Viavi Solutions Inc (VIAV)

Sector:
INFORMATION TECHNOLOGY
Industry:
COMMUNICATIONS EQUIPMENT
SIC:
SEMICONDUCTORS & RELATED DEVICES
CEO:
Oleg Khaykin
Employees:
3,600
6001 AMERICA CENTER DRIVE, 6TH FLOOR, SAN JOSE, CA 95002
4084043600

Viavi Solutions, Inc. engages in the provision of network and service enablement solutions and manufacture of optical products. It operates through the following segments: Network Enablement, Service Enablement, and Optical Security and Performance Products. The Network Enablement segment provides an integrated portfolio of testing solutions that access the network to perform build-out and maintenance tasks. The Service Enablement segment provides embedded systems and enterprise performance management solutions to global communication service providers and enterprises with visibility into network, service, and application data. The Optical Security and Performance Products segment designs, manufactures, and sells products targeting anti-counterfeiting, consumer and industrial, government, healthcare, and other markets. The company was founded in 1979 and is headquartered in Milpitas, CA.

Data derived from most recent annual or quarterly report
Market Cap 3.509 Billion Shares Outstanding228.473 Million Avg 30-day Volume 1.602 Million
P/E Ratio0.0 Dividend Yield0.0 EPS-2.15
Price to Revenue31.4986 Debt to Equity0.0 EBITDA-33.382 Million
Price to Book Value2.6665 Operating Margin-358.9646 Enterprise Value217.946 Million
Current Ratio7.516 EPS Growth0.721 Quick Ratio6.953
1 Yr BETA 52-week High/Low 18.14 / 11.92 Profit Margin-363.205
Operating Cash Flow Growth-45.7097 Altman Z-Score13.1882 Free Cash Flow to Firm -55.319 Million
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Funds Holding VIAV (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

83.4 Thousand total shares from 10 transactions

Exercise Derivative Conversion (M)

521.5 Thousand total shares from 38 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BELLUZZO RICHARD

  • Director
204,305 2021-10-05 8

SCRIVANICH LUKE M SVP GENERAL MANAGER OSP

  • Officer
49,178 2021-09-29 8

SIEBERT KEVIN CHRISTOPHER SVP GEN. COUNSEL & SECRETARY

  • Officer
46,822 2021-09-29 7

RONDINONE RALPH SVP GLOBAL OPERATIONS NSE

  • Officer
32,722 2021-09-29 7

STALEY GARY W SVP GLOBAL SALES NSE

  • Officer
92,055 2021-09-29 8

KHAYKIN OLEG PRESIDENT & CEO

  • Officer
953,678 2021-09-23 11

DERKSEN HENK EVP, CFO

  • Officer
89,874 2021-09-23 4

MCNAB PAUL EVP, CHIEF MKTG & STGY OFFICER

  • Officer
92,396 2021-09-23 9

CAMPOS TIMOTHY

  • Director
89,622 2021-04-19 2

AVENT PAMELA K. INTERIM CFO

  • Officer
64,936 2021-02-28 3

BARNES KEITH

  • Director
122,743 2020-11-17 2

COLVIN DONALD A

  • Director
116,968 2020-11-12 1

JABBAR MASOOD

  • Director
228,777 2020-11-12 1

DORCHAK GLENDA

  • Director
13,058 2020-11-12 1

BLACK LAURA A.

