Upland Software Inc (UPLD)

Sector:
INFORMATION TECHNOLOGY
Industry:
SOFTWARE
SIC:
SERVICES-PREPACKAGED SOFTWARE
CEO:
John T. McDonald
Employees:
667
401 CONGRESS AVE., SUITE 1850, AUSTIN, TX 78701
512-960-1010

Upland Software, Inc. engages in the provision of cloud-based enterprise work management software applications for the information technology, marketing, finance, professional services, and process functions within organizations. Its applications address enterprise work challenges in the following categories: Project & Information Technology Management, Workflow Automation, and Digital Engagement. The company was founded by John T. McDonald in July 2010 and is headquartered in Austin, TX.

Data derived from most recent annual or quarterly report
Market Cap 572.068 Million Shares Outstanding30.527 Million Avg 30-day Volume 405.689 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.36
Price to Revenue4.7711 Debt to Equity1.6395 EBITDA28.962 Million
Price to Book Value4.4715 Operating Margin-8.7392 Enterprise Value1.755 Billion
Current Ratio1.703 EPS Growth0.247 Quick Ratio1.598
1 Yr BETA 1.1749 52-week High/Low 53.0 / 17.35 Profit Margin-17.4066
Operating Cash Flow Growth2727.0899 Altman Z-Score1.2429 Free Cash Flow to Firm -85.399 Million
View SEC Filings from UPLD instead.

View recent insider trading info

Funds Holding UPLD (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UPLD BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MCDONALD JOHN T CEO

  • Officer
  • Director
1,820,891 2022-01-12 11

HILL MICHAEL DOUGLASS CFO &TREASURER

  • Officer
396,492 2022-01-12 7

FAVARON RODNEY C PRESIDENT

  • Officer
368,480 2022-01-12 7

GILL KINLOCH III EVP, CLO AND SECRETARY

  • Officer
86,806 2022-01-12 5

COURTER STEPHEN E

  • Director
21,034 2021-08-02 1

MAY DAVID

  • Director
60,791 2021-08-02 2

ROSS JOE

  • Director
37,899 2021-08-02 1

WALSH TERESA MILES

  • Director
13,844 2021-08-02 1

ESW CAPITAL, LLC

LIEMANDT JOSEPH

DEVFACTORY FZ-LLC

  • 10% Owner
1,803,574 2021-05-19 1

MATTOX TIMOTHY CO-PRESIDENT & COO

  • Officer
434,045 2021-02-11 2

EPM LIVE, INC.

ESW CAPITAL, LLC

LIEMANDT JOSEPH

  • 10% Owner
  • MEMBER OF 10% OWNER GROUP
No longer subject to file 2018-08-24 0

WAVE SYSTEMS CORP

ESW CAPITAL, LLC

LIEMANDT JOSEPH

  • 10% Owner
2,803,574 2017-12-14 1

AV PARTNERS IX LLC

ARAGONA JOSEPH C

DEANGELIS KENNETH P

PACITTI CHRISTOPHER A

SIEGEL PHILIP S

  • 10% Owner
No longer subject to file 2017-11-16 0

THORNTON JOHN D

  • 10% Owner
No longer subject to file 2017-11-16 0

AV PARTNERS IX LLC

AUSTIN VENTURES IX LP

AUSTIN VENTURES X LP

AV PARTNERS IX LP

AV PARTNERS X, L.L.C.

AV PARTNERS X, L.P.

  • 10% Owner
No longer subject to file 2017-11-16 0

WAVE SYSTEMS CORP

  • 10% Owner
2,875,323 2017-05-30 0

ESW CAPITAL, LLC

LIEMANDT JOSEPH

5,750,646 2016-11-04 1

EPM LIVE, INC.

  • MEMBER OF 10% OWNER GROUP
1,000,000 2016-03-14 0

ESW CAPITAL, LLC

  • 10% Owner
6,636,134 2016-01-26 0

GLOBAL UNDERVALUED SECURITIES MASTER FUND LP

KLEINHEINZ CAPITAL PARTNERS, INC.

