Axon Enterprise Inc (AXON)

Sector:
INDUSTRIALS
Industry:
AEROSPACE & DEFENSE
SIC:
ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES)
CEO:
Patrick W. Smith
Employees:
1,155
17800 N. 85TH ST., SCOTTSDALE, AZ 85255
480-991-0797

Axon Enterprise, Inc. engages in the development, manufacture, and sale of conducted electrical weapons for the law enforcement, federal, military, corrections, private security, and personal defense markets. It operates through the TASER Weapons and Axon segments. The TASER Weapons segment involves in the sale of conducted electrical weapons, accessories, and other products and services. The Axon segment focuses on devices, wearables, applications, cloud, and mobile products. The company was founded by Patrick W. Smith and Thomas W. Smith on September 7, 1993 and is headquartered in Scottsdale, AZ.

Data derived from most recent annual or quarterly report
Market Cap 9.392 Billion Shares Outstanding68.468 Million Avg 30-day Volume 580.877 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS0.73
Price to Revenue7.2226 Debt to Equity0.0 EBITDA-49.727 Million
Price to Book Value9.0216 Operating Margin-5.0378 Enterprise Value8.446 Billion
Current Ratio4.113 EPS Growth-27.333 Quick Ratio3.257
1 Yr BETA 1.177 52-week High/Low 212.37 / 121.09 Profit Margin-4.254
Operating Cash Flow Growth-7.5791 Altman Z-Score15.3985 Free Cash Flow to Firm -217.152 Million
View SEC Filings from AXON instead.

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Funds Holding AXON (via 13F filings)

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Mutual Funds Holding AXON BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

72.8 Thousand total shares from 6 transactions

Open Market Sells (S)

240.7 Thousand total shares from 31 transactions

Exercise Derivative Conversion (M)

366.2 Thousand total shares from 7 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

LARSON LUKE PRESIDENT

289,746 2022-01-03 9

ISNER JOSHUA CHIEF REVENUE OFFICER

230,318 2022-01-03 11

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

364,859 2022-01-03 13

BROWN ADRIANE M

3,717 2021-12-16 2

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

202,761 2021-12-15 8

PARTOVI HADI

365,811 2021-12-10 2

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

5,793,938 2021-11-30 16

KALINOWSKI CAITLIN ELIZABETH

6,757 2021-11-30 2

MCBRADY MATTHEW R

5,337 2021-06-16 4

CULLIVAN JULIE A

8,049 2021-06-02 3

GARNREITER MICHAEL

31,228 2021-05-27 1

KROLL MARK W

14,837 2021-05-27 3

CARMONA RICHARD H

19,162 2021-05-27 1

AXON ENTERPRISE, INC.

30,650 2020-11-02 0

TAYLOR BRET STEVEN

  • Director
24,867 2019-05-31 0

VIKING GLOBAL PERFORMANCE LLC

VIKING GLOBAL EQUITIES LP

VIKING GLOBAL EQUITIES II LP

VGE III PORTFOLIO LTD.

VIKING GLOBAL EQUITIES MASTER LTD.

VIKING LONG FUND MASTER LTD.

VIKING LONG FUND GP LLC

HALVORSEN OLE ANDREAS

OTT DAVID C.

SHABET ROSE SHARON

  • 10% Owner
105,952,381 2019-03-18 0

VIKING GLOBAL INVESTORS LP

VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP

VIKING GLOBAL OPPORTUNITIES PORTFOLIO GP LLC

VIKING GLOBAL OPPORTUNITIES GP LLC

HALVORSEN OLE ANDREAS

OTT DAVID C.

SHABET ROSE SHARON

  • 10% Owner
105,952,381 2019-03-18 0

QVT ASSOCIATES GP LLC

QVT FINANCIAL INVESTMENT CAYMAN LTD.

  • 10% Owner
105,952,381 2019-03-18 0

MACHADO PATRICK

  • 10% Owner
105,952,381 2019-03-18 0

ROIVANT SCIENCES LTD.

  • 10% Owner
105,952,381 2019-03-18 0

DEXXON HOLDINGS LTD.

DEXCEL PHARMA TECHNOLOGIES LTD.

OREN DAN

  • 10% Owner
105,952,381 2019-03-18 0

LO ANDREW

  • 10% Owner
105,952,381 2019-03-18 0

SVF INVESTMENTS (UK) LTD

SVF GP (JERSEY) LTD

SOFTBANK VISION FUND L.P.

SVF HOLDINGS (UK) LLP

  • 10% Owner
105,952,381 2019-03-18 0

VIKING GLOBAL PERFORMANCE LLC

VIKING GLOBAL EQUITIES LP

VIKING GLOBAL EQUITIES II LP

VGE III PORTFOLIO LTD.

