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thinkorswim Group is engaged in providing online brokerage, investor education and related financial products and services for self-directed investors and traders. Co. provides its goods and services through two segments: Brokerage Services, which provides services such as trading execution of equity securities, options, futures, mutual funds, bonds, index products, and foreign exchange; and Investor Education, which through its Investools Inc. subsidiary, provides investor education products and services such as instructor-led synchronous and asynchronous online courses, in-person workshops, one-on-one and one-to-many online coaching programs and telephone, live-chat and email support.
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| Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
|---|---|---|---|---|
|
17,247,724 | 2021-04-27 | 0 | |
|
519,444 | 2021-04-27 | 0 | |
|
BORSETH J MARK CHIEF FINANCIAL OFFICER |
|
1,149,613 | 2021-04-22 | 0 |
|
0 | 2021-04-22 | 0 | |
|
20,392,633 | 2021-04-22 | 0 | |
|
PAMPLONA CAPITAL PARTNERS V, L.P. PAMPLONA EQUITY ADVISORS V, LTD PAMPLONA PE INVESTMENTS MALTA LTD PAMPLONA CAPITAL MANAGEMENT, LLP PAMPLONA CAPITAL MANAGEMENT, LLC PAMPLONA CAPITAL MANAGEMENT (PE) SL |
|
70,561,013 | 2021-04-22 | 0 |
|
505,883 | 2021-04-22 | 0 | |
|
483,858 | 2021-04-22 | 0 | |
|
DUVA JASON A GEN. COUNSEL & CHIEF ADMIN OFF |
|
0 | 2021-04-22 | 0 |
|
630,991 | 2021-04-22 | 0 | |
|
0 | 2021-04-22 | 0 | |
|
DHRUV KAUSHAL BHIKHESH CHIEF INFORMATION OFFICER |
|
200,135 | 2021-04-22 | 0 |
|
FECK MELISSA CLAIRE CHIEF HUMAN RESOURCES OFFICER |
|
530,905 | 2021-04-22 | 0 |
|
LEAKE JEFF ARNOLD CHIEF OPERATING OFFICER |
|
829,657 | 2021-04-22 | 0 |
|
3,947 | 2021-04-22 | 0 | |
|
RAJESKI SCOTT MICHAEL CHIEF EXECUTIVE OFFICER |
|
138,549 | 2021-04-22 | 0 |
|
CULP JOEL RICHARD CHIEF MARKETING OFFICER |
|
838,901 | 2021-04-22 | 0 |
|
20,392,633 | 2021-04-22 | 0 | |
|
0 | 2021-04-22 | 0 | |
|
KUNCHALA SURAJ VICE PRESIDENT & CONTROLLER |
|
0 | 2021-04-22 | 0 |
|
COWLEY JOSHUA D. CHIEF COMMERCIAL OFFICER |
|
0 | 2021-04-22 | 0 |
|
0 | 2009-06-11 | 0 | |
|
0 | 2009-06-11 | 0 | |
|
0 | 2009-06-11 | 0 | |
|
0 | 2009-06-11 | 0 | |
|
KANE IDA KATHLEEN CHIEF FINANCIAL OFFICER |
|
67,298 | 2009-06-08 | 0 |
|
BARBA LEE K CHAIRMAN & CEO |
|
1,755,746 | 2009-03-17 | 0 |
|
4,516,190 | 2009-02-15 | 0 | |
|
4,516,190 | 2009-02-15 | 0 | |
|
HELBLING PAUL A SR. VP & CHIEF ADMIN. OFF. |
|
248,768 | 2009-01-18 | 0 |
|
SIMMONDS AINSLIE CHIEF MKTG & DEV OFFICER |
|
18,087 | 2009-01-18 | 0 |
|
SCOTT ANDREW B SENIOR VICE PRESIDENT |
|
43,750 | 2009-01-14 | 0 |
|
SANTORI PETER CHIEF LEGAL OFFICER |
|
18,850 | 2009-01-14 | 0 |
|
66,868 | 2007-01-04 | 0 | |
|
74,767 | 2007-01-04 | 0 | |
|
AINGE DALE C SENIOR VICE PRESIDENT |
|
75,000 | 2007-01-04 | 0 |
|
GONZALEZ NELSON ANTONIO FORMERLY SR. VP OPERATIONS |
|
47,010 | 2006-03-27 | 0 |
| Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| No current insider transactions | ||||||||||||||||
* -
| Code | Definition |
|---|---|
| A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
| C | Conversion of derivative security |
| D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
| E | Expiration of short derivative position |
| F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
| G | Bona fide gift |
| H | Expiration (or cancellation) of long derivative position with value received |
| I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
| J | Other acquisition or disposition |
| L | Small acquisition under Rule 16a-6 |
| M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
| O | Exercise of out-of-the-money derivative security |
| P | Open market or private purchase of non-derivative or derivative security |
| S | Open market or private sale of non-derivative or derivative security |
| U | Disposition pursuant to a tender of shares in a change of control transaction |
| W | Acquisition or disposition by will or the laws of descent and distribution |
| X | Exercise of in-the-money or at-the-money derivative security |
| Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
| Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
|---|
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|
