Upstart Holdings, Inc. (UPST)

FINANCE: GENERAL FINANCE
SIC: FINANCE SERVICES

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO, CA 94403

Upstart is a leading AI lending platform partnering with banks to expand access to affordable credit.

Data as of 2021-04-11 08:24:27 -0400
Market Cap9.371 Billion Shares Outstanding73.621 Million Avg 30-day Volume3.738 Million
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE253.06 Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.0 52-week High/Low165.66 / 22.61 Next Earnings Date2021-06-16 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud

Are you looking for this stock instead?

View SEC Filings from UPST instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 5 0 1 (0.06%) No data
Funds Holding: 59 0 20 (1.2%) No data
13F shares: 39.071 Million 0 20.323 Million No data
% Ownership 53.9199 28.0469 No data
New Positions: 58 20 No data
Increased Positions No data
Closed Positions No data
Reduced Positions No data
Total Calls No data
Total Puts No data
PUT/CALL Ratio No data No data
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

View recent insider trading info

Funds Holding UPST (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UPST BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

10 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GU PAUL SVP, PRODUCT AND DATA SCIENCE

  • Officer
  • Director
286,236 2021-03-20 2

COUNSELMAN ANNA M. SVP, PEOPLE AND OPERATIONS

  • Officer
36,690 2021-03-20 1

DATTA SANJAY CHIEF FINANCIAL OFFICER

  • Officer
76,236 2021-03-20 1

GIROUARD DAVE CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
11,952,569 2021-03-20 1

NICOLL ALISON GENERAL COUNSEL

  • Officer
36,690 2021-03-20 1

MIRGORODSKAYA NATALIA CORPORATE CONTROLLER

  • Officer
30,742 2021-03-20 1

COOPER KERRY WHORTON

  • Director
0 2021-03-15 2

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

MIRGORODSKAYA NATALIA - Officer CORPORATE CONTROLLER

2021-03-23 18:19:23 -0400 2021-03-20 A 6,531 a 22,445 direct 10.1977 14.7667 27.3156 3 0.0 1

NICOLL ALISON - Officer GENERAL COUNSEL

2021-03-23 18:20:20 -0400 2021-03-20 A 12,230 a 12,230 direct 10.1977 14.7667 27.3156 3 0.0 1

GU PAUL - Director - Officer SVP, PRODUCT AND DATA SCIENCE

2021-03-23 18:18:02 -0400 2021-03-20 A 50,824 a 50,824 direct

DATTA SANJAY - Officer CHIEF FINANCIAL OFFICER

2021-03-23 18:16:18 -0400 2021-03-20 A 25,412 a 25,412 direct 10.1977 14.7667 27.3156 3 0.0 1

MIRGORODSKAYA NATALIA - Officer CORPORATE CONTROLLER

2021-03-23 18:19:23 -0400 2021-03-20 A 4,354 a 4,354 direct

MIRGORODSKAYA NATALIA - Officer CORPORATE CONTROLLER

2021-03-23 18:19:23 -0400 2021-03-20 A 5,914 a 15,914 direct 10.1977 14.7667 27.3156 3 0.0 1

GIROUARD DAVE - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2021-03-23 18:17:29 -0400 2021-03-20 A 106,486 a 106,486 direct

GU PAUL - Director - Officer SVP, PRODUCT AND DATA SCIENCE

2021-03-23 18:18:02 -0400 2021-03-20 A 25,412 a 235,412 direct 10.1977 14.7667 27.3156 3 0.0 1

COUNSELMAN ANNA M. - Officer SVP, PEOPLE AND OPERATIONS

2021-03-23 18:15:14 -0400 2021-03-20 A 24,460 a 24,460 direct

MIRGORODSKAYA NATALIA - Officer CORPORATE CONTROLLER

2021-03-23 18:19:23 -0400 2021-03-20 A 3,943 a 3,943 direct

NICOLL ALISON - Officer GENERAL COUNSEL

2021-03-23 18:20:20 -0400 2021-03-20 A 24,460 a 24,460 direct

GIROUARD DAVE - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2021-03-23 18:17:29 -0400 2021-03-20 A 53,243 a 53,243 direct 10.1977 14.7667 27.3156 3 0.0 1

DATTA SANJAY - Officer CHIEF FINANCIAL OFFICER

2021-03-23 18:16:18 -0400 2021-03-20 A 50,824 a 50,824 direct

COUNSELMAN ANNA M. - Officer SVP, PEOPLE AND OPERATIONS

2021-03-23 18:15:14 -0400 2021-03-20 A 12,230 a 12,230 direct 10.1977 14.7667 27.3156 3 0.0 1

COOPER KERRY WHORTON - Director

2021-03-18 09:20:02 -0400 2021-03-15 A 2,297 a 2,297 direct 8.8539 7.5072 43.2531 3 -2.4416 5

GU PAUL - Director - Officer SVP, PRODUCT AND DATA SCIENCE

2021-03-09 16:12:42 -0500 2021-03-05 M 10,000 $2.15 a 210,000 direct 11.7947 14.7198 18.7583 4 0.0 1

GU PAUL - Director - Officer SVP, PRODUCT AND DATA SCIENCE

2021-03-09 16:12:42 -0500 2021-03-05 M 10,000 d 190,000 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
NORTHERN LIGHTS FUND TRUST II- Invenomic Fund UPST -15483.0 shares, $-962887.77 2021-01-31 N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund UPST -451.0 shares, $-28047.69 2021-01-31 N-PORT

Elevate your investments