VaxGen Inc. (VXGN)


SIC: PHARMACEUTICAL PREPARATIONS

349 OYSTER POINT BOULEVARD SOUTH SAN FRANCISCO, CA 94080

View SEC Filings from VXGN instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding VXGN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding VXGN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DREXLER KAREN

  • Director
0 2015-07-15 0

SULAT JAMES R

  • Director
0 2015-07-15 0

HUTT POLLARD ELIZABETH ANN

  • Director
0 2015-07-15 0

CURNUTTE JOHN T

  • Director
0 2015-07-15 0

SPERZEL JOHN J III

  • Director
0 2015-07-15 0

RAFIELD LORI F PHD CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
0 2015-06-30 0

PATTERSON LEONE D CHIEF FINANCIAL OFFICER

  • Officer
0 2015-03-20 0

FANG KENNETH C. CHIEF MEDICAL OFFICER

  • Officer
0 2014-12-16 0

JOHNSON ALEXANDER L PRESIDENT

  • Officer
0 2014-08-15 0

PATRICK CHARLES W

  • Director
0 2014-05-29 0

PANEK JAMES P

  • Director
0 2014-05-29 0

GALLIGAN ANDREW H

  • Director
0 2014-05-29 0

OLUKOTUN ADEOYE Y

  • Director
0 2014-05-29 0

VIRET JEAN-FREDERIC CHIEF FINANCIAL OFFICER

  • Officer
4,648 2014-04-28 0

ZYCHLINSKY BULAEVSKY EMILIA CHIEF TECHNICAL OFFICER

  • Officer
22,500 2013-12-04 0

BURRILL LIFE SCIENCES CAPITAL FUND LP

BURRILL INDIANA LIFE SCIENCES CAPITAL FUND, L.P.

BURRILL & CO (LIFE SCIENCES GP), LLC

BURRILL & CO (INDIANA GP), LLC

BURRILL & CO LLC

BURRILL STEVEN

  • 10% Owner
No longer subject to file 2013-10-30 0

RICHEY ROBERT MICHAEL CHIEF BUSINESS OFFICER

  • Officer
111,542 2013-09-03 0

WARD BRIAN E. PRESIDENT AND CEO

  • Officer
  • Director
110,000 2012-08-31 0

BAKER BROS. CAPITAL (GP), LLC

BAKER FELIX

BAKER JULIAN

  • 10% Owner
0 2012-01-27 0

ALFANO BERNARD M. (DINO) EXECUTIVE VICE PRESIDENT & CCO

  • Officer
0 2011-08-10 0

BOCK LOUIS C

  • Director
0 2010-07-29 0

BAKER JULIAN

  • 10% Owner
57,630 2010-07-28 0

BAKER FELIX

  • 10% Owner
57,631 2010-07-28 0

BAKER BIOTECH CAPITAL (GP), LLC

BAKER JULIAN

BAKER FELIX

  • 10% Owner
2,306,025 2010-07-28 0

BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLC

BAKER JULIAN

BAKER FELIX

  • 10% Owner
4,567,055 2010-07-28 0

14159 CAPITAL (GP), LLC

BAKER JULIAN

BAKER FELIX

  • 10% Owner
140,525 2010-07-28 0

WOLFERT ROBERT L EXECUTIVE VP AND CSO

  • Officer
0 2010-07-28 0

FOSTER DAVID J EXE. VP, CFO AND SECRETARY

  • Officer
209,343 2010-07-28 0

PLEWMAN PATRICK PRESIDENT AND CEO

  • Officer
  • Director
0 2010-07-28 0

ROI CAPITAL MANAGEMENT INC

BOYER MARK THOMAS

SOBOLESKI MITCHELL JOSEPH

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2009-10-19 0

BA VALUE INVESTORS, LLC

BRONSON STEVEN N

  • 10% Owner
1,822,000 2009-08-21 0

DESTEFANO PAUL

  • Director
0 2008-06-09 0

BERGER FRANKLIN M

  • Director
0 2008-06-09 0

REILLY KEVIN LEO

  • Director
0 2008-06-09 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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