UBER 13F Hedge Fund and Asset Management Owners

Data as of 2021-03-06 11:20:45 -0500
Market Cap	103.203 Billion	Shares Outstanding	1.858 Billion	Avg 30-day Volume	23.03 Million
P/E Ratio	-15.24862	Dividend Yield	0.0	EPS	-3.86
Price/Sales	7.03	Debt to Equity	3.23	EBITDA	-4.497 Billion
Price to Book Value	10.21	Forward PE		Enterprise Value	91.44 Billion
Total Cash	7.286 Billion	Current Debt	6.921 Billion	Gross Profit	6.403 Billion
BETA	1.19268	52-week High/Low	64.05 / 13.71	Next Earnings Date	2021-02-10	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	82	55	49.09%	46 (2.76%)	31 (1.93%)	48.39%
Funds Holding:	993	799	24.28%	274 (16.47%)	213 (13.26%)	28.64%
13F shares:	1.374 Billion	1.247 Billion	10.14%	479.482 Million	403.13 Million	18.94%
% Ownership	77.8919	70.718	10.14%	27.1851	22.8562	18.94%
New Positions:	285	141	102.13%	89	48	85.42%
Increased Positions	358	306	16.99%	86	72	19.44%
Closed Positions	78	104	-25.0%	27	45	-40.0%
Reduced Positions	244	232	5.17%	76	60	26.67%
Total Calls	71.702 Million	72.201 Million	-0.69%	32.012 Million	28.448 Million	12.53%
Total Puts	66.02 Million	61.115 Million	8.03%	22.596 Million	24.256 Million	-6.84%
PUT/CALL Ratio	0.92	0.85	8.24%	0.71	0.85	-16.47%
Heat Map Ranking	9
Heat Map Ranking	7
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding UBER (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UBER BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

38.3 Million total shares from 9 transactions

Exercise Derivative Conversion (M)