MJBW INVESTMENTS, LP

MJBW GENPAR, LLC

KLEINHEINZ JOHN B

  • MEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUP
1,543,867 2015-11-23 0

SARRACINO STEVEN

  • Director
0 2015-11-09 0

ESW CAPITAL, LLC

ACORN PERFORMANCE GROUP, INC.

  • 10% Owner
2,765,045 2014-11-12 0

ESW CAPITAL, LLC

LIEMANDT JOSEPH

ACORN PERFORMANCE GROUP, INC.

  • 10% Owner
1,803,574 2014-11-05 0

HENLEY R BRIAN EXECUTIVE VICE PRESIDENT

  • Officer
40,990 2014-11-05 0

MELIK LUDWIG PRESIDENT

  • Officer
0 2014-11-05 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

FAVARON RODNEY C - Officer PRESIDENT

2022-01-14 16:25:42 -0500 2022-01-12 A 150,000 a 368,480 direct 2.8699 -3.2657 3.4636 3 -3.2657 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2022-01-14 16:44:20 -0500 2022-01-12 A 67,500 a 151,975 direct 2.8699 -3.2657 3.4636 3 -3.2657 6

MCDONALD JOHN T - Director - Officer CEO

2022-01-14 18:05:39 -0500 2022-01-12 A 93,750 a 93,750 direct

MCDONALD JOHN T - Director - Officer CEO

2022-01-14 18:05:39 -0500 2022-01-12 A 93,750 a 1,511,966 direct 2.8699 -3.2657 3.4636 3 -3.2657 6

GILL KINLOCH III - Officer EVP, CLO AND SECRETARY

2022-01-14 16:19:52 -0500 2022-01-12 A 27,500 a 86,806 direct 2.8699 -3.2657 3.4636 3 -3.2657 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2022-01-14 16:44:20 -0500 2022-01-10 G 16,486 d 84,475 direct 2.8699 -3.2657 3.4636 3 -3.2657 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER held by mdh trust

2022-01-14 16:44:20 -0500 2022-01-10 G 16,486 a 160,042 indirect 2.8699 -3.2657 3.4636 3 -3.2657 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2021-12-20 18:11:13 -0500 2021-12-20 G 108,867 d 100,961 direct -1.6931 -4.0741 0.0 1 -5.0265 5

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER held by mdh trust

2021-12-20 18:11:13 -0500 2021-12-20 G 108,867 a 143,556 indirect -1.6931 -4.0741 0.0 1 -5.0265 5

FAVARON RODNEY C - Officer PRESIDENT

2021-12-20 17:55:21 -0500 2021-12-16 F 9,837 $18.11 d 218,480 direct -1.6931 -4.0741 0.0 1 -5.0265 5

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2021-12-20 18:11:13 -0500 2021-12-16 F 7,131 $18.11 d 209,828 direct -1.6931 -4.0741 0.0 1 -5.0265 5

MCDONALD JOHN T - Director - Officer CEO

2021-12-21 09:27:15 -0500 2021-12-16 F 10,090 $18.11 d 1,418,216 direct -1.6931 -4.0741 0.0 1 -5.0265 5

GILL KINLOCH III - Officer EVP, CLO AND SECRETARY

2021-12-20 18:00:06 -0500 2021-12-16 F 6,558 $18.11 d 59,306 direct -1.6931 -4.0741 0.0 1 -5.0265 5

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
UPLAND SOFTWARE INC UPLD 2022-01-28 19:45:03 UTC -0.1896 0.2596 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 19:15:03 UTC -0.1896 0.2596 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 18:45:03 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 18:15:04 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 17:45:03 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 17:15:03 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 16:45:04 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 16:15:03 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 15:45:04 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 15:15:03 UTC -0.2002 0.2702 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 14:45:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 14:15:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 13:45:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 13:15:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-28 12:45:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-27 22:15:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-27 21:45:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-27 21:15:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-27 20:45:03 UTC -0.1874 0.2574 1400000
UPLAND SOFTWARE INC UPLD 2022-01-27 20:15:04 UTC -0.1874 0.2574 1400000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Enhanced Index Plus Fund UPLD -112.0 shares, $-3003.84 2020-03-31 N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund UPLD -78.0 shares, $-2091.96 2020-03-31 N-PORT

Elevate your investments