Upland Software Inc (UPLD)

Sector:
INFORMATION TECHNOLOGY
Industry:
SOFTWARE
SIC:
SERVICES-PREPACKAGED SOFTWARE
CEO:
John T. McDonald
Employees:
860
401 CONGRESS AVE., SUITE 1850, AUSTIN, TX 78701
512-960-1010

Upland Software, Inc. provides cloud-based enterprise work management software in the United States, the United Kingdom, Canada, and internationally. The company also provides professional services, such as implementation, data extraction, integration and configuration, and training services. It serves large global corporations, various government agencies, and small and medium-sized businesses.

Data derived from most recent annual or quarterly report
Market Cap 352.048 Million Shares Outstanding31.321 Million Avg 30-day Volume 349.512 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.42
Price to Revenue1.789 Debt to Equity1.6126 EBITDA31.965 Million
Price to Book Value1.6702 Operating Margin-10.407399999999999 Enterprise Value948.216 Million
Current Ratio1.167 EPS Growth-0.089 Quick Ratio1.026
1 Yr BETA 1.2379 52-week High/Low 39.9 / 10.82 Profit Margin-19.6761
Operating Cash Flow Growth-29.8978 Altman Z-Score0.322 Free Cash Flow to Firm -98.569 Million
Earnings Report2022-11-02
View SEC Filings from UPLD instead.

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Funds Holding UPLD (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UPLD

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-08-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-14:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 3.02: Unregistered Sales of Equity Securities
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-13:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-24:
    Item 2.02: Results of Operations and Financial Condition
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-10:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-11-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-08-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-06-24:
    Item 8.01: Other Events
  • 8-K: filed on 2021-06-10:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    16.7 Thousand total shares from 1 transactions

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    BURK IAN CHIEF BUSINESS OFFICER

    • Officer
    72,081 2022-08-09 2

    COURTER STEPHEN E

    • Director
    38,864 2022-08-01 1

    MAY DAVID

    • Director
    78,621 2022-08-01 1

    ROSS JOE

    • Director
    55,729 2022-08-01 1

    WALSH TERESA MILES

    • Director
    31,674 2022-08-01 1

    DOMAN DAN CHIEF PRODUCT OFFICER

    • Officer
    102,885 2022-08-01 1

    MILLER PAUL KENNETH CHIEF OPERATING OFFICER

    • Officer
    94,982 2022-08-01 1

    MCDONALD JOHN T CEO

    • Officer
    • Director
    1,650,950 2022-06-16 5

    HILL MICHAEL DOUGLASS CFO & TREASURER

    • Officer
    297,984 2022-06-16 5

    FAVARON RODNEY C PRESIDENT

    • Officer
    338,742 2022-06-16 5

    GILL KINLOCH III EVP, CLO AND SECRETARY

    • Officer
    82,495 2022-06-16 5

    ESW CAPITAL, LLC

    LIEMANDT JOSEPH

    DEVFACTORY FZ-LLC

    • 10% Owner
    1,803,574 2021-05-19 0

    MATTOX TIMOTHY CO-PRESIDENT & COO

    • Officer
    434,045 2021-02-11 0

    EPM LIVE, INC.

    ESW CAPITAL, LLC

    LIEMANDT JOSEPH

    • 10% Owner
    • MEMBER OF 10% OWNER GROUP
    No longer subject to file 2018-08-24 0

    WAVE SYSTEMS CORP

    ESW CAPITAL, LLC

    LIEMANDT JOSEPH

    • 10% Owner
    2,803,574 2017-12-14 0

    AV PARTNERS IX LLC

    ARAGONA JOSEPH C

    DEANGELIS KENNETH P

    PACITTI CHRISTOPHER A

    SIEGEL PHILIP S

    • 10% Owner
    No longer subject to file 2017-11-16 0

    THORNTON JOHN D

    • 10% Owner
    No longer subject to file 2017-11-16 0

    AV PARTNERS IX LLC

    AUSTIN VENTURES IX LP

    AUSTIN VENTURES X LP

    AV PARTNERS IX LP

    AV PARTNERS X, L.L.C.

    AV PARTNERS X, L.P.

    • 10% Owner
    No longer subject to file 2017-11-16 0

    WAVE SYSTEMS CORP

    • 10% Owner
    2,875,323 2017-05-30 0

    ESW CAPITAL, LLC

    LIEMANDT JOSEPH

    5,750,646 2016-11-04 0

    EPM LIVE, INC.