VIKING LONG FUND MASTER LTD.

VIKING LONG FUND GP LLC

HALVORSEN OLE ANDREAS

OTT DAVID C.

SHABET ROSE SHARON

  • 10% Owner
99,285,714 2018-12-18 0

QVT ASSOCIATES GP LLC

QVT OFFSHORE LTD.

  • 10% Owner
99,285,714 2018-12-18 0

KLINT DOUGLAS E CORPORATE SECRETARY

  • Officer
78,218 2018-12-04 0

BICKERSTAFF GEORGE

  • Director
50,000 2018-08-09 0

VIKING GLOBAL PERFORMANCE LLC

VIKING GLOBAL EQUITIES LP

VIKING GLOBAL EQUITIES II LP

VGE III PORTFOLIO LTD.

VIKING LONG FUND MASTER LTD.

VIKING LONG FUND GP LLC

  • 10% Owner
89,285,714 2018-06-05 0

QVT ASSOCIATES GP LLC

QVT FUND V LP

  • 10% Owner
89,285,714 2018-06-05 0

FALBERG KATHRYN E

  • Director
53,937 2017-04-17 0

HUNG DAVID PRINCIPAL EXECUTIVE OFFICER

  • Officer
  • Director
539,375 2017-04-17 0

VERNON W ANTHONY

  • Director
53,937 2017-04-17 0

WOMACK MARCUS EVP SOFTWARE AND SERVICES

  • Officer
141,360 2017-04-07 0

BEHRENDT DANIEL MARC CHIEF FINANCIAL OFFICER

  • Officer
30,762 2017-03-16 0

CALDWELL JOHN S

  • Director
27,759 2016-06-03 0

MARTZ JUDY

  • Director
27,392 2016-05-26 0

ALTMEYER MARK PRES&CHIEF COMMERCIAL OFFICER

  • Officer
2,300 2016-03-10 0

KUKOWSKI JEFF CHIEF OPERATING OFFICER

  • Officer
33,583 2015-01-05 0

DROEGE JASON DODD PRESIDENT OF EVIDENCE.COM

  • Officer
26,206 2014-03-11 0

SMITH THOMAS P PRESIDENT

  • Officer
  • Director
221,081 2011-11-09 0

CULVER BRUCE R

  • Director
420,728 2010-03-16 0

MERCIER STEVEN THOMAS VICE PRESIDENT

  • Officer
0 2010-01-29 0

DHILLON JAS CHIEF STRATEGY OFFICER

  • Officer
0 2010-01-29 0

FIDELMAN MARK E EXECUTIVE VICE PRESIDENT

  • Officer
0 2008-12-22 0

HANRAHAN KATHLEEN C CHIEF OPERATING OFFICER

  • Officer
0 2008-05-28 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ISNER JOSHUA CHIEF REVENUE OFFICER

2022-01-04 21:28:02 -0500 2022-01-04 S 1,486 $150.91 d 230,318 direct 1.4528 2.0542 2.0542 6 -1.892 3

ISNER JOSHUA CHIEF REVENUE OFFICER

2022-01-04 21:28:02 -0500 2022-01-03 S 1,286 $156.60 d 231,804 direct 1.4528 2.0542 2.0542 6 -1.892 3

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2022-01-04 21:14:04 -0500 2022-01-03 S 4,999 $156.60 d 364,859 direct 1.4528 2.0542 2.0542 6 -1.892 3

LARSON LUKE PRESIDENT

2022-01-04 21:24:38 -0500 2022-01-03 S 5,742 $156.60 d 289,746 direct 1.4528 2.0542 2.0542 6 -1.892 3

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-23 16:02:43 -0500 2021-12-22 G 358 d 233,090 direct -4.537 -5.1204 0.0 1 -5.1204 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-17 19:31:00 -0500 2021-12-17 G 893 d 233,448 direct 3.8711 1.9555 6.801 5 0.0 1

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-17 19:31:00 -0500 2021-12-16 G 715 d 234,341 direct 3.8711 1.9555 6.801 5 0.0 1

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-17 19:29:26 -0500 2021-12-16 G 17,143 d 202,761 direct 3.8711 1.9555 6.801 5 0.0 1

BROWN ADRIANE M

2021-12-17 19:32:50 -0500 2021-12-16 P 500 $142.11 a 3,717 direct 3.8711 1.9555 6.801 5 0.0 1

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-17 19:29:26 -0500 2021-12-15 A 6,778 $147.54 a 213,126 direct 3.8711 1.9555 6.801 5 0.0 1