  • Director
47,412 2020-11-12 1

BRAHAM TOR

  • Director
116,968 2020-11-12 1

MALETIRA AMAR CFO

  • Officer
274,449 2020-10-01 0

STRAYER PAMELA J

  • Director
60,804 2018-02-27 0

SPRADLEY SUSAN LOUISE SVP GENERAL MANAGER NSE

  • Officer
47,650 2017-01-31 0

JOANNOU DION SVP GLOBAL SALES NSE

  • Officer
47,329 2017-01-31 0

WAECHTER THOMAS H CEO & PRESIDENT

  • Officer
238,140 2015-08-21 0

JACKSON REX S EVP, CHIEF FINANCIAL OFFICER

  • Officer
63,963 2015-08-21 0

COVERT HAROLD L

  • Director
0 2015-08-14 0

LOWE ALAN S EVP, PRESIDENT CCOP

  • Officer
221,747 2015-05-22 0

HEARD DAVID W PRESIDENT, COMMTEST

  • Officer
36,675 2015-02-20 0

POLLACK ANDREW R SVP, GENERAL COUNSEL

  • Officer
0 2015-02-20 0

KAPLAN MARTIN A

  • Director
0 2014-12-08 0

HERSCHER PENNY

  • Director
0 2014-12-08 0

KENNEDY KEVIN

  • Director
No longer subject to file 2012-08-16 0

VELLEQUETTE DAVID CHIEF FINANCIAL OFFICER

  • Officer
106,386 2012-08-15 0

BIE ROY SR. VICE PRESIDENT

  • Officer
3,122 2012-08-01 0

LIEBHABER RICHARD

  • Director
No longer subject to file 2011-11-12 0

SKRZYPCZAK CASIMIR S

  • Director
No longer subject to file 2011-11-12 0

DAY BRUCE

  • Director
No longer subject to file 2010-11-30 0

FAWCETT MATTHEW K GENERAL COUNSEL

  • Officer
0 2010-06-20 0

HOLLY DAVID R EVP & PRES., COMMTEST

  • Officer
0 2010-06-20 0

DENUCCIO KEVIN A

  • Director
No longer subject to file 2009-11-10 0

RASTOGI SHARAD SVP, CORP DEV & MARKETING

  • Officer
109,346 2009-10-15 0

DEWEES CHRISTOPHER SVP & CHIEF LEGAL OFFICER

  • Officer
0 2008-08-29 0

GUDMUNDSON DAVID EVP, OPTICAL COMMUNICATIONS

  • Officer
54,174 2008-08-29 0

ETTERMAN ALAN R SVP, CHIEF INFORMATION OFFICER

  • Officer
56,609 2008-08-22 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BELLUZZO RICHARD - Director

2021-10-07 16:25:35 -0400 2021-10-05 S 2,450 $15.34 d 204,305 direct yes -0.1963 1.4398 1.7016 5 -1.5707 3

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-10-01 15:42:41 -0400 2021-09-29 S 13,380 $15.61 d 32,722 direct yes 0.5867 -0.5867 0.7171 4 -1.4993 3

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-10-01 15:41:19 -0400 2021-09-29 S 11,595 $15.61 d 46,822 direct yes 0.5867 -0.5867 0.7171 4 -1.4993 3

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-10-01 15:57:56 -0400 2021-09-29 S 12,913 $15.61 d 49,178 direct yes 0.5867 -0.5867 0.7171 4 -1.4993 3

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-10-01 15:39:40 -0400 2021-09-29 S 11,120 $15.61 d 92,055 direct yes 0.5867 -0.5867 0.7171 4 -1.4993 3

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 10,457 a 107,290 direct 0.128 -1.2164 1.6005 4 -1.7926 5

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 F 6,458 $15.69 d 54,255 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 F 5,126 $15.69 d 94,028 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 3,700 d 10,000 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 8,559 a 89,497 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 8,888 a 66,498 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 13,025 d 0 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 F 6,458 $15.69 d 55,745 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 F 3,247 $15.69 d 44,043 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 73,206 d 175,703 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 13,025 a 45,747 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 F 28,807 $15.69 d 713,191 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 23,969 a 678,224 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 10,855 d 0 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 F 928 $15.69 d 53,666 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 10,855 a 54,779 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 10,457 d 25,101 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 13,025 d 0 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 8,559 d 0 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 F 2,140 $15.69 d 56,431 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 F 1,820 $15.69 d 96,833 direct 0.128 -1.2164 1.6005 4 -1.7926 5

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 13,025 a 60,713 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 13,025 a 99,154 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 13,025 d 0 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 3,700 d 10,000 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 F 1,835 $15.69 d 57,610 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 F 1,641 $15.69 d 46,102 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 13,025 a 62,203 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 7,320 a 47,290 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 23,969 d 64,784 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 6,797 d 16,316 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 73,206 a 741,998 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 F 35,266 $15.60 d 654,255 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 F 2,046 $15.69 d 58,417 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 3,083 a 54,594 direct 0.128 -1.2164 1.6005 4 -1.7926 5