    • MEMBER OF 10% OWNER GROUP
    1,000,000 2016-03-14 0

    ESW CAPITAL, LLC

    • 10% Owner
    6,636,134 2016-01-26 0

    GLOBAL UNDERVALUED SECURITIES MASTER FUND LP

    KLEINHEINZ CAPITAL PARTNERS, INC.

    MJBW INVESTMENTS, LP

    MJBW GENPAR, LLC

    KLEINHEINZ JOHN B

    • MEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUP
    1,543,867 2015-11-23 0

    SARRACINO STEVEN

    • Director
    0 2015-11-09 0

    ESW CAPITAL, LLC

    ACORN PERFORMANCE GROUP, INC.

    • 10% Owner
    2,765,045 2014-11-12 0

    ESW CAPITAL, LLC

    LIEMANDT JOSEPH

    ACORN PERFORMANCE GROUP, INC.

    • 10% Owner
    1,803,574 2014-11-05 0

    HENLEY R BRIAN EXECUTIVE VICE PRESIDENT

    • Officer
    40,990 2014-11-05 0

    MELIK LUDWIG PRESIDENT

    • Officer
    0 2014-11-05 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    BURK IAN - Officer CHIEF BUSINESS OFFICER

    2022-08-11 16:16:11 -0400 2022-08-09 S 16,748 $11.21 d 72,081 direct

    COURTER STEPHEN E - Director

    2022-08-02 17:15:08 -0400 2022-08-01 A 17,830 a 38,864 direct 1.0067 -4.2785 1.0067 2 -5.453 5

    WALSH TERESA MILES - Director

    2022-08-02 17:17:19 -0400 2022-08-01 A 17,830 a 31,674 direct 1.0067 -4.2785 1.0067 2 -5.453 5

    ROSS JOE - Director

    2022-08-02 17:22:31 -0400 2022-08-01 A 17,830 a 55,729 direct 1.0067 -4.2785 1.0067 2 -5.453 5

    MAY DAVID - Director

    2022-08-02 17:20:10 -0400 2022-08-01 A 17,830 a 78,621 direct 1.0067 -4.2785 1.0067 2 -5.453 5

    FAVARON RODNEY C - Officer PRESIDENT

    2022-06-21 16:04:18 -0400 2022-06-16 F 14,757 $13.72 d 338,742 direct 6.6621 -2.1754 -18.1509 7.138 3 -24.0653 28

    GILL KINLOCH III - Officer EVP, CLO AND SECRETARY

    2022-06-21 16:07:05 -0400 2022-06-16 F 1,804 $13.72 d 82,495 direct 6.6621 -2.1754 -18.1509 7.138 3 -24.0653 28

    MCDONALD JOHN T - Director - Officer CEO

    2022-06-21 16:11:11 -0400 2022-06-16 F 7,265 $13.72 d 1,497,212 direct 6.6621 -2.1754 -18.1509 7.138 3 -24.0653 28

    HILL MICHAEL DOUGLASS - Officer CFO & TREASURER

    2022-06-21 16:14:29 -0400 2022-06-16 F 6,888 $13.72 d 137,942 direct 6.6621 -2.1754 -18.1509 7.138 3 -24.0653 28

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    UPLAND SOFTWARE INC UPLD 2022-08-12 17:45:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-12 17:15:05 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-12 16:45:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-12 16:15:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-12 15:45:04 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 15:15:05 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 14:45:04 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 14:15:05 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 13:45:04 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 13:15:04 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-12 12:45:04 UTC 1.9051 0.4149 1500000
    UPLAND SOFTWARE INC UPLD 2022-08-11 22:15:03 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 21:45:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 21:15:03 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 20:45:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 20:15:03 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 19:45:04 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 19:15:05 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 18:45:03 UTC 1.9051 0.4149 1600000
    UPLAND SOFTWARE INC UPLD 2022-08-11 18:15:05 UTC 1.9051 0.4149 1600000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    FundVantage Trust- Gotham Enhanced Index Plus Fund UPLD -112.0 shares, $-3003.84 2020-03-31 N-PORT
    FundVantage Trust- Gotham Index Plus All-Cap Fund UPLD -78.0 shares, $-2091.96 2020-03-31 N-PORT

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