Waddell & Reed Financial, Inc. Class A (WDR1)

Sector:
FINANCE
Industry:
CONSUMER FINANCE
SIC:
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
CEO:
Philip James Sanders
Employees:
1,332
6300 LAMAR AVE, OVERLAND PARK, KS 66202-4200
9132362000

*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

Waddell & Reed Financial, Inc. provides investment advisory, investment management, investment product underwriting, distribution and administrative services. It operates its business through three distinct distribution channels: Advisors channel, Wholesale channel and Institutional channel. The Advisors channel focuses on financial planning, serving primarily middle class and mass affluent clients. The Wholesale channels activities include retail fund distribution through brokers and dealers, registered investment advisors and retirement and insurance platforms. The Institutional channel manages assets in a variety of investment styles for a variety of types of institutions. The company was founded in 1937 and is headquartered in Overland Park, KS.

Data derived from most recent annual or quarterly report
Market Cap 1.553 Billion Shares Outstanding62.178 Million Avg 30-day Volume 635.359 Thousand
P/E Ratio30.7149 Dividend Yield4.032 EPS0.79
Price to Revenue58.0423 Debt to Equity0.16 EBITDA65.829 Million
Price to Book Value2.1685 Operating Margin0.0 Enterprise Value1.395 Billion
Current Ratio EPS Growth-0.463 Quick Ratio
1 Yr BETA 0.9654 52-week High/Low 0.0 / Profit Margin203.0148
Operating Cash Flow Growth-22.7754 Altman Z-Score Free Cash Flow to Firm 201.443 Million
View SEC Filings from WDR1 instead.

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Funds Holding WDR1 (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding WDR1

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2021-04-30:
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-04-21:
    Item 8.01: Other Events
  • 8-K: filed on 2021-04-13:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-04-05:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-03-25:
    Item 8.01: Other Events
  • 8-K: filed on 2021-03-23:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2021-03-10:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-02-10:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-02-02:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-01-13:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    GODLASKY THOMAS C

    • Director
    No longer subject to file 2021-04-30 0

    GASAWAY SHARILYN S

    • Director
    No longer subject to file 2021-04-30 0

    WALTON JERRY W

    • Director
    No longer subject to file 2021-04-30 0

    BLOSS BRENT K PRESIDENT

    • Officer
    No longer subject to file 2021-04-30 0

    LOGUE DENNIS E

    • Director
    No longer subject to file 2021-04-30 0

    MORRISSEY MICHAEL F

    • Director
    No longer subject to file 2021-04-30 0

    SANDERS PHILIP JAMES CEO

    • Officer
    • Director
    No longer subject to file 2021-04-30 0

    CLOUSE BENJAMIN R SVP & CFO

    • Officer
    No longer subject to file 2021-04-30 0

    DALEY MICHAEL JOHN VP - CHIEF ACCT OFF,IR & TREAS

    • Officer
    No longer subject to file 2021-04-30 0

    BUYLE MARK P. SVP, GC, CLO AND SECRETARY

    • Officer
    No longer subject to file 2021-04-30 0

    KLINE KATHERINE M. A.

    • Director
    No longer subject to file 2021-04-30 0

    MIHAL SHAWN M. SVP - WEALTH MANAGEMENT

    • Officer
    No longer subject to file 2021-04-30 0

    SCUPHAM AMY J. SVP - DISTRIBUTION

    • Officer
    No longer subject to file 2021-04-30 0

    RACKERS CHRISTOPHER W. SVP AND CPBO

    • Officer
    No longer subject to file 2021-04-30 0

    ANDRADE KATHIE J.

    • Director
    No longer subject to file 2021-04-30 0

    JESSEE JAMES A.

    • Director
    No longer subject to file 2021-04-30 0

    HANSON DANIEL P SVP & CIO

    • Officer
    No longer subject to file 2021-04-30 0

    WEAVER CONSTANCE K

    • Director
    6,794 2020-02-21 0

    KOSLOFF ALAN W

    • Director
    49,501 2020-01-02 0

    RAINES JAMES M

    • Director
    23,492 2019-02-15 0

    HILLS WENDY J EVP, GC, CHIEF LEGAL OFF & SEC

    • Officer
    171,074 2018-04-02 0

    BUTCH THOMAS W EVP & CHIEF MARKETING OFFICER

    • Officer
    No longer subject to file 2017-12-31 0

    SUNDEEN JOHN E JR SVP & CAO - INVESTMENTS

    • Officer
    304,672 2017-12-31 0

    HERRMANN HENRY J

    • Director
    • CHAIRMAN OF THE BOARD
    1,051,831 2017-12-31 0

    AVERY MICHAEL L

    • SEE EXPLANATION BELOW.
    No longer subject to file 2016-06-30 0

    STROHM MICHAEL D SVP & CHIEF OPERATIONS OFFICER

    • Officer
    No longer subject to file 2015-05-15 0

    CLOUSE MELISSA A VP, CONTROLLER & PAO

    • Officer
    No longer subject to file 2015-04-02 0

    SCHULTE DANIEL C

    • SEE EXPLANATION BELOW.
    No longer subject to file 2014-02-04 0

    REIMER RONALD C

    • Director
    62,389 2014-01-06 0

    CONNEALY DANIEL P SVP AND CFO

    • Officer
    291,744 2013-12-31 0

    SCHIEBER MARK A

    • SEE EXPLANATION BELOW.
    No longer subject to file 2011-12-31 0

    ROGERS WILLIAM L

    • Director
    72,263 2010-12-01 0

    WILLIAMS ROBERT J JR SVP - PUBLIC AFFAIRS

    • Officer
    No longer subject to file 2008-12-23 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 22:15:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 21:45:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 21:15:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 20:45:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 20:15:05 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 19:45:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 19:15:03 UTC -0.3891 0.4391 3200000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 18:45:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 18:15:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 17:45:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 17:15:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 16:45:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 16:15:04 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 15:45:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 15:15:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 14:45:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 14:15:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 13:45:02 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 13:15:03 UTC -0.3581 0.4081 3300000
    WADDELL & REED FINANCIAL-A WDR 2021-04-30 12:45:02 UTC -0.3581 0.4081 3300000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    TRANSAMERICA FUNDS- Transamerica Long/Short Strategy WDR1 -2407.0 shares, $-38463.86 2020-01-31 N-PORT
    Advanced Series Trust- AST Neuberger Berman Long/Short Portfolio WDR1 -15000.0 shares, $-232650.0 2020-06-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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