Wachovia Corp. (WB)

FINANCE: BANKS & THRIFTS
SIC: NATIONAL COMMERCIAL BANKS
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ONE WACHOVIA CTR CHARLOTTE, NC 28288-0013

Provides commercial and retail banking and trust services in 15 states through full-service banking offices; also provides mortgage banking, credit card, investment banking, investment advisory, asset-based lending, leasing, insurance, international and securities brokerage services.

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View SEC Filings from WB instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 0 0 (0.0%)
13F Filers holding this stock: 1 0 (0.0%)
Aggregate 13F shares on 03/31/2020: 2 0
Aggregate 13F shares on 12/31/2019: 2 0
Percent change: 0.00%
Funds creating new positions:
Funds Adding to an existing position:
Funds closing out their position:
Funds reducing their position:
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding WB (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding WB BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CARLSON PETER M CHIEF FINANCIAL OFFICER

  • Officer
262,472 2020-08-05 0

BROWNING PETER C

  • Director
0 2020-08-03 0

INGRAM ROBERT ALEXANDER

  • Director
0 2020-07-28 0

YOUNG DONA D

  • Director
120,297 2020-07-01 0

JAMES DONALD M

  • Director
0 2020-07-01 0

THOMPSON G KENNEDY

  • Director
0 2020-06-10 0

ZWIENER DAVID K

  • Director
5,100 2020-05-21 0

TREANOR MARK C

  • Director
30,305 2020-05-18 0

SHAW RUTH G

  • Director
31,983 2020-05-14 0

CASTEEN JOHN T III

  • Director
61,936 2020-05-14 0

SHERBURNE JANE CECILE

  • Director
4,418 2020-04-22 0

BAKER JOHN D II

  • 10% Owner
494,051 2020-04-06 0

MCDONALD MACKEY J

  • Director
34,865 2020-03-15 0

NEUBAUER JOSEPH

  • Director
47,509 2019-05-15 0

JENKINS BENJAMIN P III

  • Director
16,707 2018-05-02 0

BURR JAMES FLOYD

  • Director
No longer subject to file 2018-01-01 0

TRUSLOW DONALD K CHIEF FINANCIAL OFFICER

  • Officer
No longer subject to file 2017-11-30 0

HERRINGER MARYELLEN C

  • Director
0 2017-04-03 0

CARROLL DAVID M SENIOR EXEC. VICE PRESIDENT

  • Officer
341,699 2017-03-22 0

CUMMINGS STEPHEN E

  • Director
56,662 2016-12-30 0

CLARK RANJANA B

0 2016-03-07 0

PROCTOR TIMOTHY D

  • Director
No longer subject to file 2015-03-17 0

STEEL ROBERT KING

  • Director
601,903 2010-04-27 0

PHELAN KENNETH EVP, ENTERPRISE RISK MANAGEMEN

  • Officer
0 2009-04-21 0

RADY ERNEST S TRUST

  • Director
No longer subject to file 2008-12-31 0

RICHEY VAN L

  • Director
No longer subject to file 2008-12-31 0

SMITH LANTY L CHAIRMAN

  • Officer
  • Director
No longer subject to file 2008-12-31 0

GITT JEROME ALAN

  • Director
No longer subject to file 2008-12-31 0

GOODWIN WILLIAM H JR

  • Director
No longer subject to file 2008-12-31 0

LEHMAN ALICE L SVP

  • Officer
No longer subject to file 2008-12-31 0

ENOS GERALD ADAMS JR SEVP OPS., TECH & ECOMM

  • Officer
No longer subject to file 2008-12-31 0

MCFAYDEN SHANNON W SEVP, HR & CORP RELATIONS DIR.

  • Officer
No longer subject to file 2008-12-31 0

KELLY STANHOPE A SEVP, PRES OF WEALTH MGMT.

  • Officer
No longer subject to file 2008-12-31 0

WURTZ THOMAS J FMR. SEVP AND CFO

  • Officer
No longer subject to file 2008-09-30 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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