20:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 20:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 19:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 19:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 18:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 18:15:03 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 17:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 17:15:03 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 16:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 16:15:03 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 15:45:03 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 15:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 14:45:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 14:15:04 UTC 5.07 0.25 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 13:45:04 UTC 4.9119 0.4081 700000
    SHOCKWAVE MEDICAL INC SWAV 2023-09-25 13:15:04 UTC 4.9119 0.4081 700000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Trust for Professional Managers- Convergence Market Neutral Fund SWAV -1928.0 shares, $-122505.12 2020-08-31 N-PORT
    Prudential Investment Portfolios 12- PGIM QMA Large-Cap Core Equity Plus Fund SWAV -500.0 shares, $-94865.0 2021-06-30 N-PORT
    AQR Funds- AQR Alternative Risk Premia Fund SWAV -688.0 shares, $-196362.08 2023-06-30 N-PORT
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund SWAV -100.0 shares, $-28541.0 2023-06-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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