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-17 19:27:01 -0500 2021-12-15 A 6,778 $147.54 a 363,080 direct 3.8711 1.9555 6.801 5 0.0 1

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-17 19:31:00 -0500 2021-12-15 A 6,778 $147.54 a 251,802 direct 3.8711 1.9555 6.801 5 0.0 1

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-17 19:31:00 -0500 2021-12-15 G 23,524 d 235,056 direct 3.8711 1.9555 6.801 5 0.0 1

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-17 19:29:26 -0500 2021-12-15 A 6,778 $147.54 a 219,904 direct 3.8711 1.9555 6.801 5 0.0 1

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-17 19:27:01 -0500 2021-12-15 A 6,778 $147.54 a 369,858 direct 3.8711 1.9555 6.801 5 0.0 1

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-17 19:31:00 -0500 2021-12-15 A 6,778 $147.54 a 258,580 direct 3.8711 1.9555 6.801 5 0.0 1

PARTOVI HADI

2021-12-13 16:27:46 -0500 2021-12-10 P 15,888 $141.26 a 316,796 direct 1.242 7.5276 7.5276 6 -2.484 3

PARTOVI HADI

2021-12-13 16:27:46 -0500 2021-12-10 P 6,781 $139.68 a 300,908 direct 1.242 7.5276 7.5276 6 -2.484 3

PARTOVI HADI

2021-12-13 16:27:46 -0500 2021-12-10 P 19,102 $143.52 a 365,811 direct 1.242 7.5276 7.5276 6 -2.484 3

PARTOVI HADI

2021-12-13 16:27:46 -0500 2021-12-10 P 29,913 $142.23 a 346,709 direct 1.242 7.5276 7.5276 6 -2.484 3

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-03 A 331 $151.41 a 206,348 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-03 A 1,652 $151.41 a 206,017 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-02 A 9,413 $159.36 a 350,026 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-02 S 942 $164.53 d 180,020 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-02 F 22,174 $159.36 d 237,650 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-02 A 2,511 $159.36 a 204,365 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-02 F 22,174 $159.36 d 274,151 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-02 F 22,149 $159.36 d 340,613 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-12-02 F 2 $159.36 d 2,208,480 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-02 A 49,883 a 259,824 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-02 F 14,166 $159.36 d 201,854 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-02 A 2,981 $159.36 a 245,024 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-02 A 49,883 a 296,325 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-02 A 49,883 a 362,762 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-02 A 8,786 $159.36 a 295,488 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-12-02 A 5 a 2,208,482 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-02 A 6,276 $159.36 a 356,302 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-02 S 321 $164.53 d 209,941 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-02 A 36,000 a 216,020 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-02 A 4,393 $159.36 a 242,043 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-02 A 12,551 $159.36 a 286,702 direct 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-01 S 9 $165.31 d 210,262 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-01 S 711 $162.81 d 246,464 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-01 S 592 $162.81 d 312,898 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

ISNER JOSHUA CHIEF REVENUE OFFICER

2021-12-03 20:29:25 -0500 2021-12-01 S 267 $162.81 d 210,271 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-01 S 19 $166.00 d 180,962 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

KUNINS JEFFREY C CHIEF PRODUCT OFFICER

2021-12-03 20:27:01 -0500 2021-12-01 S 630 $162.81 d 180,981 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

LARSON LUKE PRESIDENT

2021-12-03 20:29:50 -0500 2021-12-01 S 22 $165.69 d 246,442 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

AHSAN JAWAD A CHIEF FINANCIAL OFFICER

2021-12-03 20:27:37 -0500 2021-12-01 S 19 $165.79 d 312,879 direct yes 3.7579 -6.2947 3.7579 2 -6.2947 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-11-30 S 1,576 $180.30 d 2,208,477 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-11-30 M 13,233 d 1,376,981 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-11-30 S 6,305 $180.30 d 2,210,053 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-12-02 21:04:28 -0500 2021-11-30 M 13,233 $168.79 a 2,216,358 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

KALINOWSKI CAITLIN ELIZABETH

2021-12-02 16:14:01 -0500 2021-11-30 P 591 $175.45 a 6,757 direct -2.1069 -6.5782 1.5719 3 -6.5782 6

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-29 S 7,858 $180.15 d 2,203,125 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-29 M 64,245 d 1,390,214 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-29 S 31,433 $180.15 d 2,210,983 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-29 M 64,245 $179.75 a 2,242,416 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-26 S 907 $180.07 d 2,178,171 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-26 S 3,628 $180.07 d 2,179,078 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-26 M 7,457 d 1,454,459 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-26 M 7,457 $177.20 a 2,182,706 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-24 S 6,930 $180.05 d 2,175,249 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-24 S 27,718 $180.05 d 2,182,179 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-24 M 56,619 $179.86 a 2,209,897 direct -2.3817 -8.8868 -10.522 0.0 1 -17.7143 10