15.1 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
CEREMONY GLEN SEE REMARKS		27,806	2021-03-01	13
HAZELBAKER JILL SEE REMARKS		210,641	2021-03-01	28
CHAI NELSON CHIEF FINANCIAL OFFICER		229,153	2021-03-01	12
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER		121,654	2021-03-01	7
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER		211,381	2021-03-01	25
WEST TONY SEE REMARKS		240,980	2021-03-01	16
SB CAYMAN 2 LTD. SB INVESTMENT ADVISERS (UK) LTD SOFTBANK VISION FUND (AIV S1) L.P.	10% Owner	184,228,178	2021-01-07	1
SUGAR RONALD D		0	2021-01-04	2
BURNS URSULA M		148,308	2020-12-31	1
MARTELLO WAN LING		60,311	2020-12-31	1
THAIN JOHN A		148,047	2020-12-31	1
AL-RUMAYYAN YASIR	Director	131,009	2020-12-31	1
GINSBERG AMANDA		6,287	2020-12-31	1
ECKERT ROBERT		20,837	2020-12-31	4
ADVAITHI REVATHI		3,756	2020-12-31	3
CAMP GARRETT		66,988,964	2020-05-05	5
PHAM THUAN CHIEF TECHNOLOGY OFFICER		5,447,407	2020-05-01	4
KALANICK TRAVIS CORDELL		0	2019-12-20	0
GUPTA MANIK CHIEF PRODUCT OFFICER		413,359	2019-12-01	0
HARFORD BARNEY CHIEF OPERATING OFFICER		702,347	2019-07-01	0
COHLER MATT	Director 10% Owner	150,078,757	2019-05-14	0
SPURLOCK STEVEN M BALKANSKI ALEXANDRE DUNLEVIE BRUCE FENTON PETER H GURLEY J WILLIAM HARVEY KEVIN KAGLE ROBERT LASKY MITCHELL	10% Owner	150,078,757	2019-05-14	0
BENCHMARK CAPITAL MANAGEMENT CO. VII, L.L.C. BENCHMARK FOUNDERS FUND VI-B, L.P. BENCHMARK CAPITAL PARTNERS VII, L.P. BENCHMARK FOUNDERS' FUND VII, L.P. BENCHMARK FOUNDERS' FUND VII-B, L.P. BENCHMARK CAPITAL MANAGEMENT CO. VI, L.L.C. BENCHMARK CAPITAL PARTNERS VI LP BENCHMARK FOUNDERS FUND VI LP	10% Owner	150,078,757	2019-05-14	0
PUBLIC INVESTMENT FUND	Director FORMER 10% OWNER	72,840,541	2019-05-14	0
GRAVES RYAN	Director	34,476,261	2019-05-09	0
HUFFINGTON ARIANNA	Director	0	2019-05-09	0
CAMP GARRETT EXPA-1, LLC	Director 10% Owner	81,575,126	2019-05-09	5
TRUJILLO DAVID	Director	0	2019-05-09	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
WEST TONY SEE REMARKS	2021-03-03 20:35:54 -0500	2021-03-01	F	3,504	$54.40	d	182,760	direct
HAZELBAKER JILL SEE REMARKS	2021-03-03 20:36:08 -0500	2021-03-01	A	81,508		a	81,508	direct
CHAI NELSON CHIEF FINANCIAL OFFICER	2021-03-03 20:35:49 -0500	2021-03-01	A	52,137		a	52,137	direct
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-03-03 20:35:30 -0500	2021-03-01	A	121,654		a	121,654	direct
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER	2021-03-03 20:36:28 -0500	2021-03-01	A	110,618		a	110,618	direct
HAZELBAKER JILL SEE REMARKS	2021-03-03 20:36:08 -0500	2021-03-01	F	636	$54.40	d	129,133	direct
CHAI NELSON CHIEF FINANCIAL OFFICER	2021-03-03 20:35:49 -0500	2021-03-01	F	1,756	$54.40	d	177,016	direct
WEST TONY SEE REMARKS	2021-03-03 20:35:54 -0500	2021-03-01	A	58,220		a	58,220	direct
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER	2021-03-03 20:36:28 -0500	2021-03-01	F	625	$54.40	d	100,763	direct
HAZELBAKER JILL SEE REMARKS	2021-03-03 20:36:08 -0500	2021-03-01	F	768	$54.40	d	129,769	direct
CEREMONY GLEN SEE REMARKS	2021-03-03 20:36:20 -0500	2021-03-01	A	27,806		a	27,806	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	M	4,670		d	191,460	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	F	1,800	$60.52	d	131,266	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	M	4,670		a	131,623	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	M	2,862		d	83,009	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	F	1,419	$60.52	d	133,066	direct
CEREMONY GLEN SEE REMARKS	2021-02-18 20:13:43 -0500	2021-02-16	F	24	$60.52	d	100,265	direct
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER	2021-02-18 20:13:59 -0500	2021-02-16	F	221	$60.52	d	101,388	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	F	729	$60.52	d	130,537	direct
HAZELBAKER JILL SEE REMARKS	2021-02-18 20:13:29 -0500	2021-02-16	M	2,862		a	134,485	direct
CEREMONY GLEN SEE REMARKS	2021-02-18 20:13:43 -0500	2021-02-16	F	887	$60.52	d	100,289	direct
HAZELBAKER JILL SEE REMARKS	2021-02-12 18:19:44 -0500	2021-02-12	S	20,756	$60.12	d	126,953	direct
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-02-10 20:28:30 -0500	2021-02-08	A	123,823		a	1,037,328	direct
CHAI NELSON CHIEF FINANCIAL OFFICER	2021-02-03 18:01:34 -0500	2021-02-01	F	1,756	$52.76	d	178,772	direct
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER	2021-02-03 18:01:42 -0500	2021-02-01	F	627	$52.76	d	101,609	direct
WEST TONY SEE REMARKS	2021-02-03 18:01:27 -0500	2021-02-01	F	2,768	$52.76	d	186,264	direct
HAZELBAKER JILL SEE REMARKS	2021-02-03 18:01:51 -0500	2021-02-01	F	536	$52.76	d	148,389	direct
KRISHNAMURTHY NIKKI SVP AND CHIEF PEOPLE OFFICER	2021-01-20 19:06:17 -0500	2021-01-16	F	234	$55.52	d	102,236	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	M	4,669		d	196,130	direct
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	F	991	$55.52	d	149,434	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	M	2,863		a	147,371	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
CEREMONY GLEN SEE REMARKS	2021-01-20 19:05:28 -0500	2021-01-16	F	24	$55.52	d	101,176	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	M	2,863		d	85,871	direct
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	F	1,615	$55.52	d	150,425	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
CEREMONY GLEN SEE REMARKS	2021-01-20 19:05:28 -0500	2021-01-16	F	1,027	$55.52	d	101,200	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	F	509	$55.52	d	148,925	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
HAZELBAKER JILL SEE REMARKS	2021-01-20 19:04:38 -0500	2021-01-16	M	4,669		a	152,040	direct		-2.6528	-7.5462	0.0	1	-13.7659	5
WEST TONY SEE REMARKS	2021-01-20 19:02:40 -0500	2021-01-15	S	11,531	$55.80	d	217,501	direct	yes	-2.6528	-7.5462	0.0	1	-13.7659	5
WEST TONY SEE REMARKS	2021-01-20 19:02:40 -0500	2021-01-15	S	21,730	$57.44	d	189,032	direct	yes	-2.6528	-7.5462	0.0	1	-13.7659	5
WEST TONY SEE REMARKS	2021-01-20 19:02:40 -0500	2021-01-15	S	6,739	$56.38	d	210,762	direct	yes	-2.6528	-7.5462	0.0	1	-13.7659	5
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-01-12 18:37:14 -0500	2021-01-12	S	84,918	$55.43	d	913,505	direct	yes	-4.1919	-6.0774	0.0	1	-6.532	3
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-01-12 18:37:14 -0500	2021-01-11	S	15,082	$55.00	d	998,423	direct	yes	-4.1919	-6.0774	0.0	1	-6.532	3
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-01-12 18:37:14 -0500	2021-01-08	S	31,122	$53.86	d	1,013,505	direct	yes	-4.1919	-6.0774	0.0	1	-6.532	3
KHOSROWSHAHI DARA CHIEF EXECUTIVE OFFICER	2021-01-12 18:37:14 -0500	2021-01-08	S	68,878	$53.36	d	1,044,627	direct	yes	-4.1919	-6.0774	0.0	1	-6.532	3
SB CAYMAN 2 LTD. - > 10% Owner see footnotes SB INVESTMENT ADVISERS (UK) LTD - > 10% Owner see footnotes SOFTBANK VISION FUND (AIV S1) L.P. - > 10% Owner see footnotes	2021-01-11 17:28:41 -0500	2021-01-07	S	38,000,000	$53.46	d	184,228,178	indirect		1.4691	-3.6898	1.4691	2	-5.1589	4