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 8,366 d 20,080 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 4,625 d 12,500 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 F 4,148 $15.69 d 60,649 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 F 4,115 $15.69 d 103,175 direct 0.128 -1.2164 1.6005 4 -1.7926 5

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 4,316 a 58,571 direct 0.128 -1.2164 1.6005 4 -1.7926 5

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 4,625 a 98,653 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 8,888 d 21,336 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 F 3,368 $15.69 d 86,129 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 F 4,407 $15.69 d 62,091 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 7,320 d 17,570 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-27 21:27:30 -0400 2021-09-23 M 3,700 a 59,445 direct 0.128 -1.2164 1.6005 4 -1.7926 5

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 M 3,700 a 47,743 direct 0.128 -1.2164 1.6005 4 -1.7926 5

DERKSEN HENK - Officer EVP, CFO

2021-09-27 21:13:21 -0400 2021-09-23 A 89,874 a 89,874 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-27 21:22:43 -0400 2021-09-23 F 5,777 $15.69 d 39,970 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 89,621 d 0 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 3,083 d 8,334 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 F 9,432 $15.69 d 668,792 direct 0.128 -1.2164 1.6005 4 -1.7926 5

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-09-27 21:01:29 -0400 2021-09-23 M 89,621 a 689,521 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 M 6,797 a 60,463 direct 0.128 -1.2164 1.6005 4 -1.7926 5

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-27 21:30:07 -0400 2021-09-23 F 3,268 $15.69 d 51,511 direct 0.128 -1.2164 1.6005 4 -1.7926 5

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 4,316 d 11,667 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-27 21:33:12 -0400 2021-09-23 M 13,025 d 0 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-09-27 21:17:34 -0400 2021-09-23 M 8,366 a 64,797 direct 0.128 -1.2164 1.6005 4 -1.7926 5

BELLUZZO RICHARD - Director

2021-09-07 16:01:44 -0400 2021-09-07 S 2,450 $17.17 d 206,755 direct yes -1.3301 -1.3906 -7.6784 0.0 1 -9.0689 25

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-09-02 15:09:55 -0400 2021-09-01 S 7,684 $16.32 d 32,722 direct yes 1.4118 -5.4118 -8.8235 1.4118 2 -11.5294 28

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-09-02 15:11:41 -0400 2021-09-01 S 7,912 $16.32 d 49,178 direct yes 1.4118 -5.4118 -8.8235 1.4118 2 -11.5294 28

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-09-02 15:03:14 -0400 2021-09-01 S 7,037 $16.32 d 80,938 direct yes 1.4118 -5.4118 -8.8235 1.4118 2 -11.5294 28

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-09-02 15:07:51 -0400 2021-09-01 S 6,901 $16.32 d 43,924 direct yes 1.4118 -5.4118 -8.8235 1.4118 2 -11.5294 28

DERKSEN HENK - Officer EVP, CFO

2021-08-31 20:04:49 -0400 2021-08-28 A 29,655 a 29,655 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 F 4,939 $16.67 d 87,975 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 8,785 d 17,570 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 3,141 a 81,600 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 F 3,897 $16.67 d 40,406 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 F 1,968 $16.67 d 76,935 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 2,513 a 36,633 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 A 207,591 a 207,591 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 A 26,690 a 26,690 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 17,288 d 0 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 2,513 d 10,050 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 F 6,405 $16.67 d 546,619 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 10,667 a 62,379 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 17,288 a 543,550 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 F 1,246 $16.67 d 50,445 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 10,040 d 20,080 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 A 20,759 a 20,759 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 F 4,978 $16.67 d 47,688 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 2,094 d 0 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 2,932 a 44,080 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 F 631 $16.67 d 45,124 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 A 29,655 a 29,655 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 A 20,759 a 20,759 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 2,094 a 44,292 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 2,513 d 0 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 12,550 a 92,914 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 2,513 d 10,050 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 F 989 $16.67 d 78,459 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 8,785 a 44,303 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 5,000 a 78,903 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 F 1,115 $16.67 d 34,120 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 87,851 d 175,703 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 A 26,690 a 26,690 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 F 34,570 $16.67 d 599,900 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 2,513 d 0 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 16,277 a 553,024 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 F 1,246 $16.67 d 51,712 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 A 25,207 a 25,207 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 2,513 a 51,691 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 2,932 d 11,725 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 8,157 d 16,316 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 10,040 a 52,666 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 F 2,456 $16.67 d 50,825 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 F 1,246 $16.67 d 41,148 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 2,094 a 45,755 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 12,550 d 25,101 direct