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-29 20:28:15 -0500 2021-11-24 M 56,619 d 1,461,916 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 M 212,491 d 1,518,535 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 M 212,491 $181.94 a 2,283,208 direct -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 S 57,210 $181.59 d 2,200,012 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 S 2,107 $181.59 d 2,257,222 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 S 3,380 $183.11 d 2,153,278 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 S 23,879 $180.51 d 2,259,329 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-19 S 43,354 $182.38 d 2,156,658 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-18 M 11,982 $174.43 a 2,077,954 direct -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-18 M 11,982 d 1,731,026 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-18 S 5,790 $180.16 d 2,070,717 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-18 S 1,447 $180.16 d 2,076,507 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 M 167 $172.89 a 2,066,072 direct -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 M 167 d 682,032 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 S 80 $180.00 d 2,065,972 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 A 530,488 a 1,743,008 direct

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 S 20 $180.00 d 2,066,052 direct yes -3.6634 -6.7356 -18.2285 0.0 1 -23.2567 15

SMITH PATRICK W CHIEF EXECUTIVE OFFICER

2021-11-19 20:13:56 -0500 2021-11-17 A 530,488 a 1,212,520 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
AXON ENTERPRISE INC AXON 2022-01-14 22:15:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 21:45:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 21:15:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 20:45:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 20:15:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 19:45:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 19:15:04 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 18:45:04 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 18:15:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 17:45:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 17:15:03 UTC -0.18 0.25 1700000
AXON ENTERPRISE INC AXON 2022-01-14 16:45:04 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 16:15:03 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 15:45:03 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 15:15:03 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 14:45:03 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 14:15:03 UTC -0.1925 0.2625 1700000
AXON ENTERPRISE INC AXON 2022-01-14 13:45:02 UTC -0.1899 0.2599 1700000
AXON ENTERPRISE INC AXON 2022-01-14 13:15:03 UTC -0.1899 0.2599 1700000
AXON ENTERPRISE INC AXON 2022-01-14 12:45:03 UTC -0.1899 0.2599 1600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
American Century Quantitative Equity Funds, Inc.- AC Alternatives Disciplined Long Short Fund AXON -1137.0 shares, $-83319.36 2019-12-31 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund AXON -36.0 shares, $-3265.2 2020-09-30 N-PORT
AQR Funds- AQR Small Cap Relaxed Constraint Equity Fund AXON -79.0 shares, $-4485.62 2019-09-30 N-PORT
FundVantage Trust- Gotham Master Neutral Fund AXON -29.0 shares, $-2630.3 2020-09-30 N-PORT
JNL Series Trust- JNL/AQR Large Cap Relaxed Constraint Equity Fund AXON -2906.0 shares, $-413872.52 2021-03-31 N-PORT
Nuveen Investment Trust- Nuveen Equity Market Neutral Fund AXON -1500.0 shares, $-210885.0 2021-05-31 N-PORT
Prudential Investment Portfolios 12- PGIM QMA Large-Cap Core Equity Plus Fund AXON -600.0 shares, $-106080.0 2021-06-30 N-PORT
Nuveen Investment Trust II- Nuveen Equity Long/Short Fund AXON -2100.0 shares, $-381927.0 2021-08-31 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Anti-Beta Fund AXON -2320.0 shares, $-406046.4 2021-09-30 N-PORT
AQR Funds- AQR Alternative Risk Premia Fund AXON -560.0 shares, $-98011.2 2021-09-30 N-PORT
Collaborative Investment Series Trust- Greenwich Ivy Long-Short Fund AXON -1226.0 shares, $-214574.52 2021-09-30 N-PORT
FundVantage Trust- Gotham Hedged Plus Fund AXON -16.0 shares, $-2800.32 2021-09-30 N-PORT
VANGUARD MONTGOMERY FUNDS- VANGUARD MARKET NEUTRAL FUND AXON -6739.0 shares, $-1179459.78 2021-09-30 N-PORT
INVESTMENT MANAGERS SERIES TRUST- 361 Domestic Long/Short Equity Fund AXON -610.0 shares, $-109775.6 2021-10-31 N-PORT
NORTHERN LIGHTS FUND TRUST II- Invenomic Fund AXON -17726.0 shares, $-3189970.96 2021-10-31 N-PORT

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