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate
UBER TECHNOLOGIES INC UBER	2021-03-08 22:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 21:45:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 21:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 20:45:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 20:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 19:45:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 19:15:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 18:45:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 18:15:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 17:45:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 17:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 16:45:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 16:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 15:45:02 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 15:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 14:45:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 14:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 13:45:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 13:15:03 UTC	-0.18	0.25
UBER TECHNOLOGIES INC UBER	2021-03-08 12:45:03 UTC	-0.18	0.25

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
PACE SELECT ADVISORS TRUST- PACE Alternative Strategies Investments	UBER	-6577.0 shares, $-219737.57	2020-10-31	N-PORT
Advanced Series Trust- AST Academic Strategies Asset Allocation Portfolio	UBER	-7100.0 shares, $-362100.0	2020-12-31	N-PORT
Dunham Funds- Dunham Monthly Distribution Fund	UBER	-9234.0 shares, $-308507.94	2020-10-31	N-PORT
Nuveen Investment Trust II- Nuveen Equity Long/Short Fund	UBER	-8400.0 shares, $-417144.0	2020-11-30	N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund	UBER	-94.0 shares, $-3429.12	2020-09-30	N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund	UBER	-204.0 shares, $-10404.0	2020-12-31	N-PORT
Nuveen Investment Trust- Nuveen Equity Market Neutral Fund	UBER	-33000.0 shares, $-1638780.0	2020-11-30	N-PORT
INVESTMENT MANAGERS SERIES TRUST- 361 Macro Opportunity Fund	UBER	-940.0 shares, $-29610.0	2019-10-31	N-PORT
Advisors Series Trust- Pzena Long/Short Value Fund	UBER	-3952.0 shares, $-143536.64	2020-05-31	N-PORT
Prudential Investment Portfolios 12- PGIM QMA Long-Short Equity Fund	UBER	-7200.0 shares, $-367200.0	2020-12-31	N-PORT
THE LAZARD FUNDS, INC.- Lazard Enhanced Opportunities Portfolio	UBER	-1021.0 shares, $-52071.0	2020-12-31	N-PORT
JNL Series Trust- JNL Multi-Manager Alternative Fund	UBER	-7286.0 shares, $-371586.0	2020-12-31	N-PORT
VANGUARD TRUSTEES' EQUITY FUND- VANGUARD ALTERNATIVE STRATEGIES FUND	UBER	-9422.0 shares, $-314789.02	2020-10-31	N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund	UBER	-453.0 shares, $-15134.73	2020-10-31	N-PORT
Trust for Professional Managers- Convergence Market Neutral Fund	UBER	-3781.0 shares, $-127155.03	2020-08-31	N-PORT
FundVantage Trust- Gotham Hedged Plus Fund	UBER	-1283.0 shares, $-65433.0	2020-12-31	N-PORT
JPMorgan Trust IV- JPMorgan Value Plus Fund	UBER	-780.0 shares, $-23766.6	2019-09-30	N-PORT
AQR Funds- AQR Alternative Risk Premia Fund	UBER	-3138.0 shares, $-160038.0	2020-12-31	N-PORT
ADVISORS' INNER CIRCLE III- Knights of Columbus Long/Short Equity Fund	UBER	-1846.0 shares, $-61674.86	2020-10-31	N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund	UBER	-41300.0 shares, $-2106300.0	2020-12-31	N-PORT

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