SWAV ENTERPRISES LTD (SWAV)

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Funds Holding SWAV (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SWAV

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Active Schedule 13D and 13G filings

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Recent Filings

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GODSHALL DOUGLAS EVAN PRESIDENT & CEO

  • Officer
  • Director
16,000 2019-04-24 0

PUCKETT DAN CFO & SECRETARY

  • Officer
8,000 2019-04-17 0

ZACHARIAS ISAAC CHIEF COMMERCIAL OFFICER

  • Officer
5,000 2019-04-17 0

MOLL FREDERIC H

  • Director
290,878 2019-03-11 0

WATKINS FRANK T

  • Director
46,678 2019-03-11 0

VENROCK ASSOCIATES VII, L.P.

VENROCK HEALTHCARE CAPITAL PARTNERS II, L.P.

VENROCK PARTNERS VII, L.P.

VHCP CO-INVESTMENT HOLDINGS II, LLC

VENROCK MANAGEMENT VII, LLC

SHAH NIMISH P

KOH BONG Y

VHCP MANAGEMENT II, LLC

  • 10% Owner
2,122,021 2019-03-11 0

SOFINNOVA CAPITAL VII FCPR

  • 10% Owner
4,044,206 2019-03-11 0

PAPIERNIK ANTOINE

  • Director
  • 10% Owner
4,044,206 2019-03-11 0

FLYNN JAMES E

DEERFIELD MGMT L.P.

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)

DEERFIELD SPECIAL SITUATIONS FUND, L.P.

DEERFIELD MGMT III, L.P.

DEERFIELD PRIVATE DESIGN FUND III, L.P.

  • 10% Owner
  • POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP
0 2019-03-06 0

LARKIN C RAYMOND JR

  • Director
0 2019-03-06 0

FRANCIS LAURA

  • Director
0 2019-03-06 0

CAHILL COLIN

  • Director
0 2019-03-06 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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