DERKSEN HENK - Officer EVP, CFO

2021-08-31 20:04:49 -0400 2021-08-28 A 29,655 a 29,655 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 5,000 d 0 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 A 20,759 a 20,759 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 F 1,236 $16.67 d 80,364 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 2,513 d 0 direct

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 2,513 a 79,448 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 F 1,115 $16.67 d 35,518 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 A 207,591 a 207,591 direct

RONDINONE RALPH - Officer SVP GLOBAL OPERATIONS NSE

2021-08-31 20:20:24 -0400 2021-08-28 M 2,513 a 35,235 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 16,277 d 65,107 direct

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 10,667 d 21,336 direct

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 M 87,851 a 634,470 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 F 5,289 $16.67 d 57,090 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

KHAYKIN OLEG - Officer PRESIDENT & CEO

2021-08-31 20:26:16 -0400 2021-08-28 F 6,803 $16.67 d 536,747 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SCRIVANICH LUKE M - Officer SVP GENERAL MANAGER OSP

2021-08-31 20:16:13 -0400 2021-08-28 M 2,513 a 52,958 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 A 25,207 a 25,207 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 A 20,759 a 20,759 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 2,513 d 0 direct

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 2,094 d 8,375 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 F 1,454 $16.67 d 42,626 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 M 8,157 a 53,281 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 A 29,655 a 29,655 direct

MCNAB PAUL - Officer EVP, CHIEF MKTG & STGY OFFICER

2021-08-31 20:22:34 -0400 2021-08-28 M 2,513 a 42,394 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

SIEBERT KEVIN CHRISTOPHER - Officer SVP GEN. COUNSEL & SECRETARY

2021-08-31 20:07:32 -0400 2021-08-28 F 631 $16.67 d 43,661 direct 3.0303 -1.0909 -5.8182 4.4848 3 -8.8485 29

STALEY GARY W - Officer SVP GLOBAL SALES NSE

2021-08-31 20:29:38 -0400 2021-08-28 M 3,141 d 12,563 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
VIAVI SOLUTIONS INC VIAV 2021-10-25 22:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 21:45:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 21:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 20:45:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 20:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 19:45:04 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 19:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 18:45:02 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 18:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 17:45:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 17:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 16:45:02 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 16:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 15:45:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 15:15:03 UTC -0.18 0.25 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 14:45:02 UTC -0.187 0.257 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 14:15:03 UTC -0.187 0.257 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 13:45:03 UTC -0.187 0.257 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 13:15:03 UTC -0.187 0.257 5500000
VIAVI SOLUTIONS INC VIAV 2021-10-25 12:45:04 UTC -0.187 0.257 5500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Momentum Fund VIAV -1680.0 shares, $-25158.0 2020-12-31 N-PORT
Advisors Series Trust- Pzena Long/Short Value Fund VIAV -12138.0 shares, $-140679.42 2020-05-31 N-PORT
Trust for Professional Managers- Convergence Market Neutral Fund VIAV -7666.0 shares, $-102226.11 2020-08-31 N-PORT
INVESTMENT MANAGERS SERIES TRUST- AAM HIMCO Global Enhanced Dividend Fund VIAV -3828.0 shares, $-60099.6 2021-03-31 N-PORT
TRANSAMERICA FUNDS- Transamerica Event Driven VIAV -8246.0 shares, $-137625.74 2021-07-31 N-PORT
Calamos Investment Trust/IL- Calamos Market Neutral Income Fund VIAV -810200.0 shares, $-13522238.0 2021-07-31 N-PORT

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